Data / Form D filings / Nov 30
Form D filings, November 30, 2023: 89 companies raised $561 million
89 operating companies filed a Form D on November 30, 2023, reporting $561 million sold. Largest: Atlantic Fields Club, LLC ($204 million), EB5 United Big Sky III, LLC ($33.4 million), Puzzle Financial Inc. ($30.5 million). The median filing is $1.6 million, and 93 pooled investment funds also filed that day.
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- 89Form D filings
- $561 millionreported sold
- $1.6 millionmedian amount sold
- FLmost filings (12)
Most filings by state: FL 12, TX 11, CA 11, MN 6, NY 5. By industry: Other Technology 20, Other 19, Other Real Estate 15, Residential 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Atlantic Fields Club, LLC (amended) | Other | Scottsdale | AZ | $204,000,000 | Indefinite | 69 | Nov 30 | sec.gov |
| EB5 United Big Sky III, LLC | Other | Hillsboro | OR | $33,440,000 | $400,000,000 | 47 | Nov 30 | sec.gov |
| Puzzle Financial Inc. | Other | Wilmington | DE | $30,544,993 | $30,544,993 | 21 | Nov 30 | sec.gov |
| Waymark, Inc. / DE | Other Technology | San Francisco | CA | $21,999,987 | $21,999,987 | 5 | Nov 30 | sec.gov |
| Milhaus QOZ Business VI, LLC | Other Real Estate | Indianapolis | IN | $19,423,000 | $20,000,000 | 9 | Nov 30 | sec.gov |
| CX Mode at Hyattsville, DST (amended) | Other Real Estate | Tampa | FL | $18,325,277 | $73,433,727 | 54 | Nov 30 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $16,994,458 | $23,590,000 | 36 | Nov 30 | sec.gov |
| Multisig Operations LLC | Other Technology | Brooklyn | NY | $16,422,500 | $16,422,500 | 36 | Nov 30 | sec.gov |
| Fund III - Groma & US Boston Opportunity Zone Fund, LLC (amended) | Commercial | Boston | MA | $14,860,210 | $50,000,000 | 33 | Nov 30 | sec.gov |
| Arrow App, LLC | Other Technology | Manhattan Beach | CA | $14,434,135 | $14,469,135 | 19 | Nov 30 | sec.gov |
| Trinity BVG Jaya QP Investors LLC (amended) | Other | Southlake | TX | $13,860,000 | $40,000,000 | 99 | Nov 30 | sec.gov |
| Milhaus QOZ Fund IV, LLC | Other Real Estate | Indianapolis | IN | $12,390,641 | $15,000,000 | 14 | Nov 30 | sec.gov |
| CIM Holdings I Corp. (amended) | Other | New York | NY | $12,274,407 | Indefinite | 12 | Nov 30 | sec.gov |
| Oxford Park LLC | Residential | Columbus | OH | $10,500,000 | $10,500,000 | 8 | Nov 30 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $10,188,242 | $40,489,695 | 34 | Nov 30 | sec.gov |
| Pocket Network, Inc. | Other Technology | Tampa | FL | $7,900,000 | $7,900,000 | 10 | Nov 30 | sec.gov |
| FAC CENTRAL OREGON, LLC | Residential | Spokane | WA | $7,000,000 | $7,325,000 | 51 | Nov 30 | sec.gov |
| Remote Roofing, Inc. | Other | Westlake | TX | $6,748,002 | $8,848,000 | 26 | Nov 30 | sec.gov |
| BERGEYS REALTY CO (amended) | Other Real Estate | Souderton | PA | $6,173,597 | $8,000,000 | 43 | Nov 30 | sec.gov |
| AIS VGP-6, LLC | Other | San Mateo | CA | $5,731,477 | $5,731,477 | 16 | Nov 30 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $5,451,756 | $150,000,000 | 43 | Nov 30 | sec.gov |
| NYFEN Development LLC (amended) | Residential | Brooklyn | NY | $5,420,000 | $15,000,000 | 17 | Nov 30 | sec.gov |
| Laxmi Therapeutic Devices, Inc. | Other | Goleta | CA | $5,000,000 | $5,000,000 | 4 | Nov 30 | sec.gov |
| VersiFi Trading, Inc. | Other Technology | New York | NY | $4,999,992 | $9,820,000 | 2 | Nov 30 | sec.gov |
| Trendio Live Inc. (amended) | Other Technology | Bellevue | WA | $4,620,597 | $6,070,597 | 15 | Nov 30 | sec.gov |
