Data / Form D filings / Dec 4
Form D filings, December 4, 2023: 127 companies raised $2.00 billion
127 operating companies filed a Form D on December 4, 2023, reporting $2.00 billion sold. Largest: Simon & Schuster Holding Co LLC ($600 million), CG Parent Intermediate Holdings, Inc. ($420 million), CG PARENT HOLDINGS, LLC ($206.3 million). The median filing is $1.9 million, and 78 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 127Form D filings
- $2.00 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (61)
Most filings by state: CA 61, TX 12, NY 11, IN 6, AZ 3. By industry: Other Banking and Financial Services 52, Other 17, Other Technology 13, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Simon & Schuster Holding Co LLC (amended) | Other | New York | NY | $600,000,000 | Indefinite | 2 | Dec 4 | sec.gov |
| CG Parent Intermediate Holdings, Inc. | Other | St. Louis | MO | $420,000,000 | $420,000,000 | 10 | Dec 4 | sec.gov |
| CG PARENT HOLDINGS, LLC | Other | St. Louis | MO | $206,318,000 | $206,318,000 | 15 | Dec 4 | sec.gov |
| Seismic Therapeutic, Inc. | Other | Cambridge | MA | $121,279,929 | $121,279,929 | 33 | Dec 4 | sec.gov |
| American Pain Consortium Holdings, LLC | Other Health Care | Carmel | IN | $79,742,000 | $79,742,000 | 11 | Dec 4 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 12, L.P. | Other Real Estate | Carmel | IN | $73,738,817 | $73,738,817 | 2 | Dec 4 | sec.gov |
| Cartesian Therapeutics, Inc. (amended) | Biotechnology | Gaithersburg | MA | $60,250,000 | $60,250,000 | 2 | Dec 4 | sec.gov |
| RPM Multi-Family Fund II LLC (amended) | Residential | Austin | TX | $42,175,000 | $300,000,000 | 106 | Dec 4 | sec.gov |
| Graviton BioScience Corp | Biotechnology | New York | NY | $39,819,496 | $50,000,000 | 11 | Dec 4 | sec.gov |
| CaskX LLC (amended) | Other | Beverly Hills | CA | $32,065,350 | Indefinite | 405 | Dec 4 | sec.gov |
| TG-17, Inc. | Other | New York | NY | $31,864,310 | $34,858,813 | 34 | Dec 4 | sec.gov |
| Graviton BioScience Corp | Biotechnology | New York | NY | $24,999,998 | $24,999,998 | 1 | Dec 4 | sec.gov |
| GR SFR Fund II Ltd. (amended) | Commercial | Houston | TX | $21,772,575 | $30,000,000 | 56 | Dec 4 | sec.gov |
| RunPod, Inc. | Other Technology | Moorestown | NJ | $18,517,994 | $22,512,951 | 13 | Dec 4 | sec.gov |
| Crescent SCNOLA EB-5 Investment Fund, LLC (amended) | Other Real Estate | New Orleans | LA | $13,000,000 | $13,000,000 | 26 | Dec 4 | sec.gov |
| Milhaus QOZ Business IV, LLC | Other Real Estate | Indianapolis | IN | $12,940,641 | $21,000,000 | 3 | Dec 4 | sec.gov |
| Metatech Holdings | Other Banking and Financial Services | Ciudad De Mexico | $10,000,000 | Indefinite | 25 | Dec 4 | sec.gov | |
| ASTORIA APARTMENTS JV INVESTORS, LLC (amended) | Residential | Rosemont | IL | $10,000,000 | $10,000,000 | 23 | Dec 4 | sec.gov |
| Uncharted Labs Inc. | Other Technology | New York | NY | $8,499,999 | $9,999,997 | 1 | Dec 4 | sec.gov |
| CIBA HEALTH, INC. | Other Health Care | New York | NY | $7,499,990 | $9,999,989 | 3 | Dec 4 | sec.gov |
| Cameron High Grove Farms, LLC | Commercial | Charlotte | NC | $6,753,297 | $10,000,000 | 41 | Dec 4 | sec.gov |
| Milhaus QOZ Business XII, LLC | Other Real Estate | Indianapolis | IN | $6,550,000 | $21,000,000 | 3 | Dec 4 | sec.gov |
| GTM Buddy, Inc. | Other Technology | Durham | NC | $6,500,000 | $8,000,000 | 4 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $5,944,228 | Indefinite | 95 | Dec 4 | sec.gov |
| Shift44, Inc. | Other | Wilmington | DE | $5,482,075 | $5,482,075 | 4 | Dec 4 | sec.gov |
| EventPipe Inc. | Other Travel | Portsmouth | NH | $5,279,773 | $5,279,773 | 8 | Dec 4 | sec.gov |
| Petalfast Inc. | Business Services | Irvine | CA | $5,100,000 | Indefinite | 13 | Dec 4 | sec.gov |
| Inspired Healthcare Capital Income Fund 5 Notes, LLC | Commercial | Scottsdale | AZ | $5,072,543 | $6,000,000 | 45 | Dec 4 | sec.gov |
| Showdme Inc. | Other Technology | Cedarhurst | NY | $5,000,000 | $5,000,000 | 2 | Dec 4 | sec.gov |
| FETCH PACKAGE INC. | Other Technology | Austin | TX | $4,601,000 | $5,501,000 | 6 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $4,394,508 | Indefinite | 95 | Dec 4 | sec.gov |
| FETCH PACKAGE INC. | Other Technology | Austin | TX | $4,209,213 | $4,209,213 | 7 | Dec 4 | sec.gov |
