Data / Form D filings / Dec 1
Form D filings, December 1, 2023: 81 companies raised $923.6 million
81 operating companies filed a Form D on December 1, 2023, reporting $923.6 million sold. Largest: HIG Holdings, LLC ($362.8 million), Tools for Humanity Corp ($115.4 million), Cartesian Therapeutics, Inc. ($60.3 million). The median filing is $1.8 million, and 136 pooled investment funds also filed that day.
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- 81Form D filings
- $923.6 millionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (17)
Most filings by state: CA 17, TX 9, NY 9, FL 5, WA 3. By industry: Other 21, Other Technology 21, Commercial 8, Other Real Estate 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $362,776,412 | $362,776,412 | 805 | Dec 1 | sec.gov |
| Tools for Humanity Corp | Other Technology | San Francisco | CA | $115,371,324 | $120,000,000 | 7 | Dec 1 | sec.gov |
| Cartesian Therapeutics, Inc. | Biotechnology | Gaithersburg | MD | $60,250,000 | $60,250,000 | 2 | Dec 1 | sec.gov |
| AIC CEI-Boulos Opportunity Fund, LLC (amended) | Investing | Brunswick | ME | $50,100,000 | $100,000,000 | 19 | Dec 1 | sec.gov |
| CARBON AUTONOMOUS ROBOTIC SYSTEMS INC. (amended) | Other Technology | Seattle | WA | $42,999,868 | $44,999,924 | 15 | Dec 1 | sec.gov |
| KMF BOYNTON BEACH JV LLC | Other Real Estate | Delray Beach | FL | $40,712,468 | $40,712,468 | 2 | Dec 1 | sec.gov |
| L-A Battery JV, LLC | Commercial | Philadelphia | PA | $21,650,000 | $21,650,000 | 12 | Dec 1 | sec.gov |
| Malta Inc. | Other Energy | Cambridge | MA | $21,612,797 | $74,999,994 | 5 | Dec 1 | sec.gov |
| Supira Medical, Inc. | Other Health Care | Campbell | CA | $21,086,842 | $39,999,985 | 22 | Dec 1 | sec.gov |
| Osaro, Inc. | Other Technology | San Francisco | CA | $17,636,624 | $19,249,868 | 29 | Dec 1 | sec.gov |
| NUVAIRA, INC. | Other Health Care | Maple Grove | MN | $15,124,893 | $17,251,125 | 39 | Dec 1 | sec.gov |
| Mills Run Investments, LLC | Residential | Houston | TX | $12,504,000 | $13,750,000 | 194 | Dec 1 | sec.gov |
| Clutch Technologies Inc. (amended) | Other Technology | Toronto | $12,204,693 | $12,204,693 | 17 | Dec 1 | sec.gov | |
| Hazel Technologies, Inc. | Agriculture | Chicago | IL | $11,499,983 | $35,000,000 | 6 | Dec 1 | sec.gov |
| Treet Co. | Other Technology | San Fransico | CA | $8,000,000 | $8,000,000 | 5 | Dec 1 | sec.gov |
| ELIXIRGEN THERAPEUTICS, INC. | Biotechnology | Baltimore | MD | $6,999,988 | $6,999,988 | 1 | Dec 1 | sec.gov |
| ALC 080 L.P. | Other | Irvine | CA | $6,800,000 | $6,800,000 | 10 | Dec 1 | sec.gov |
| Milhaus QOZ Fund XII, LLC | Other Real Estate | Indianapolis | IN | $6,150,000 | $21,000,000 | 6 | Dec 1 | sec.gov |
| FARRAGUT LODGING, LLC | Commercial | Chattanooga | TN | $6,000,000 | $6,000,000 | 37 | Dec 1 | sec.gov |
| Roar Beverages, Inc. | Other | Huntington | NY | $6,000,000 | $6,000,000 | 6 | Dec 1 | sec.gov |
| Retrocausal, Inc. | Other Technology | Redmond | WA | $5,349,997 | $5,349,997 | 11 | Dec 1 | sec.gov |