| AIR T FUNDING | Other | Charlotte | NC | $3,999,998 | $3,999,998 | 2 | Nov 30 | sec.gov |
| WHITE RIVER ENERGY PARTNERS I LP (amended) | Other Banking and Financial Services | Fayetteville | AR | $3,600,000 | $50,000,000 | 2 | Nov 30 | sec.gov |
| Asymmetria Investors III, LLC - Miami Self Storage (PS) | Investing | West Des Moines | IA | $3,385,000 | $4,100,000 | 27 | Nov 30 | sec.gov |
| M&P Gastronomy Inc. (amended) | Restaurants | Menlo Park | CA | $3,375,000 | Indefinite | 6 | Nov 30 | sec.gov |
| Cornerstone Fund LLC (amended) | Other Real Estate | De Pere | WI | $3,259,034 | $25,000,000 | 30 | Nov 30 | sec.gov |
| Arges Inc | Other Technology | Birmingham | AL | $3,192,066 | $4,000,000 | 5 | Nov 30 | sec.gov |
| Endue, Inc. | Other Technology | Portland | ME | $3,000,000 | $4,000,000 | 2 | Nov 30 | sec.gov |
| FEATHR, INC. | Other Technology | Gainesville | FL | $2,520,373 | $2,520,373 | 4 | Nov 30 | sec.gov |
| Keliomics, Inc. (amended) | Biotechnology | Portland | OR | $2,275,000 | $7,000,000 | 17 | Nov 30 | sec.gov |
| TPEG NANO QP INVESTORS LLC | Biotechnology | Southlake | TX | $2,170,000 | $10,000,000 | 41 | Nov 30 | sec.gov |
| Heru, Inc. (amended) | Other Health Care | Miami | FL | $2,075,000 | $3,000,000 | 15 | Nov 30 | sec.gov |
| Coverself Inc | Other Technology | San Francisco | CA | $1,600,000 | $3,400,000 | 2 | Nov 30 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $1,540,000 | $1,540,000 | 22 | Nov 30 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $1,500,000 | Indefinite | 2 | Nov 30 | sec.gov |
| Safer School Solutions, Inc. | Other Technology | Fort Lauderdale | FL | $1,499,998 | $1,499,998 | 5 | Nov 30 | sec.gov |
| CBUS Hotels, LLC (amended) | Tourism and Travel Services | Columbus | NE | $1,050,000 | $3,000,000 | 2 | Nov 30 | sec.gov |
| OPA LOCKA STORAGE HOLDINGS LLC | Other Real Estate | Fort Lauderdale | FL | $1,000,000 | $10,600,000 | 1 | Nov 30 | sec.gov |
| Bison World, Inc. | Tourism and Travel Services | Jamestown | ND | $1,000,000 | $1,000,000 | 2 | Nov 30 | sec.gov |
| Levanta Inc. /WA | Other Technology | Seattle | WA | $999,997 | $999,997 | 5 | Nov 30 | sec.gov |
| 11651 Archdale, LLC | Other Real Estate | Raleigh | NC | $935,000 | $935,000 | 4 | Nov 30 | sec.gov |
| White River Energy Corp. | Oil and Gas | Fayetteville | AR | $872,000 | $20,000,000 | 11 | Nov 30 | sec.gov |
| Matrix Rental Solutions Inc. | Computers | Stamford | CT | $825,000 | $825,000 | 2 | Nov 30 | sec.gov |
| Pickleball Land Holdings, LLC | Other | Irmo | SC | $748,000 | $3,960,000 | 11 | Nov 30 | sec.gov |
| Trinity Mountain 5 SL Investors LLC | Other Real Estate | Southlake | TX | $565,000 | $10,000,000 | 17 | Nov 30 | sec.gov |
| Impact Prosperity Diversified Fund II, LLC | Other | Colleyville | TX | $529,000 | $10,000,000 | 7 | Nov 30 | sec.gov |
| Surgery Center of Georgetown, LLC | Hospitals and Physicians | Georgetown | TX | $521,971 | $521,971 | 3 | Nov 30 | sec.gov |
| Codon Learning Inc | Other | Golden | CO | $450,000 | $1,300,000 | 5 | Nov 30 | sec.gov |
| Revily, Inc. | Other Technology | Atlanta | GA | $405,500 | $2,000,000 | 6 | Nov 30 | sec.gov |
| WEALTHUNION XII A SERIES OF WEALTHUNION VENTURES LLC | Investing | Wilmington | DE | $400,000 | $400,000 | 3 | Nov 30 | sec.gov |
| Compact Medical Inc. | Biotechnology | Indianapolis | IN | $350,000 | $600,000 | 2 | Nov 30 | sec.gov |
| Pingbase, Inc. | Other Technology | Saint Paul | MN | $349,999 | $350,000 | 1 | Nov 30 | sec.gov |
