Data / Form D filings / Nov 29
Form D filings, November 29, 2023: 81 companies raised $399.7 million
81 operating companies filed a Form D on November 29, 2023, reporting $399.7 million sold. Largest: RIPPLE FOODS, PBC ($49.2 million), Arrivo BioVentures, LLC ($43.2 million), Route 92 Medical, Inc. ($31.3 million). The median filing is $1.6 million, and 130 pooled investment funds also filed that day.
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- 81Form D filings
- $399.7 millionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 10, IL 8, TX 7, FL 4. By industry: Other Technology 23, Other 14, Commercial 9, REITS and Finance 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| RIPPLE FOODS, PBC | Other Technology | Berkeley | CA | $49,245,668 | $55,375,094 | 59 | Nov 29 | sec.gov |
| Arrivo BioVentures, LLC | Biotechnology | Morrisville | NC | $43,194,016 | $45,250,000 | 58 | Nov 29 | sec.gov |
| Route 92 Medical, Inc. | Other Health Care | San Mateo | CA | $31,268,156 | $31,268,156 | 4 | Nov 29 | sec.gov |
| Ocient Inc. (amended) | Other Technology | Chicago | IL | $24,411,878 | $35,000,000 | 44 | Nov 29 | sec.gov |
| Diamond Builders Holdings, LLC | Other | New York | NY | $21,650,000 | $21,650,000 | 4 | Nov 29 | sec.gov |
| Milhaus QOZ Fund VI, LLC | Other Real Estate | Indianapolis | IN | $17,833,000 | $20,000,000 | 31 | Nov 29 | sec.gov |
| Abaco Ventures LLC | Other Real Estate | Miami | FL | $15,000,000 | $22,000,000 | 7 | Nov 29 | sec.gov |
| ED Umbrella Holdings, LLC | Other | New York | NY | $15,000,000 | $15,000,000 | 3 | Nov 29 | sec.gov |
| Trala, Inc. (amended) | Other Technology | Chicago | IL | $14,503,439 | $14,503,439 | 35 | Nov 29 | sec.gov |
| Appriss Retail Holding Co L.P. (amended) | Other | Irvine | CA | $13,766,880 | Indefinite | 15 | Nov 29 | sec.gov |
| Troubadour Golf & Field Club, LLC (amended) | Other | Scottsdale | AZ | $13,703,760 | Indefinite | 210 | Nov 29 | sec.gov |
| Semify Holdings, LLC | Business Services | Rochester | NY | $13,000,000 | Indefinite | 51 | Nov 29 | sec.gov |
| Diamond Builders Partners, LLC | Other | New York | NY | $12,460,000 | $12,460,000 | 2 | Nov 29 | sec.gov |
| Rune Labs, Inc. | Other Technology | San Francisco | CA | $12,049,999 | $12,049,999 | 9 | Nov 29 | sec.gov |
| Coulomb Inc. | Other | Charlottesville | VA | $10,000,000 | $20,000,000 | 1 | Nov 29 | sec.gov |
| BG 20 - North Lamar LLC (amended) | Residential | Houston | TX | $8,850,000 | $8,850,000 | 70 | Nov 29 | sec.gov |
| BG 18 - Crockett Street LLC (amended) | Residential | Houston | TX | $7,775,000 | $7,775,000 | 71 | Nov 29 | sec.gov |
| Helix Alternative Technologies Inc. | Other Technology | Boulder | CO | $5,999,999 | $5,999,999 | 6 | Nov 29 | sec.gov |
| Beli Technologies, Inc. | Other | New York | NY | $5,300,000 | $5,300,000 | 3 | Nov 29 | sec.gov |
| Spotonix, Inc. | Other Technology | San Fransisco | CA | $5,000,000 | $6,500,000 | 2 | Nov 29 | sec.gov |
| MAIA Biotechnology, Inc. | Biotechnology | Chicago | IL | $4,859,092 | $4,859,092 | 3 | Nov 29 | sec.gov |
| Basil Systems, Inc. (amended) | Other Technology | Boston | MA | $4,774,996 | $5,124,991 | 13 | Nov 29 | sec.gov |