| KRNL, Inc. | Other | Culver City | CA | $5,246,256 | $25,000,000 | 9 | Dec 1 | sec.gov |
| DRC Investors, LLC | Other Real Estate | North Platte | NE | $5,025,000 | $20,000,000 | 6 | Dec 1 | sec.gov |
| Datalogz, Inc. | Other Technology | Long Island City | NY | $5,024,989 | $5,024,989 | 15 | Dec 1 | sec.gov |
| WORTH AI INC. | Other Technology | Orlando | FL | $4,975,000 | $7,000,000 | 34 | Dec 1 | sec.gov |
| 1301 Adams Ave., LLC | Residential | Denver | CO | $4,445,000 | $14,000,000 | 23 | Dec 1 | sec.gov |
| SKETCHPRO TECHNOLOGIES, INC. | Other Technology | San Francisco | CA | $4,434,440 | $4,469,995 | 19 | Dec 1 | sec.gov |
| NULIA, INC. (amended) | Other | Eugene | OR | $4,265,080 | $6,100,000 | 38 | Dec 1 | sec.gov |
| Revolution Oil & Gas Corp | Oil and Gas | Calgary | $3,738,726 | $7,822,511 | 7 | Dec 1 | sec.gov | |
| Borderland El Paso LLC | Commercial | Fort Worth | TX | $3,438,000 | $3,438,000 | 5 | Dec 1 | sec.gov |
| AFFINITY BIOSENSORS LLC (amended) | Other | Santa Barbara | CA | $2,317,264 | $3,000,000 | 11 | Dec 1 | sec.gov |
| Cedar & Sage Development, LLC | Construction | Eagle | ID | $2,120,000 | $20,000,000 | 9 | Dec 1 | sec.gov |
| One Golden Thread, PBC | Retailing | Venice | CA | $2,009,697 | $3,000,000 | 10 | Dec 1 | sec.gov |
| Vitro Biopharma, Inc. | Biotechnology | Denver | CO | $2,000,000 | $3,000,000 | 1 | Dec 1 | sec.gov |
| You Are Accountable, Inc. | Other Health Care | New York | NY | $1,999,999 | $1,999,999 | 2 | Dec 1 | sec.gov |
| AscendArc, Inc. | Other | Portland | OR | $1,997,000 | $3,300,000 | 8 | Dec 1 | sec.gov |
| Allos III-B, L.P. | Other | Cincinnati | OH | $1,887,000 | $2,000,000 | 20 | Dec 1 | sec.gov |
| JWCM Republic Alamo Heights, DST (amended) | Other Real Estate | New York | NY | $1,800,000 | $32,185,245 | 3 | Dec 1 | sec.gov |
| TA Fintech Inc. | Other Technology | Dover | DE | $1,651,000 | $15,000,000 | 39 | Dec 1 | sec.gov |
| BuuPass, Inc. | Other Travel | Nairobi | $1,639,500 | $2,000,000 | 20 | Dec 1 | sec.gov | |
| Symply Software, Inc. | Other Technology | Rancho Cucamonga | CA | $1,500,000 | $1,500,000 | 2 | Dec 1 | sec.gov |
| GS Pine LLC | Commercial | Jersey City | NJ | $1,300,000 | $1,300,000 | 0 | Dec 1 | sec.gov |
| Tenon Medical, Inc. | Other Health Care | Los Gatos | CA | $1,250,000 | $1,250,000 | 2 | Dec 1 | sec.gov |
| 550 SE MLK Partners, LLC | Commercial | Portland | OR | $1,231,974 | Indefinite | 28 | Dec 1 | sec.gov |
| Revell Cui Bono LP | Other Technology | Pine Plains | NY | $1,000,000 | $10,000,000 | 11 | Dec 1 | sec.gov |
| BIOHM Health Inc. | Other | Cleveland | OH | $1,000,000 | $2,500,000 | 1 | Dec 1 | sec.gov |
| Geltr Inc. | Other Banking and Financial Services | Aventura | FL | $825,000 | $4,000,000 | 9 | Dec 1 | sec.gov |
| HMF3 Holdings, LLC | Residential | Montgomery | AL | $725,000 | $2,500,000 | 4 | Dec 1 | sec.gov |
| Yellow Wood, Inc. | Other Real Estate | Denver | CO | $600,000 | $600,000 | 7 | Dec 1 | sec.gov |
| Guide Time, Inc. (amended) | Other | Hayden Lake | ID | $575,000 | $750,000 | 12 | Dec 1 | sec.gov |
