Data / Form D filings / Mar 14
Form D filings, March 14, 2024: 102 companies raised $8.14 billion
102 operating companies filed a Form D on March 14, 2024, reporting $8.14 billion sold. Largest: NEW YORK LIFE INSURANCE & ANNUITY CORP ($2.03 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.96 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.83 billion). The median filing is $3.7 million, and 156 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 102Form D filings
- $8.14 billionreported sold
- $3.7 millionmedian amount sold
- NYmost filings (20)
Most filings by state: NY 20, CA 11, FL 9, CO 7, TX 6. By industry: Other Technology 22, Other 20, Commercial 14, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $2,029,235,097 | Indefinite | 170 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,958,652,155 | Indefinite | 131 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,826,709,576 | Indefinite | 119 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $545,593,981 | Indefinite | 2 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $505,539,837 | Indefinite | 151 | Mar 14 | sec.gov |
| Cohen & Steers Income Opportunities REIT, Inc. (amended) | REITS and Finance | New York | NY | $221,000,000 | Indefinite | 107 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $132,819,829 | Indefinite | 106 | Mar 14 | sec.gov |
| AXONIUS, INC. | Other Technology | New York | NY | $99,999,990 | Indefinite | 2 | Mar 14 | sec.gov |
| Lasalle Mortgage Real Estate Capital V INC (amended) | REITS and Finance | Los Angeles | CA | $92,230,750 | $750,000,000 | 115 | Mar 14 | sec.gov |
| Eco Business Fund, SICAV SIF - Eco-business I Sub-Fund (amended) | Other Banking and Financial Services | Bertrange | $74,500,000 | Indefinite | 4 | Mar 14 | sec.gov | |
| Third Lake RE PH Development Fund IV, LP (amended) | Other Real Estate | Tampa | FL | $74,350,000 | Indefinite | 6 | Mar 14 | sec.gov |
| REGENT CRAFT INC. | Other Technology | North Kingstown | RI | $60,549,985 | $61,181,592 | 30 | Mar 14 | sec.gov |
| Pi Health Inc. | Biotechnology | Cambridge | MA | $41,798,400 | $41,798,400 | 1 | Mar 14 | sec.gov |
| Winners Alliance, Inc. | Other | Tysons | VA | $40,000,000 | $40,000,000 | 10 | Mar 14 | sec.gov |
| FIRST STREET TECHNOLOGY, INC. | Other | New York | NY | $33,499,992 | $33,499,992 | 5 | Mar 14 | sec.gov |
| 360 Holdings I Corp. (amended) | Manufacturing | New York | NY | $32,772,600 | Indefinite | 46 | Mar 14 | sec.gov |
| Pi Health Inc. | Biotechnology | Cambridge | MA | $30,877,444 | $35,000,001 | 12 | Mar 14 | sec.gov |
| Rabbit Inc/DE | Other Technology | Santa Monica | CA | $28,699,936 | $32,000,000 | 4 | Mar 14 | sec.gov |
| 1126833 B.C. LTD. (amended) | Other | New York | NY | $21,566,914 | Indefinite | 28 | Mar 14 | sec.gov |
| Lukla Inc. (amended) | Other Technology | Portland | OR | $21,109,588 | $30,000,000 | 57 | Mar 14 | sec.gov |
| Pure Lithium Corp | Other Energy | Charlestown | MA | $19,918,080 | $30,000,016 | 9 | Mar 14 | sec.gov |