| Diamond Builders Aggregator, LLC | Other | New York | NY | $3,860,000 | $3,860,000 | 24 | Nov 29 | sec.gov |
| Dimension mLogica SPV LLC | Other Technology | Dallas | TX | $3,796,000 | $25,046,000 | 22 | Nov 29 | sec.gov |
| 3Helix, Inc. | Biotechnology | Salt Lake City | UT | $3,749,987 | $6,000,000 | 8 | Nov 29 | sec.gov |
| BC Frontera LLC | Investing | Irving | TX | $3,300,000 | $3,300,000 | 37 | Nov 29 | sec.gov |
| 2424 Voss LLC | Residential | Houston | TX | $3,125,000 | $3,125,000 | 48 | Nov 29 | sec.gov |
| Responsiv AI, Inc. | Other Technology | Chicago | IL | $2,999,998 | $2,999,998 | 6 | Nov 29 | sec.gov |
| Scholars App Inc. (amended) | Other Technology | Honolulu | HI | $2,550,000 | $3,325,000 | 29 | Nov 29 | sec.gov |
| Konfer, Inc. (amended) | Computers | Milpitas | CA | $2,285,000 | $3,100,000 | 14 | Nov 29 | sec.gov |
| Cove Net Lease Distribution 69 DST | Commercial | Torrance | CA | $2,175,309 | $12,443,403 | 6 | Nov 29 | sec.gov |
| Baldi Management Group, Inc. | Restaurants | Washington | DC | $2,150,000 | $2,350,000 | 2 | Nov 29 | sec.gov |
| AgEagle Aerial Systems Inc. | Other Technology | Wichita | KS | $2,000,000 | $2,000,000 | 12 | Nov 29 | sec.gov |
| TREASURE VALLEY HOSPITAL LIMITED PARTNERSHIP (amended) | Other Health Care | Boise | ID | $1,894,019 | $9,143,738 | 5 | Nov 29 | sec.gov |
| Greenville New Build Portfolio 1, LLC | Commercial | Greenville | SC | $1,618,000 | $1,800,000 | 36 | Nov 29 | sec.gov |
| Hidden Island LLC | Commercial | Fort Collins | CO | $1,400,000 | $1,400,000 | 7 | Nov 29 | sec.gov |
| MPT UK Trust Sub REIT 1, Inc. | REITS and Finance | Birmingham | AL | $1,375,000 | $1,375,000 | 125 | Nov 29 | sec.gov |
| Dropstat, Inc. | Other Technology | Los Angeles | CA | $1,337,397 | Indefinite | 10 | Nov 29 | sec.gov |
| Lyniate US Holdings LP | Other | Wilmington | DE | $1,250,000 | Indefinite | 1 | Nov 29 | sec.gov |
| Sense Diagnostics, Inc. | Other Technology | Cincinnati | OH | $1,065,000 | $4,000,000 | 23 | Nov 29 | sec.gov |
| Invirsa, Inc. | Pharmaceuticals | Columbus | OH | $999,998 | $999,998 | 1 | Nov 29 | sec.gov |
| Nomad Development, Inc. | Other Real Estate | Raleigh | NC | $896,441 | $4,000,000 | 1 | Nov 29 | sec.gov |
| Colorado Health & Beauty MSO, LLC | Other Health Care | Boulder | CO | $800,000 | $2,000,000 | 12 | Nov 29 | sec.gov |
| SACRAQCEN MHP & RV PARK LLC | Commercial | Lakeland | FL | $731,000 | $1,250,000 | 4 | Nov 29 | sec.gov |
| Bone Biologics Corp | Biotechnology | Burlington | MA | $729,000 | $729,000 | 4 | Nov 29 | sec.gov |
| Momentis Surgical Ltd. | Other Health Care | Or Yehuda | $627,878 | $10,000,000 | 5 | Nov 29 | sec.gov | |
| ExoticRidge Fund III LP | Other Technology | Lexington | KY | $500,000 | $2,000,000 | 1 | Nov 29 | sec.gov |
| BluStream Corp | Telecommunications | Worcester | MA | $465,000 | $1,000,000 | 6 | Nov 29 | sec.gov |
| Canex Metals Inc. | Other | Calgary | $286,875 | $286,875 | 1 | Nov 29 | sec.gov | |
| Alexander International Innovations LLC | Other Technology | Marysville | OH | $200,000 | $350,000 | 2 | Nov 29 | sec.gov |
| Greenfield 5036 S 92nd LLC | Residential | Sarasota | FL | $163,000 | $163,000 | 1 | Nov 29 | sec.gov |