| Legacy Fit FLL LLC | Other | Fort Lauderdale | FL | $435,000 | $600,000 | 3 | Dec 1 | sec.gov |
| Revily, Inc. | Other Technology | Atlanta | GA | $405,500 | $2,000,000 | 6 | Dec 1 | sec.gov |
| Turbine Storage Growth 1, LLC | Commercial | Reno | NV | $405,000 | $5,000,000 | 5 | Dec 1 | sec.gov |
| Cantex Mine Development Corp. | Other | Kelowna | $365,000 | $638,750 | 5 | Dec 1 | sec.gov | |
| Lega Inc. | Other Technology | Brooklyn | NY | $125,000 | $750,000 | 2 | Dec 1 | sec.gov |
| Waltham Centerpoint I Investment Group, LLC | REITS and Finance | El Segundo | CA | $125,000 | $125,000 | 125 | Dec 1 | sec.gov |
| Mother Road Brewing Co | Other | Flagstaff | AZ | $105,000 | $2,000,000 | 9 | Dec 1 | sec.gov |
| FuelGems Inc. | Other Technology | Austin | TX | $105,000 | $105,000 | 5 | Dec 1 | sec.gov |
| Renu Environmental Inc. | Other | Glendale | CA | $100,000 | $10,000,000 | 1 | Dec 1 | sec.gov |
| Karman Line Inc | Other | Merritt Island | FL | $100,000 | Indefinite | 1 | Dec 1 | sec.gov |
| Dsider, Inc. | Other Technology | The Woodlands | TX | $100,000 | $300,000 | 1 | Dec 1 | sec.gov |
| PwrCor, Inc. | Energy Conservation | New York | NY | $90,000 | $90,000 | 1 | Dec 1 | sec.gov |
| FuelGems Inc. | Other Technology | Austin | TX | $75,200 | $75,200 | 2 | Dec 1 | sec.gov |
| CargoLabs Inc. | Other | Charlottesville | VA | $30,000 | $30,000 | 1 | Dec 1 | sec.gov |
| Thirty Three Threads, Inc. | Retailing | Vista | CA | $29,999 | Indefinite | 1 | Dec 1 | sec.gov |
| CavnessHR, Inc. | Other Technology | Seattle | WA | $25,000 | $100,000 | 1 | Dec 1 | sec.gov |
| BINGE GOLF Corp | Other Technology | Ferndale | MI | $25,000 | $1,000,000 | 1 | Dec 1 | sec.gov |
| PILOTDESK LLC | Other Technology | New York | NY | $25,000 | Indefinite | 1 | Dec 1 | sec.gov |
| Footura Inc. (amended) | Other Technology | New York | NY | $25,000 | $2,500,000 | 3 | Dec 1 | sec.gov |
| VentSafe, Inc. | Biotechnology | San Francisco | CA | $20,000 | $500,000 | 2 | Dec 1 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $17,718 | Indefinite | 7 | Dec 1 | sec.gov |
| Gleantap Inc | Other | Cedar Park | TX | $15,000 | $1,000,000 | 1 | Dec 1 | sec.gov |
| Formation Metals, Inc. | Other | Vancouver | $10,962 | $2,495,797 | 2 | Dec 1 | sec.gov | |
| Nextech3D.AI Corp. | Other | Toronto | $9,271 | $22,405 | 1 | Dec 1 | sec.gov | |
| MKS2 LLC | Other | Grand Forks | ND | $0 | $2,000,000 | 0 | Dec 1 | sec.gov |
| ExchangeRight Net-Leased All-Cash 2 DST | Commercial | Pasadena | CA | $0 | $24,840,000 | 0 | Dec 1 | sec.gov |
| CHTX Club, LLC | Other | Childress | TX | $0 | Indefinite | 0 | Dec 1 | sec.gov |
| RFM-LSC-Houston Portfolio-Fund 1 LLC | Commercial | Las Vegas | NV | $0 | $500,000 | 0 | Dec 1 | sec.gov |
| PopReach Corp | Other | Toronto | $0 | $22,232,075 | 4 | Dec 1 | sec.gov | |
| TBV Marathon Citizen Multiwell, GP | Oil and Gas | Frisco | TX | $0 | $6,000,000 | 0 | Dec 1 | sec.gov |
| Lawrence Recovery, LLC | Other Health Care | Lawrence | KS | $0 | Indefinite | 0 | Dec 1 | sec.gov |
December 4, 2023 · November 30, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.