| Landline Co (amended) | Other | Fort Collins | CO | $19,842,882 | $21,850,000 | 28 | Mar 14 | sec.gov |
| Tollpass, LLC | Other | Albany | NY | $19,118,433 | Indefinite | 12 | Mar 14 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $18,054,918 | $18,054,918 | 12 | Mar 14 | sec.gov |
| SkyOne Federal Credit Union (amended) | Other Banking and Financial Services | Hawthorne | CA | $15,000,000 | $15,000,000 | 6 | Mar 14 | sec.gov |
| DPEG Heritage, LP | Commercial | Stafford | TX | $13,950,000 | $13,950,000 | 145 | Mar 14 | sec.gov |
| Eco Business Fund, SICAV SIF - Eco-business II Sub-Fund | Other Banking and Financial Services | Bertrange | $10,000,000 | Indefinite | 1 | Mar 14 | sec.gov | |
| Topicals RX, Inc. | Retailing | Santa Monica | CA | $9,999,996 | $9,999,996 | 1 | Mar 14 | sec.gov |
| Westfield Centerpark Investors LLLP | Commercial | Denver | CO | $9,925,000 | $10,000,000 | 52 | Mar 14 | sec.gov |
| MealMe, Inc. | Other | Scottdale | GA | $9,239,985 | $13,089,988 | 13 | Mar 14 | sec.gov |
| Evolve at Deep River, LLC | Commercial | Greensboro | NC | $8,450,835 | $8,650,835 | 14 | Mar 14 | sec.gov |
| Inpleo, Inc. | Other Technology | Pittsburgh | PA | $6,941,000 | $9,666,000 | 41 | Mar 14 | sec.gov |
| Diamond Kinetics, Inc. | Other Technology | Pittsburgh | PA | $6,694,178 | $6,694,178 | 6 | Mar 14 | sec.gov |
| Murphy's Naturals, Inc. | Other | Raleigh | NC | $6,499,984 | $8,000,000 | 5 | Mar 14 | sec.gov |
| DPEG IV Office, LP | Commercial | Stafford | TX | $6,400,000 | $6,400,000 | 27 | Mar 14 | sec.gov |
| Bar Down Fund P1, LLC (amended) | Other | Jackson | WY | $5,200,000 | $50,000,000 | 72 | Mar 14 | sec.gov |
| Rise Fund III, LLC (amended) | Residential | Scottsdale | AZ | $5,107,000 | $20,000,000 | 28 | Mar 14 | sec.gov |
| Hybernia Medical, LLC (amended) | Other Health Care | New Rochelle | NY | $4,797,289 | $5,500,000 | 18 | Mar 14 | sec.gov |
| 4216 Des Moines, DST | Commercial | Los Angeles | CA | $4,441,345 | $9,500,000 | 18 | Mar 14 | sec.gov |
| OnCall Health Corp | Other Health Care | Philadelphia | PA | $4,391,928 | $9,430,031 | 6 | Mar 14 | sec.gov |
| Ostra Cybersecurity, Inc. (amended) | Other Technology | Minnetonka | MN | $4,100,000 | $4,100,000 | 6 | Mar 14 | sec.gov |
| FormAssembly, Inc. (amended) | Other Technology | Bloomington | IN | $4,000,000 | $4,000,000 | 1 | Mar 14 | sec.gov |
| FormAssembly, Inc. | Other Technology | Bloomington | IN | $4,000,000 | $4,000,000 | 1 | Mar 14 | sec.gov |
| Old Well Labs, Inc. | Other | Charlotte | NC | $3,699,974 | $3,699,974 | 21 | Mar 14 | sec.gov |
| FORAY bioscience, Inc. | Biotechnology | Cambridge | MA | $3,413,246 | $3,913,246 | 10 | Mar 14 | sec.gov |
| COASTAL GROWTH FUND III, LLC (amended) | Other Real Estate | Winter Park | FL | $3,125,000 | $5,000,000 | 28 | Mar 14 | sec.gov |
