Data / Form D filings / Mar 13
Form D filings, March 13, 2024: 104 companies raised $1.73 billion
104 operating companies filed a Form D on March 13, 2024, reporting $1.73 billion sold. Largest: Figure AI Inc. ($675 million), Makena Club LLC ($175.1 million), Zephyr AI, Inc. ($111.4 million). The median filing is $3.2 million, and 117 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 104Form D filings
- $1.73 billionreported sold
- $3.2 millionmedian amount sold
- NYmost filings (14)
Most filings by state: NY 14, CA 14, MA 14, FL 9, TX 7. By industry: Other Technology 20, Other 19, Other Real Estate 15, Investing 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Figure AI Inc. | Other Technology | Sunnyvale | CA | $674,981,967 | $675,000,000 | 45 | Mar 13 | sec.gov |
| Makena Club LLC (amended) | Other | Scottsdale | AZ | $175,147,500 | Indefinite | 174 | Mar 13 | sec.gov |
| Zephyr AI, Inc. | Biotechnology | Mclean | VA | $111,354,487 | $120,663,249 | 30 | Mar 13 | sec.gov |
| Applied Therapeutics, Inc. | Biotechnology | New York | NY | $99,997,998 | $99,997,998 | 31 | Mar 13 | sec.gov |
| Cart.com, Inc. (amended) | Other Technology | Houston | TX | $68,555,555 | $80,777,398 | 18 | Mar 13 | sec.gov |
| Beneficient | Other Banking and Financial Services | Dallas | TX | $62,096,231 | $62,096,231 | 3 | Mar 13 | sec.gov |
| Hometeam Technologies, Inc. | Other Health Care | New York | NY | $51,815,347 | $51,815,347 | 26 | Mar 13 | sec.gov |
| TF Special Opportunities - Frisco Ltd | Other Real Estate | Boston | MA | $33,442,410 | $33,982,260 | 11 | Mar 13 | sec.gov |
| Nocion Therapeutics, Inc. | Pharmaceuticals | Watertown | MA | $31,112,518 | $70,044,380 | 13 | Mar 13 | sec.gov |
| Formic Labs LLC | Other Technology | Woodbury | NY | $25,500,000 | $25,500,000 | 4 | Mar 13 | sec.gov |
| Alterwood Holdings, LLC | Insurance | Owings Mills | MD | $24,565,000 | $30,600,000 | 66 | Mar 13 | sec.gov |
| Cicada Logistics LLC | Other Energy | Golden | CO | $24,105,000 | $40,000,000 | 387 | Mar 13 | sec.gov |
| TFRP QOF Columbus-Raleigh 2022, LLC | Other Real Estate | Boston | MA | $23,040,000 | $23,040,000 | 16 | Mar 13 | sec.gov |
| LiveKit Inc | Other Technology | San Jose | CA | $19,742,076 | $19,999,997 | 3 | Mar 13 | sec.gov |
| Beekeeper's Naturals Inc. | Other | Thornhill | $18,682,566 | $18,682,566 | 23 | Mar 13 | sec.gov | |
| TFRP QOF 1130 N. Delaware 2021, LLC | Other Real Estate | Boston | MA | $17,540,000 | $17,540,000 | 14 | Mar 13 | sec.gov |
| Pando Root, LLC | Other | Yorktown Heights | NY | $17,370,000 | $18,000,000 | 9 | Mar 13 | sec.gov |
| TFRP QOF 57 Main 2022, LLC | Other Real Estate | Boston | MA | $16,540,000 | $16,540,000 | 12 | Mar 13 | sec.gov |
| Full Glass Wine Co., LLC | Retailing | Lake Forest | IL | $14,249,991 | $15,000,000 | 7 | Mar 13 | sec.gov |
| TFRP QOF KB Knoxville 2022, LLC | Other Real Estate | Boston | MA | $13,040,000 | $13,040,000 | 11 | Mar 13 | sec.gov |