| Series 4-1, a series of StartEngine Private LLC | Other | Burbank | CA | $305,325 | $1,500,008 | 18 | Nov 30 | sec.gov |
| 1408 QUEEN ANNE HOMES LLC | Construction | Parkland | FL | $300,000 | $1,350,000 | 3 | Nov 30 | sec.gov |
| Matrix Rental Solutions Inc. | Computers | Stamford | CT | $289,500 | $289,500 | 6 | Nov 30 | sec.gov |
| Traders Choice Inc | Retailing | Kissimmee | FL | $200,000 | Indefinite | 12 | Nov 30 | sec.gov |
| TPEG Southwest SL Investors LLC | Residential | Southlake | TX | $200,000 | $10,000,000 | 3 | Nov 30 | sec.gov |
| Sutherland Timber Investors, LLC | Other Real Estate | Atlanta | GA | $150,000 | $150,000 | 11 | Nov 30 | sec.gov |
| Coda Group, Inc. | Other Technology | Spokane | WA | $120,000 | $120,000 | 1 | Nov 30 | sec.gov |
| WineView, Inc. | Other Technology | Birmingham | AL | $105,000 | $105,000 | 8 | Nov 30 | sec.gov |
| Ink, Inc. | Other Technology | Los Angeles | CA | $105,000 | $750,000 | 2 | Nov 30 | sec.gov |
| Zefiro Methane Corp. | Other | Vancouver | $98,388 | Indefinite | 1 | Nov 30 | sec.gov | |
| Radisson Mining Resources Inc. | Other | Rouyn-Noranda | $98,388 | $172,179 | 1 | Nov 30 | sec.gov | |
| Matrix Rental Solutions Inc. | Computers | Stamford | CT | $60,000 | $60,000 | 3 | Nov 30 | sec.gov |
| Jaguar Health, Inc. | Pharmaceuticals | San Francisco | CA | $60,000 | $60,000 | 1 | Nov 30 | sec.gov |
| 87 Spirits, Inc. | Manufacturing | Oceanside | CA | $55,000 | $300,000 | 2 | Nov 30 | sec.gov |
| Crypto Co | Other Technology | Malibu | CA | $49,600 | $49,600 | 1 | Nov 30 | sec.gov |
| LifeTomb Inc. | Other Technology | Jacksonville | FL | $45,000 | $100,000 | 4 | Nov 30 | sec.gov |
| Sute Media Inc. | Other | Scituate | MA | $25,000 | $500,000 | 1 | Nov 30 | sec.gov |
| North Shore Uranium Ltd. | Other | White Rock | $18,167 | $18,167 | 2 | Nov 30 | sec.gov | |
| Reimenn High Opportunity Housing Fund I, LLC | Residential | Dallas | TX | $0 | $125,000,000 | 0 | Nov 30 | sec.gov |
| Surgery Center of Highlands Ranch, LLC | Other Health Care | Birmingham | AL | $0 | $2,275,765 | 0 | Nov 30 | sec.gov |
| Cuebric, Inc. | Computers | Wayland | MA | $0 | Indefinite | 0 | Nov 30 | sec.gov |
| ALLYS WORLD LTD. | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 0 | Nov 30 | sec.gov |
| Asymmetria Investors III, LLC - FSS (PS) | Investing | West Des Moines | IA | $0 | $1,630,000 | 0 | Nov 30 | sec.gov |
| RV Storage Fund I LP | Other Real Estate | Dover | DE | $0 | $25,000,000 | 0 | Nov 30 | sec.gov |
| IGH COUPON LLC | Other Real Estate | Eden Prairie | MN | $0 | $3,000,000 | 0 | Nov 30 | sec.gov |
| IGH INVESTMENT PARTNERS LLC | Other Real Estate | Eden Prairie | MN | $0 | $2,000,000 | 0 | Nov 30 | sec.gov |
| IGH INVESTMENT PARTNERS LLC | Other Real Estate | Eden Prairie | MN | $0 | $3,000,000 | 0 | Nov 30 | sec.gov |
| 2x2 Capital Fund LP | Residential | Dripping Springs | TX | $0 | $100,000,000 | 0 | Nov 30 | sec.gov |
| H&N Texas Holdings, LP | Retailing | Dallas | TX | $0 | $5,000,000 | 0 | Nov 30 | sec.gov |
| Starwood Credit Real Estate Income Trust | REITS and Finance | Miami Beach | FL | $0 | Indefinite | 0 | Nov 30 | sec.gov |
| SustainaBase, Inc. | Other Technology | West Palm Beach | FL | $0 | $300,000 | 0 | Nov 30 | sec.gov |
| Pneumeric, Inc. | Biotechnology | Rochester | MN | $0 | $3,500,000 | 0 | Nov 30 | sec.gov |
| Phoenix Star, LLC | Other | Lawrence | KS | $0 | Indefinite | 0 | Nov 30 | sec.gov |
December 1, 2023 · November 29, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.