Data / Form D filings / Nov 28
Form D filings, November 28, 2023: 82 companies raised $1.87 billion
82 operating companies filed a Form D on November 28, 2023, reporting $1.87 billion sold. Largest: NHIT: CORE FIXED INCOME TRUST ($1.40 billion), NHIT: Long Duration Corporate Bond Trust ($209.4 million), NexPoint Storage IV DST ($67.7 million). The median filing is $692,500, and 107 pooled investment funds also filed that day.
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- 82Form D filings
- $1.87 billionreported sold
- $692,500median amount sold
- CAmost filings (10)
Most filings by state: CA 10, FL 10, MA 9, NY 6, TX 5. By industry: REITS and Finance 18, Other Technology 17, Other Real Estate 12, Other 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: CORE FIXED INCOME TRUST (amended) | Investing | Boston | MA | $1,397,972,350 | Indefinite | 56 | Nov 28 | sec.gov |
| NHIT: Long Duration Corporate Bond Trust (amended) | Investing | Boston | MA | $209,399,499 | Indefinite | 9 | Nov 28 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $67,699,402 | $70,344,106 | 216 | Nov 28 | sec.gov |
| SW Neighborhood Centers III, LLC | Commercial | Birmingham | AL | $42,251,000 | $50,000,000 | 2 | Nov 28 | sec.gov |
| TIZ, INC. | Other Technology | Chicago | IL | $32,500,000 | $65,000,000 | 12 | Nov 28 | sec.gov |
| Aleph Labs, Inc. | Other Technology | New York | NY | $16,707,000 | $16,707,000 | 47 | Nov 28 | sec.gov |
| CPG at Columbia Holdings Parent LLC | Commercial | Aventura | FL | $13,433,333 | $13,433,333 | 5 | Nov 28 | sec.gov |
| AEI HEALTHCARE FUND LLC (amended) | Commercial | St. Paul | MN | $9,336,304 | $200,000,000 | 74 | Nov 28 | sec.gov |
| Rypplzz, Inc. | Other Technology | Hermosa Beach | CA | $6,562,094 | $6,812,093 | 57 | Nov 28 | sec.gov |
| Cambium Carbon PBC (amended) | Other Technology | Arbutus | MD | $5,365,500 | $5,365,500 | 8 | Nov 28 | sec.gov |
| Jukebox Health Inc. | Other Health Care | New York | NY | $5,087,502 | $5,500,000 | 11 | Nov 28 | sec.gov |
| Scientia Vascular, Inc. | Other Health Care | West Valley City | UT | $5,021,540 | $5,021,540 | 29 | Nov 28 | sec.gov |
| EVENERGI LABS INC. | Other Technology | Ann Arbor | MI | $5,000,000 | $10,000,000 | 1 | Nov 28 | sec.gov |
| Dinari, Inc. (amended) | Other Technology | Palo Alto | CA | $4,826,319 | $4,826,319 | 12 | Nov 28 | sec.gov |
| LH Montage Maui, LLC | Commercial | Rancho Santa Margarita | CA | $4,820,000 | $4,820,000 | 40 | Nov 28 | sec.gov |
| CPG at Columbia Equity LLC | Commercial | Aventura | FL | $4,812,222 | $4,812,222 | 14 | Nov 28 | sec.gov |
| CX Midwest Industrial Logistics, DST (amended) | Commercial | Tampa | FL | $3,823,625 | $69,123,000 | 9 | Nov 28 | sec.gov |
| SFMP I, LLC | Investing | Dayton | OH | $3,420,000 | $4,500,000 | 12 | Nov 28 | sec.gov |
| Mortgage Automation Technologies, Inc. (amended) | Other Banking and Financial Services | Fairfield, Nj 07004 | NJ | $3,225,000 | $4,700,000 | 14 | Nov 28 | sec.gov |
| Billfold Solutions Inc. | Other Technology | New York | NY | $2,910,000 | $2,910,000 | 20 | Nov 28 | sec.gov |
| BigML, Inc. | Other Technology | Corvallis | OR | $2,652,295 | $25,000,000 | 6 | Nov 28 | sec.gov |
| TOMI Environmental Solutions, Inc. | Biotechnology | Frederick | MD | $2,600,000 | $5,000,000 | 28 | Nov 28 | sec.gov |
| UltiHash, Inc. | Other Technology | San Francisco | CA | $2,490,080 | $2,970,497 | 12 | Nov 28 | sec.gov |
| PSCP Ice, LLC | Investing | Milwaukee | WI | $2,087,112 | $3,000,000 | 29 | Nov 28 | sec.gov |
| Deer Park ALF Property LLC | Other Real Estate | Cincinnati | OH | $1,660,730 | $1,660,730 | 22 | Nov 28 | sec.gov |
| Adventure Mattress, LLC | Other | Elk Grove Village | IL | $1,350,000 | $2,850,000 | 4 | Nov 28 | sec.gov |
| Living Food Asia Corp (amended) | Other Technology | Schwenksville | PA | $1,324,998 | $1,325,000 | 4 | Nov 28 | sec.gov |
| West Lafayette ALF Property LLC (amended) | Other Real Estate | Lafayette | IN | $1,296,162 | $1,296,162 | 22 | Nov 28 | sec.gov |
| West Lafayette ALF Property LLC | Other Real Estate | Lafayette | IN | $1,296,162 | $1,296,162 | 22 | Nov 28 | sec.gov |
| Fort Harrison ALF Property LLC (amended) | Other Real Estate | Indianapolis | IN | $976,106 | $976,106 | 22 | Nov 28 | sec.gov |
| Fort Harrison ALF Property LLC | Other Real Estate | Indianapolis | IN | $976,106 | $976,106 | 22 | Nov 28 | sec.gov |
| Fairborn ALF Property LLC | Other Real Estate | Fairborn | OH | $948,989 | $948,989 | 22 | Nov 28 | sec.gov |
| Poland ALF Property LLC | Other Real Estate | Poland | OH | $883,014 | $883,014 | 22 | Nov 28 | sec.gov |
| XAPP AI Holdings, Inc. | Other Technology | Centreville | VA | $750,000 | $1,500,000 | 5 | Nov 28 | sec.gov |