| Clearbrief, Inc. | Other | Seattle | WA | $2,987,311 | $4,000,000 | 4 | Mar 14 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Yerington | NV | $2,793,634 | $4,223,682 | 4 | Mar 14 | sec.gov |
| GPS Azim, LLC (amended) | Other Health Care | Jonesboro | AR | $2,589,000 | $2,589,000 | 19 | Mar 14 | sec.gov |
| Green Street Parks Fund 1 LP | Commercial | Dallas | TX | $2,575,000 | $50,000,000 | 8 | Mar 14 | sec.gov |
| Uplinq, Inc. | Other Technology | Scottsdale | AZ | $2,469,999 | $2,469,999 | 11 | Mar 14 | sec.gov |
| Martin/Martin, Inc. (amended) | Other | Lakewood | CO | $2,361,271 | $4,845,862 | 104 | Mar 14 | sec.gov |
| Orgenesis Inc. | Biotechnology | Germantown | MD | $2,340,903 | $2,340,903 | 46 | Mar 14 | sec.gov |
| Pagosa Talisman LLC | Other Real Estate | Boulder | CO | $2,278,500 | $2,278,500 | 39 | Mar 14 | sec.gov |
| Olive Grove ALC LLC | Commercial | Mercer Island | WA | $2,000,000 | $2,000,000 | 18 | Mar 14 | sec.gov |
| AEI NET LEASE PORTFOLIO 23 DST (amended) | Commercial | St. Paul | MN | $1,656,365 | $25,100,000 | 4 | Mar 14 | sec.gov |
| 360 Holdings I Corp. (amended) | Manufacturing | New York | NY | $1,491,674 | Indefinite | 45 | Mar 14 | sec.gov |
| Ann Uccello Apartments, LLC | Other Real Estate | Stamford | CT | $1,475,000 | $1,475,000 | 14 | Mar 14 | sec.gov |
| V1 Ascending - Spring Pointe, LLC | Residential | Debary | FL | $1,433,500 | $1,433,500 | 28 | Mar 14 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,308,500 | $3,500,000 | 17 | Mar 14 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,308,500 | $3,500,000 | 17 | Mar 14 | sec.gov |
| BitFlow Labs Inc. | Other Technology | Miami | FL | $1,300,000 | $3,800,000 | 28 | Mar 14 | sec.gov |
| Intuitive Virsec LLC | Investing | White Plains | NY | $1,256,942 | $20,000,000 | 38 | Mar 14 | sec.gov |
| 68 Southbridge, LLC | Residential | Watertown | MA | $1,250,000 | $1,250,000 | 20 | Mar 14 | sec.gov |
| MRC Aurora LLC (amended) | Construction | Orinda | CA | $805,000 | $10,000,000 | 1 | Mar 14 | sec.gov |
| POCKETBOOK, INC. (amended) | Other Technology | Atlanta | GA | $724,872 | $750,000 | 8 | Mar 14 | sec.gov |
| Light Wave Holding Company, LLC | Other Health Care | New York | NY | $713,533 | $713,533 | 16 | Mar 14 | sec.gov |
| Mosaic Distributors, LLC (amended) | Retailing | Camarillo | CA | $600,000 | $1,000,000 | 1 | Mar 14 | sec.gov |
| BSC HPM Resi I Invest, Inc. | Commercial | Coral Gables | FL | $500,000 | Indefinite | 1 | Mar 14 | sec.gov |
| BSC HPM Resi II Invest, Inc. | Commercial | Coral Gables | FL | $500,000 | Indefinite | 1 | Mar 14 | sec.gov |
| Dolores Mountain Property LLC | Commercial | Durango | CO | $400,000 | $400,000 | 7 | Mar 14 | sec.gov |
| LE Traffic Signal, LLC | Other | Orchard Park | NY | $365,000 | $365,000 | 8 | Mar 14 | sec.gov |
| ADIAL PHARMACEUTICALS, INC. | Pharmaceuticals | Glen Allen | VA | $287,500 | $287,500 | 1 | Mar 14 | sec.gov |
| Buchanan Mortgage Holdings, LLC | REITS and Finance | Newport Beach | CA | $250,000 | Indefinite | 1 | Mar 14 | sec.gov |