| Argentina Lithium & Energy Corp. (amended) | Other | Vancouver | $160,818 | $6,344,564 | 6 | Nov 29 | sec.gov | |
| Clockwork Platform, Inc. | Other Technology | New York | NY | $130,000 | $150,000 | 4 | Nov 29 | sec.gov |
| SB Polk Street Multifamily Holdings LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 29 | sec.gov |
| BVAF REIT, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Nov 29 | sec.gov |
| BVREP VI REIT, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Nov 29 | sec.gov |
| GLC Newberry LLC | REITS and Finance | Irvine | CA | $125,000 | $125,000 | 125 | Nov 29 | sec.gov |
| GIC Inglewood LLC | REITS and Finance | Irvine | CA | $125,000 | $125,000 | 125 | Nov 29 | sec.gov |
| GLC Fullerton LLC | REITS and Finance | Irvine | CA | $125,000 | $125,000 | 125 | Nov 29 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $125,000 | $125,000 | 1 | Nov 29 | sec.gov |
| Golflytix LLC | Other Technology | Novi | MI | $110,000 | $500,000 | 2 | Nov 29 | sec.gov |
| Hoopla Doopla, Inc. | Other Technology | Bohemia | NY | $105,000 | $105,000 | 3 | Nov 29 | sec.gov |
| Municipal Parking Services, Inc. | Other Technology | Minnetonka | MN | $100,000 | $10,000,000 | 1 | Nov 29 | sec.gov |
| George McFly Ltd Liability Co | Other | New York | NY | $68,939 | $10,000,000 | 3 | Nov 29 | sec.gov |
| Cake Partnership, LLC | Insurance | Cornelius | NC | $67,600 | Indefinite | 15 | Nov 29 | sec.gov |
| Connect & Engage Healthcare Inc. | Other Technology | Rockville | MD | $50,000 | $750,000 | 2 | Nov 29 | sec.gov |
| Tributum Technology Inc. | Other Technology | Leawood | KS | $40,000 | $1,000,000 | 2 | Nov 29 | sec.gov |
| Termina Systems, Inc. | Other Banking and Financial Services | Menlo Park | CA | $1,000 | $1,000 | 8 | Nov 29 | sec.gov |
| Termina HoldCo, LLC | Investing | Menlo Park | CA | $950 | $950 | 10 | Nov 29 | sec.gov |
| LeCLAIRE FUND LLC | Commercial | Romeo | MI | $0 | $10,000,000 | 0 | Nov 29 | sec.gov |
| 21st Century Moves L.L.C. | Other | Lousiville | KY | $0 | Indefinite | 0 | Nov 29 | sec.gov |
| Aegis Growth Fund LP | Commercial | Dover | DE | $0 | $30,000,000 | 0 | Nov 29 | sec.gov |
| Stay Inc. | Other Technology | Toronto | $0 | $4,999,999 | 0 | Nov 29 | sec.gov | |
| Roaring Fork Energy IV LP | Oil and Gas | Dallas | TX | $0 | $75,000,000 | 64 | Nov 29 | sec.gov |
| UNDER ONE FUND, LLC | Commercial | East Peoria | IL | $0 | $25,000,000 | 0 | Nov 29 | sec.gov |
| Herzer Financial Mortgage REIT LLC | REITS and Finance | Sacramento | CA | $0 | $125,000 | 125 | Nov 29 | sec.gov |
| Northwood FW, LLC, | Commercial | Plano | TX | $0 | $6,000,000 | 0 | Nov 29 | sec.gov |
| Ohana Group NW, LLC (amended) | Commercial | Hillsboro | OR | $0 | $2,500,000 | 0 | Nov 29 | sec.gov |
| First Cornerstone Capital Partners II, LLC (amended) | Other Real Estate | Winter Park | FL | $0 | $25,000,000 | 0 | Nov 29 | sec.gov |
| Ocient Inc. | Other Technology | Chicago | IL | $0 | Indefinite | 1 | Nov 29 | sec.gov |
| CYBIN INC. | Other | Toronto | $0 | $1,690,000 | 8 | Nov 29 | sec.gov |
November 30, 2023 · November 28, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.