Data / Form D filings / Mar 12
Form D filings, March 12, 2024: 92 companies raised $556.8 million
92 operating companies filed a Form D on March 12, 2024, reporting $556.8 million sold. Largest: JLLX Diversified III, DST ($80.4 million), Overjet, Inc. ($56.7 million), NexPoint Small Bay I DST ($41.3 million). The median filing is $1.6 million, and 118 pooled investment funds also filed that day.
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- 92Form D filings
- $556.8 millionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, FL 9, TX 8, MA 8, IL 7. By industry: Other Technology 19, Other 18, Commercial 12, Other Real Estate 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $80,386,238 | $95,916,712 | 68 | Mar 12 | sec.gov |
| Overjet, Inc. | Other | Boston | MA | $56,719,860 | $56,719,860 | 18 | Mar 12 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $41,253,000 | $59,505,817 | 121 | Mar 12 | sec.gov |
| Appex Group, Inc. (amended) | Other Technology | Boston | MA | $29,700,356 | $31,535,366 | 81 | Mar 12 | sec.gov |
| CEP WORKFORCE HOUSING FUND, LLC (amended) | REITS and Finance | Everett | WA | $29,680,000 | $65,000,000 | 96 | Mar 12 | sec.gov |
| Nano Net Technologies Inc. | Other Technology | Santa Clara | CA | $29,279,129 | $29,279,129 | 9 | Mar 12 | sec.gov |
| Cornelis Networks, Inc. | Computers | Wayne | PA | $25,000,000 | $45,000,000 | 1 | Mar 12 | sec.gov |
| PFD MANAGEMENT FUND 1007, LLC (amended) | Other Banking and Financial Services | Modesto | CA | $17,278,717 | $20,000,000 | 128 | Mar 12 | sec.gov |
| ALZHEON, INC. | Biotechnology | Framingham | MA | $17,249,891 | $49,995,798 | 2 | Mar 12 | sec.gov |
| PFD MANAGEMENT FUND 1008, LLC (amended) | Other Banking and Financial Services | Henderson | NV | $16,831,030 | $20,000,000 | 85 | Mar 12 | sec.gov |
| Topsort, Inc. | Other | Palo Alto | CA | $14,849,951 | $25,149,931 | 7 | Mar 12 | sec.gov |
| R & B Supply Chain Inc. | Other Technology | New York | NY | $13,506,054 | $13,506,054 | 18 | Mar 12 | sec.gov |
| AgNovos Bioscience, Inc. | Other Health Care | Rockville | MD | $13,377,366 | $13,377,366 | 8 | Mar 12 | sec.gov |
| Bottlefly, Inc. | Other | San Luis Obispo | CA | $12,379,693 | $12,379,693 | 48 | Mar 12 | sec.gov |
| Petfive Brands Global Holding Inc. | Other | Miami | FL | $12,000,000 | $12,000,000 | 8 | Mar 12 | sec.gov |
| U.S. Coachways, Inc. | Other Travel | Holmdel | NJ | $9,999,969 | $10,000,000 | 1 | Mar 12 | sec.gov |
| ONL Therapeutics, Inc. | Biotechnology | Ann Arbor | MI | $9,999,948 | $10,000,000 | 35 | Mar 12 | sec.gov |
| FC Algoma JV LLC | Commercial | Boynton Beach | FL | $9,750,000 | $9,750,000 | 0 | Mar 12 | sec.gov |
| GT Metabolic Solutions Inc | Other | San Jose | CA | $9,109,228 | $25,428,000 | 69 | Mar 12 | sec.gov |
| SWNC III Investors, LLC | Commercial | Birmingham | AL | $8,100,000 | $8,100,000 | 42 | Mar 12 | sec.gov |
| LODAS Markets, Inc. (amended) | Other Technology | Overland Park | KS | $7,445,621 | $10,000,000 | 23 | Mar 12 | sec.gov |
| Opolis, Inc. (amended) | Other Technology | Denver | CO | $6,590,000 | $8,000,000 | 7 | Mar 12 | sec.gov |
| SUNGAGE HOLDINGS, INC. | Other | Boston | MA | $6,588,814 | $12,097,680 | 13 | Mar 12 | sec.gov |
| FS Strickland & Saunders, LLC | Commercial | Draper | UT | $6,240,000 | $6,240,000 | 8 | Mar 12 | sec.gov |
| FAM SFE Holdings LLC | Investing | Chicago | IL | $6,000,000 | $6,000,000 | 22 | Mar 12 | sec.gov |
| Second Venture, LLC | Commercial | Boston | MA | $6,000,000 | $6,000,000 | 21 | Mar 12 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $5,373,754 | $136,944,633 | 21 | Mar 12 | sec.gov |