| TFRP Apex Nashville 2022, LLC | Other Real Estate | Boston | MA | $11,540,000 | $11,540,000 | 13 | Mar 13 | sec.gov |
| TFRP QOF Columbus II 2022, LLC | Other Real Estate | Boston | MA | $11,040,000 | $11,040,000 | 10 | Mar 13 | sec.gov |
| PSC Ambassadors Fund 2024 LLC | Residential | Yardley | PA | $11,000,000 | $11,000,000 | 13 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $10,200,070 | $10,200,070 | 4 | Mar 13 | sec.gov |
| Linnaea Holdings, LLC | Other Real Estate | Boston | MA | $10,137,500 | $10,137,500 | 23 | Mar 13 | sec.gov |
| Springwood Hospitality 14, LP | Commercial | York | PA | $9,900,000 | $24,600,000 | 22 | Mar 13 | sec.gov |
| GRANITE PEAK 4, LLC | Other | Chicago | IL | $9,609,370 | Indefinite | 40 | Mar 13 | sec.gov |
| TFRP QOF Columbus 2021 LLC | Other Real Estate | Boston | MA | $8,040,000 | $8,040,000 | 14 | Mar 13 | sec.gov |
| Emergent Rising SPV, LLC | Investing | Las Vegas | NV | $7,800,000 | $7,800,000 | 7 | Mar 13 | sec.gov |
| Stell Engineering, Inc. | Other Technology | Marina Del Rey | CA | $7,182,490 | $7,182,498 | 17 | Mar 13 | sec.gov |
| SEP Industrial Holdings I LLC (amended) | Commercial | Daphne | AL | $6,750,000 | $25,000,000 | 18 | Mar 13 | sec.gov |
| Portofino Partners LLC | Other Real Estate | Boston | MA | $6,000,000 | $6,000,000 | 4 | Mar 13 | sec.gov |
| Saturn Oil & Gas Inc. (amended) | Oil and Gas | Calgary | $5,320,093 | $5,320,093 | 5 | Mar 13 | sec.gov | |
| TF Okeana Partners, LLC | Other Real Estate | Boston | MA | $5,100,000 | $5,100,000 | 3 | Mar 13 | sec.gov |
| Plant Prefab, Inc. | Manufacturing | Arvin | CA | $5,040,782 | $15,000,000 | 19 | Mar 13 | sec.gov |
| TIFIN AG Inc. | Other Technology | Boulder | CO | $4,999,879 | $4,999,879 | 1 | Mar 13 | sec.gov |
| 404 Manhattan Ave LLC | Residential | Jericho | NY | $4,600,000 | $4,600,000 | 20 | Mar 13 | sec.gov |
| GMT Exploration Co LLC (amended) | Oil and Gas | Denver | CO | $4,450,875 | $75,000,000 | 26 | Mar 13 | sec.gov |
| Pharmaceutics International, Inc. | Pharmaceuticals | Hunt Valley | MD | $4,249,989 | $4,249,989 | 6 | Mar 13 | sec.gov |
| Atlas Obscura Inc. | Other Travel | Brooklyn | NY | $3,859,225 | $10,000,000 | 25 | Mar 13 | sec.gov |
| DoctorNow, Inc. | Other Technology | Bellevue | WA | $3,585,831 | $4,085,825 | 16 | Mar 13 | sec.gov |
| M&H Select Service Hotel Fund LLC | Commercial | Johnstown | OH | $3,425,000 | $4,215,000 | 29 | Mar 13 | sec.gov |
| Magic Potion Games Inc. | Other Technology | South Pasadena | CA | $3,274,999 | $4,500,000 | 2 | Mar 13 | sec.gov |
| PROSENTRY, INC. | Other Technology | New York | NY | $3,224,999 | $3,224,999 | 68 | Mar 13 | sec.gov |
| Aquila Chesney Holdings, LLC | Commercial | Pinehurst | NC | $3,100,000 | $3,100,000 | 0 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $3,060,001 | $3,060,001 | 4 | Mar 13 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $2,840,000 | $2,840,000 | 17 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $2,800,001 | $2,800,001 | 9 | Mar 13 | sec.gov |