| 2806 Manor Holdings, LLC | Other | Austin | TX | $247,000 | Indefinite | 7 | Mar 14 | sec.gov |
| NewSight Reality, Inc. | Other Technology | Ponte Verde | FL | $225,000 | $250,000 | 9 | Mar 14 | sec.gov |
| BetterUP, Inc. | Other Technology | Austin | TX | $214,699 | $214,699 | 29 | Mar 14 | sec.gov |
| MOVA Technologies, Inc. | Other Technology | Blacksburg | VA | $175,000 | $1,500,000 | 3 | Mar 14 | sec.gov |
| RE-Sure, Inc. | Other Technology | Greenwood Village | CO | $132,500 | $1,670,000 | 8 | Mar 14 | sec.gov |
| UPI Study Inc. | Other Technology | Providence | RI | $100,000 | $100,000 | 1 | Mar 14 | sec.gov |
| Live Circle Inc. (amended) | Other Health Care | Ridgewood | NJ | $85,000 | $500,000 | 2 | Mar 14 | sec.gov |
| Tessake, Inc. | Retailing | Winter Park | FL | $75,000 | $5,000,000 | 1 | Mar 14 | sec.gov |
| Datality, Inc. | Other Technology | Portsmouth | NH | $70,000 | $300,000 | 2 | Mar 14 | sec.gov |
| CNG 2024 VEHICLES I, LLC | Energy Conservation | Oklahoma City | OK | $60,000 | $5,000,000 | 2 | Mar 14 | sec.gov |
| NexTide Media Corp | Business Services | Newark | DE | $50,000 | Indefinite | 2 | Mar 14 | sec.gov |
| DARK CARZ TECHNOLOGIES CORP (amended) | Other Technology | New Castle | DE | $50,000 | Indefinite | 1 | Mar 14 | sec.gov |
| 636 Productions LLC | Other | Providence | RI | $30,000 | $3,000,000 | 1 | Mar 14 | sec.gov |
| BIG TOP MUSIC Ltd LIABILITY Co | Other | New York | NY | $0 | $350,000 | 0 | Mar 14 | sec.gov |
| Skyway 41, LLC | Other Real Estate | Lakewood Ranch | FL | $0 | $17,500,000 | 0 | Mar 14 | sec.gov |
| DNC FUND LLC | Commercial | Dover | DE | $0 | $15,000,000 | 0 | Mar 14 | sec.gov |
| Gatsby Broadway LLC | Other | New York | NY | $0 | $25,000,000 | 0 | Mar 14 | sec.gov |
| JINGCAOYUAN HOLDINGS INC | Agriculture | Denver | CO | $0 | $100,000,000 | 0 | Mar 14 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | Mar 14 | sec.gov |
| Lightning Z TopCo, Inc. | Manufacturing | New York | NY | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| StartMyLease Music Publishing, Inc. | Other | Casper | WY | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| ExchangeRight Tax-Efficient Growth & Income Fund, LLC | Commercial | Pasadena | CA | $0 | $150,000,000 | 0 | Mar 14 | sec.gov |
| 1788 SSP Holdings, LP | Commercial | Bethesda | MD | $0 | $4,650,000 | 0 | Mar 14 | sec.gov |
| NCD Fund II, LLC | Other Real Estate | Indianapolis | IN | $0 | $25,000,000 | 0 | Mar 14 | sec.gov |
| Bethel Community Healing Center LLC (amended) | Other | Sacramento | CA | $0 | $24,000,000 | 0 | Mar 14 | sec.gov |
| Nestimate, Inc. | Other Technology | Lincoln | NE | $0 | $1,000,000 | 0 | Mar 14 | sec.gov |
| HOMAGE HOLDINGS, INC. | Retailing | Columbus | OH | $0 | $8,000,000 | 0 | Mar 14 | sec.gov |
| EPIC RE VENTURES LLC | Other Real Estate | Flower Mound | TX | $0 | $42,500,000 | 0 | Mar 14 | sec.gov |
March 15, 2024 · March 13, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.