| Rapid Liquid Print Co. | Other Technology | Charlestown | MA | $5,000,000 | $5,000,000 | 3 | Mar 12 | sec.gov |
| DEBT FREE DOCTOR STR FUND 2, LLC | Commercial | Monroe | LA | $4,100,000 | $10,000,000 | 58 | Mar 12 | sec.gov |
| Lytica Therapeutics, Inc. | Biotechnology | Cambridge | MA | $4,065,000 | Indefinite | 14 | Mar 12 | sec.gov |
| JLLX Townlake of Coppell, DST (amended) | Other Real Estate | Chicago | IL | $3,971,309 | $59,931,534 | 9 | Mar 12 | sec.gov |
| JLLX Taunton Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $3,610,437 | $59,931,534 | 9 | Mar 12 | sec.gov |
| KULIPA, INC. | Business Services | New York | NY | $3,040,000 | $3,040,000 | 20 | Mar 12 | sec.gov |
| Assuravest LLC | Residential | Sanford | NC | $2,751,500 | Indefinite | 12 | Mar 12 | sec.gov |
| GRI Buyer LLC | Business Services | New York | NY | $2,277,000 | $2,277,000 | 22 | Mar 12 | sec.gov |
| Green Harvest Capital Bearcat DNM, L.P. | Residential | Fairview Park | OH | $2,150,000 | $3,200,000 | 27 | Mar 12 | sec.gov |
| Better Cooking Co. | Other | Oakland | CA | $2,000,000 | $8,000,000 | 2 | Mar 12 | sec.gov |
| Gaingels Figure LLC | Other | Burlington | VT | $1,817,015 | $1,817,015 | 38 | Mar 12 | sec.gov |
| Cooney HoldCo LLC | Other | Downers Grove | IL | $1,802,000 | $1,802,000 | 16 | Mar 12 | sec.gov |
| PiroGon, Inc. (amended) | Biotechnology | North Haven | CT | $1,335,000 | $1,335,000 | 25 | Mar 12 | sec.gov |
| Squire Hill Apartments LLC | Other Real Estate | Camden | NJ | $1,165,000 | $15,025,000 | 16 | Mar 12 | sec.gov |
| DIVACS, Inc. | Other Technology | Newark | DE | $1,155,000 | $1,320,000 | 17 | Mar 12 | sec.gov |
| SafeGuard Surgical, Inc. | Other | Tampa | FL | $1,105,000 | $4,000,000 | 2 | Mar 12 | sec.gov |
| ShortTok, Inc. | Other Technology | New York | NY | $1,010,000 | $2,500,000 | 9 | Mar 12 | sec.gov |
| BLOCKYROCKS, LLC | Investing | Bozeman | MT | $995,000 | $4,000,000 | 16 | Mar 12 | sec.gov |
| Medinvest 1 LLC | Investing | Plano | TX | $925,000 | $2,500,000 | 15 | Mar 12 | sec.gov |
| Drop Zone Canopy Company, LLC | Manufacturing | Brevard | NC | $925,000 | $1,750,000 | 12 | Mar 12 | sec.gov |
| SMART BARREL, INC. (amended) | Other Technology | Miami Beach | FL | $900,000 | $900,000 | 5 | Mar 12 | sec.gov |
| TechMileage Software Solutions, LLC (amended) | Other Technology | Scottsdale | AZ | $855,000 | $1,100,000 | 12 | Mar 12 | sec.gov |
| Torres Patagonia Conservation Reserve LLC | Other | Fort Lauderdale | FL | $850,000 | Indefinite | 1 | Mar 12 | sec.gov |
| PurCell Bio, Inc (amended) | Biotechnology | Bozeman | MT | $841,000 | $1,300,000 | 25 | Mar 12 | sec.gov |
| Commercium Financial, Inc. (amended) | Other Banking and Financial Services | Cheyenne | WY | $616,000 | $3,755,000 | 9 | Mar 12 | sec.gov |
| 310 W Girard Holdings LLC (amended) | Other Real Estate | Villanova | PA | $580,000 | $7,000,000 | 4 | Mar 12 | sec.gov |
| Razor Medical Instruments, Inc. (amended) | Other Health Care | Warsaw | IN | $550,000 | $1,500,000 | 4 | Mar 12 | sec.gov |
| Expert Medical Navigation, Inc. | Other Technology | Tiverton | MA | $532,725 | $2,000,000 | 32 | Mar 12 | sec.gov |
| NexPoint Life Sciences III DST (amended) | Other Real Estate | Dallas | TX | $517,406 | $30,661,253 | 4 | Mar 12 | sec.gov |
| CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC. | Other Technology | Hiram | GA | $500,000 | $500,000 | 1 | Mar 12 | sec.gov |
| DepYmed Inc. | Pharmaceuticals | Farmingdale | NY | $500,000 | $500,000 | 2 | Mar 12 | sec.gov |
| HeroWear Holdings, LLC | Retailing | Nashville | TN | $485,000 | $3,000,000 | 5 | Mar 12 | sec.gov |