| Morada Crystal LLC | Commercial | Wayzata | MN | $2,750,000 | $2,750,000 | 31 | Mar 13 | sec.gov |
| Plant Prefab, Inc. | Manufacturing | Arvin | CA | $2,498,918 | $2,498,918 | 3 | Mar 13 | sec.gov |
| Honor Bancorp, Inc. (amended) | Commercial Banking | Honor | MI | $2,495,160 | Indefinite | 206 | Mar 13 | sec.gov |
| EV Dot Energy Ltd | Other Technology | London | $2,300,000 | $2,300,000 | 22 | Mar 13 | sec.gov | |
| Eli CoInvest LLC | Residential | Wilmette | IL | $2,125,000 | $8,000,000 | 0 | Mar 13 | sec.gov |
| TF Realty Partners - 322W, LLC | Other Real Estate | Boston | MA | $2,025,000 | $2,025,000 | 3 | Mar 13 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $1,700,000 | $1,700,000 | 2 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $1,555,001 | $1,555,001 | 17 | Mar 13 | sec.gov |
| Toy Chest LLC | Business Services | Palm Beach Gardens | FL | $1,500,000 | $1,500,000 | 5 | Mar 13 | sec.gov |
| SONGBIRD, INC. | Other Technology | Brooklyn | NY | $1,500,000 | $2,500,000 | 2 | Mar 13 | sec.gov |
| Limbik Inc | Other Technology | Ashburn | VA | $1,265,000 | $1,800,000 | 16 | Mar 13 | sec.gov |
| VIQ Solutions Inc. | Other Technology | Mississauga | $1,197,144 | $1,197,144 | 8 | Mar 13 | sec.gov | |
| Spring Cypress Flex Investors LP | Commercial | Missouri City | TX | $1,089,000 | $2,887,500 | 18 | Mar 13 | sec.gov |
| Caulipuffs, Inc. | Other Technology | Salinas | CA | $1,005,000 | $1,005,000 | 14 | Mar 13 | sec.gov |
| Tortuga Technologies LLC | Other Real Estate | Boston | MA | $1,000,000 | $1,000,000 | 2 | Mar 13 | sec.gov |
| Aqua Vitea LLC | Manufacturing | Middlebury | VT | $1,000,000 | $2,000,000 | 4 | Mar 13 | sec.gov |
| AgEagle Aerial Systems Inc. | Other Technology | Wichita | KS | $1,000,000 | $1,000,000 | 8 | Mar 13 | sec.gov |
| goHere LLC | Other Technology | Inlet Beach | FL | $650,000 | $5,000,000 | 3 | Mar 13 | sec.gov |
| TNGO Group Holdings, Inc. | Other Technology | Coppell | TX | $625,187 | $625,187 | 1 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $625,001 | $625,001 | 10 | Mar 13 | sec.gov |
| Blue Horizon Capital LLC | Other | Weddington | NC | $600,000 | $600,000 | 4 | Mar 13 | sec.gov |
| Emergent Saturn SPV, LLC | Investing | Beverly Hills | CA | $550,000 | $550,000 | 22 | Mar 13 | sec.gov |
| Crossroads Solar Enterprises, Inc. | Other | South Bend | IN | $499,500 | $2,500,000 | 3 | Mar 13 | sec.gov |
| Kootenay Silver Inc. | Other | Vancouver | $436,629 | $756,823 | 5 | Mar 13 | sec.gov | |
| Vertical Malt, LLC (amended) | Agriculture | Fisher | MN | $330,000 | $2,000,000 | 6 | Mar 13 | sec.gov |
| SetaTech USA, Inc. | Other | Homestead | FL | $300,000 | $1,800,000 | 1 | Mar 13 | sec.gov |
| Golden Independence Mining Corp. (amended) | Other | Vancouver | $293,859 | $2,893,166 | 1 | Mar 13 | sec.gov | |
| Developer Capital Inc. | Other | Toronto | $269,095 | $269,095 | 3 | Mar 13 | sec.gov | |