| Masset, Inc. | Other Technology | Alpine | UT | $700,000 | $700,000 | 4 | Nov 28 | sec.gov |
| Vetcelerator Holdings Inc. | Other | Knoxville | TN | $685,000 | $1,000,000 | 4 | Nov 28 | sec.gov |
| Journey Callie REIT, LLC | REITS and Finance | Boston | MA | $500,000 | $500,000 | 125 | Nov 28 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $500,000 | $500,000 | 1 | Nov 28 | sec.gov |
| YOUATTEST (amended) | Other Technology | Irvine | CA | $475,000 | $750,000 | 2 | Nov 28 | sec.gov |
| Olumo Inc. | Other Technology | Alpine | UT | $400,000 | $800,000 | 1 | Nov 28 | sec.gov |
| G-Love LLC | Restaurants | Portland | OR | $392,500 | $400,000 | 5 | Nov 28 | sec.gov |
| CharmHealth Bioverge Fund I, LLC | Investing | Boise | ID | $355,000 | $400,000 | 3 | Nov 28 | sec.gov |
| Streamline Software, Inc. | Other Technology | Sacramento | CA | $300,000 | $300,000 | 4 | Nov 28 | sec.gov |
| BGLG, Inc. | Other | New York | NY | $292,284 | $500,000 | 4 | Nov 28 | sec.gov |
| YOUNEEQAI TECHNICAL SERVICES, INC. | Other Technology | Lakewood | CO | $250,000 | $250,000 | 1 | Nov 28 | sec.gov |
| Love & Cookies, LLC | Other | Lakeway | TX | $200,000 | $2,000,000 | 1 | Nov 28 | sec.gov |
| 9606 - Acies AVJW LP | Other Real Estate | Miami | FL | $200,000 | $100,000,000 | 1 | Nov 28 | sec.gov |
| Waahe Value Add Fund I, LP | Residential | Atherton | CA | $180,000 | $50,000,000 | 1 | Nov 28 | sec.gov |
| Better Booch Inc. | Manufacturing | Huntington Park | CA | $176,457 | $176,457 | 1 | Nov 28 | sec.gov |
| Medalist Partners Asset-Based REIT III | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| HALI INC. | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| ILIA-OLATHE INC. | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Gideon Inc. | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| FONTAINE-HILLIARD INC. | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| WB Skyline LLC | Residential | Scottsdale | AZ | $125,000 | $1,000,000 | 2 | Nov 28 | sec.gov |
| Stoltz Co-Invest REIT, LLC | REITS and Finance | Bala Cynwyd | PA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Stoltz MF I REIT Holdings, LLC | REITS and Finance | Bala Cynwyd | PA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Atlantic STR REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Atlantic Life Science Fund REIT III, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| BCRE Fund III Master REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Square 487 Holdings LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| HSREF VII Venture REIT, LLC | REITS and Finance | Woburn | MA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| NCBP REIT LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Atlantic Self Storage VIII REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Cortland Enhanced Value Fund VI REIT, LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| Sub REIT 347 Madison LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| MWID DI, Inc. | REITS and Finance | Springfield | NJ | $125,000 | $125,000 | 125 | Nov 28 | sec.gov |
| GolfSuites 1, Inc. | Other | Brandon | FL | $115,461 | $25,000,000 | 39 | Nov 28 | sec.gov |
| Troy Minerals Inc. | Other | Vancouver | $22,465 | $22,465 | 2 | Nov 28 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $5,016 | Indefinite | 2 | Nov 28 | sec.gov |
| Zarvona IV-B, L.P. | Oil and Gas | Houston | TX | $0 | Indefinite | 0 | Nov 28 | sec.gov |
| Zarvona IV-A, L.P. | Oil and Gas | Houston | TX | $0 | Indefinite | 0 | Nov 28 | sec.gov |
| 250 College Avenue Sponsor LLC | Construction | Baltimore | MD | $0 | $22,000,000 | 0 | Nov 28 | sec.gov |
| MPC SC 2023 ASIC ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Nov 28 | sec.gov |
| MPC GA 2023 ASIC ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Nov 28 | sec.gov |
| HUNGRY HIPPOS FOOD & BEVERAGE FUND I LLC | Restaurants | Spanish Fork | UT | $0 | $10,000,000 | 0 | Nov 28 | sec.gov |
| 9606 - Acies SB Fund III LP | Other Real Estate | Miami | FL | $0 | $10,000,000 | 0 | Nov 28 | sec.gov |
| Family Project Joint Venture #7 | Oil and Gas | Dallas | TX | $0 | $1,900,000 | 15 | Nov 28 | sec.gov |
| Tuvalu Ventures, LLC | Investing | Salt Lake City | UT | $0 | Indefinite | 0 | Nov 28 | sec.gov |
| Biochar Now, LLC | Other | Loveland | CO | $0 | $6,000,000 | 0 | Nov 28 | sec.gov |
| Clarke Oil & Gas JV, LP (amended) | Oil and Gas | Christiansburg | VA | $0 | Indefinite | 27 | Nov 28 | sec.gov |
| Mayva, Inc. | Other Technology | Arvada | CO | $0 | $80,000 | 1 | Nov 28 | sec.gov |
November 29, 2023 · November 27, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.