| City Lake MHP LLC | Investing | Incline Village | NV | $390,000 | $390,000 | 10 | Mar 12 | sec.gov |
| COMPARENT INC. (amended) | Other Technology | Lutherville | MD | $375,000 | $750,000 | 4 | Mar 12 | sec.gov |
| STR The Right Way 1, LLC | Commercial | Keller | TX | $350,000 | $5,000,000 | 4 | Mar 12 | sec.gov |
| M2 Communities Investment, LLC | Other Banking and Financial Services | Greenwood Village | CO | $350,000 | $24,000,000 | 1 | Mar 12 | sec.gov |
| EQUITY DENTAL LLC | Other | Redmond | OR | $336,000 | $3,320,000 | 11 | Mar 12 | sec.gov |
| Kelsi's Kitchen LLC | Other | Idaho Falls | ID | $305,000 | $450,000 | 5 | Mar 12 | sec.gov |
| Harvest Invest-071 LLC A Series of Harvest Invest LLC | Investing | Fort Worth | TX | $200,000 | $20,000,000 | 3 | Mar 12 | sec.gov |
| Spiro Medical Inc. (amended) | Other Health Care | Belleair Bluffs | FL | $200,000 | $500,000 | 1 | Mar 12 | sec.gov |
| Parasomnia Movie, LLC | Other | Panama City | FL | $186,000 | $300,000 | 4 | Mar 12 | sec.gov |
| APMD Lennox REIT LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Mar 12 | sec.gov |
| TurboDocx, Inc. | Other Technology | Jupiter | FL | $75,000 | Indefinite | 5 | Mar 12 | sec.gov |
| Simply Global Inc. | Other Technology | Lewes | DE | $52,000 | $110,000 | 4 | Mar 12 | sec.gov |
| One Hearth, Inc. | Other Technology | Dover | DE | $50,000 | $1,500,000 | 1 | Mar 12 | sec.gov |
| ViNIL, LLC | Other Technology | Nashville | TN | $50,000 | Indefinite | 2 | Mar 12 | sec.gov |
| CREW CAMPUS, INC. | REITS and Finance | Aliso Viejo | CA | $50,000 | Indefinite | 1 | Mar 12 | sec.gov |
| Loan Atlas Inc. | Business Services | Thousand Oaks | CA | $45,000 | Indefinite | 14 | Mar 12 | sec.gov |
| RiskAdvisor, Inc. | Business Services | Lexington | SC | $25,000 | $1,000,000 | 1 | Mar 12 | sec.gov |
| TCI Acquisition Company, Inc. | Other Technology | Plantation | FL | $20,000 | $15,000,000 | 1 | Mar 12 | sec.gov |
| Nava AI, Inc. | Other Technology | Leander | TX | $10,000 | $10,000 | 1 | Mar 12 | sec.gov |
| Fear 3 Film LLC | Other | Los Angeles | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Exp Eq-Arc-The Preston 1 LLC | Commercial | Woodstock | GA | $0 | $1,032,000 | 0 | Mar 12 | sec.gov |
| CES PROPERTIES FUND XXXIX (RUBY LOAN) LLC | Other Real Estate | Bellevue | WA | $0 | $2,750,000 | 0 | Mar 12 | sec.gov |
| GR8 Outdoors Inc | Other | Bainbridge Island | WA | $0 | $1,000,000 | 0 | Mar 12 | sec.gov |
| AAA Lend LLC | REITS and Finance | San Francisco | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Evergreen Cortland LLC | Commercial | Union City | CA | $0 | $517,000 | 0 | Mar 12 | sec.gov |
| Oakley Capital- LSC-Cortland Copperleaf-2 LLC | Commercial | Birmingham | AL | $0 | $1,017,000 | 0 | Mar 12 | sec.gov |
| DCP DIVERSIFIED FUND LLC (amended) | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Mar 12 | sec.gov |
| DCP DIVERSIFIED FUND LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Mar 12 | sec.gov |
| RITESTAY CAPITAL LLC | Other Real Estate | Normal | IL | $0 | $20,000,000 | 0 | Mar 12 | sec.gov |
| GC Three Holdings LLC | Other | San Francisco | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| GC Three Holdings LLC | Other | San Francisco | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| InCommercial Motor Fuel Fund II LP (amended) | Commercial | Chicago | IL | $0 | $100,000,000 | 0 | Mar 12 | sec.gov |
| Inspire Capital Partners, LP (amended) | Other Banking and Financial Services | Las Vegas | NV | $0 | Indefinite | 0 | Mar 12 | sec.gov |
March 13, 2024 · March 11, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.