| LONGBOAT BUTTONWOOD DRIVE LLC | Construction | Lakewood Ranch | FL | $250,000 | $250,000 | 1 | Mar 13 | sec.gov |
| HUBBELL REALTY Co (amended) | Commercial | West Des Moines | IA | $250,000 | $10,000,000 | 1 | Mar 13 | sec.gov |
| Emergent Smartrr SPV, LLC | Investing | Las Vegas | NV | $177,500 | $177,500 | 4 | Mar 13 | sec.gov |
| DSGNPerks Inc (amended) | Manufacturing | Brooklyn | NY | $137,500 | $499,000 | 8 | Mar 13 | sec.gov |
| PERSOWN Connect, Inc. | Other Health Care | Jacksonville | FL | $110,000 | $500,000 | 1 | Mar 13 | sec.gov |
| Pioneer School Flats, LLC (amended) | Residential | Columbus | OH | $100,000 | $800,000 | 1 | Mar 13 | sec.gov |
| Magic AI, Inc. | Other | San Francisco | CA | $50,000 | $50,000 | 1 | Mar 13 | sec.gov |
| LARRY BOY MOVIE, LLC | Other | Leesburg | FL | $20,000 | $30,000,000 | 1 | Mar 13 | sec.gov |
| 360 Sierra, Inc. | Other | Bend | OR | $20,000 | $200,000 | 1 | Mar 13 | sec.gov |
| Intelerad Holdings ULC (amended) | Other | Vancouver | $1,620 | $1,620 | 14 | Mar 13 | sec.gov | |
| RM LSC Aspire, LLC | Commercial | New York | NY | $0 | $2,000,000 | 0 | Mar 13 | sec.gov |
| DE NARVAEZ LONGBOAT KEY, LLC | Residential | Lakewood Ranch | FL | $0 | $429,139 | 0 | Mar 13 | sec.gov |
| Auctionplus technologies Ltd | Other | Ajeltake Island | $0 | Indefinite | 0 | Mar 13 | sec.gov | |
| MPC FED CI ENERGY FUND V, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Envest Corp. | Other Energy | Toronto | $0 | $15,000,000 | 0 | Mar 13 | sec.gov | |
| 9606 - Acies RV Fund III LP | Other Real Estate | Miami | FL | $0 | $5,000,000 | 0 | Mar 13 | sec.gov |
| Blue Flag Distillery, LLC | Manufacturing | Fort Worth | TX | $0 | $2,500,000 | 0 | Mar 13 | sec.gov |
| BSC SHEA PARK LLC | Other Health Care | Phoenix | AZ | $0 | $1,568,000 | 0 | Mar 13 | sec.gov |
| Wasabi Goop Ltd Liability Co | Other | New York | NY | $0 | $250,000 | 0 | Mar 13 | sec.gov |
| SPC Flex Fund LLC | Other | Lake Elmo | MN | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| ECW Flex Fund LLC | Other | Meridian | ID | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Killeen 803 Central Expressway LLC | Residential | Lehi | UT | $0 | $6,000,000 | 0 | Mar 13 | sec.gov |
| Genesis Tech Fund II LLC | Other Technology | Prosper | TX | $0 | $21,500,000 | 0 | Mar 13 | sec.gov |
| Typewriter Topco LP | Other | Hamilton | $0 | Indefinite | 0 | Mar 13 | sec.gov | |
| Equity In Knowledge LLC (amended) | Investing | Seattle | WA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| International Power Group, Ltd. / DE (amended) | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Mar 13 | sec.gov |
| International Power Group, Ltd. / DE | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Mar 13 | sec.gov |
| C3 Rules Inc. | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 0 | Mar 13 | sec.gov |
March 14, 2024 · March 12, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.