| Automotus | Other Technology | Los Angeles | CA | $4,066,164 | $6,000,000 | 29 | Dec 4 | sec.gov |
| Main Plumb, LLC | Commercial | Louisville | KY | $3,708,000 | $18,000,000 | 16 | Dec 4 | sec.gov |
| Brother Justus Whiskey Co. (amended) | Manufacturing | Minneapolis | MN | $3,500,000 | $4,500,000 | 43 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,242,271 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,935,338 | Indefinite | 97 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,784,679 | Indefinite | 97 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,721,769 | Indefinite | 97 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,488,817 | Indefinite | 95 | Dec 4 | sec.gov |
| GelSana Therapeutics, Inc. | Biotechnology | Aurora | CO | $2,476,750 | $3,181,752 | 14 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,430,800 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,403,417 | Indefinite | 94 | Dec 4 | sec.gov |
| CAP8 HEIGHTS LLC | Commercial | Southlake | TX | $2,400,000 | $2,400,000 | 33 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,353,502 | Indefinite | 94 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,325,863 | Indefinite | 95 | Dec 4 | sec.gov |
| Options MD, Inc. | Other Technology | West Hollywood | CA | $2,250,000 | Indefinite | 5 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,168,752 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,158,597 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,142,609 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,137,603 | Indefinite | 96 | Dec 4 | sec.gov |
| AlmataBio, Inc. | Biotechnology | Atlanta | GA | $2,129,502 | $3,999,998 | 4 | Dec 4 | sec.gov |
| Direct Capital Sterlingwood LLC | Residential | Debary | FL | $2,100,000 | $2,200,000 | 20 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,074,813 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,042,423 | Indefinite | 96 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,000,584 | Indefinite | 96 | Dec 4 | sec.gov |
| Respeecher, Inc. (amended) | Other Technology | Burbank | CA | $1,896,057 | $2,000,000 | 10 | Dec 4 | sec.gov |
| Starlight Haven at Marble Falls LP | Other Real Estate | Marble Falls | TX | $1,850,000 | $2,500,000 | 22 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,813,236 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,644,204 | Indefinite | 96 | Dec 4 | sec.gov |
| Heart Test Laboratories, Inc. | Other Health Care | Southlake | TX | $1,585,006 | $1,585,006 | 2 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,582,744 | Indefinite | 96 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,560,719 | Indefinite | 96 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,534,085 | Indefinite | 97 | Dec 4 | sec.gov |
| Handl Health, Inc. | Other Health Care | Culver City | CA | $1,400,000 | $2,500,000 | 3 | Dec 4 | sec.gov |
| NeuroReserve Inc. (amended) | Other Health Care | Las Vegas | NV | $1,384,006 | $1,564,008 | 34 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,382,702 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,253,613 | Indefinite | 84 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,252,492 | Indefinite | 82 | Dec 4 | sec.gov |
| BDS Parent Holdings, Inc. | Restaurants | Hackensack | NJ | $1,067,277 | Indefinite | 12 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $998,352 | Indefinite | 95 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $915,428 | Indefinite | 55 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $885,281 | Indefinite | 56 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $833,457 | Indefinite | 61 | Dec 4 | sec.gov |
| Hover Energy, LLC | Other Energy | Dallas | TX | $780,000 | $1,750,000 | 13 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $767,221 | Indefinite | 46 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $731,415 | Indefinite | 64 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $724,808 | Indefinite | 58 | Dec 4 | sec.gov |
| 8701 Pinnacle LLC | Residential | Richmond | VA | $700,000 | $5,000,000 | 9 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $671,626 | Indefinite | 78 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $655,350 | Indefinite | 59 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $590,147 | Indefinite | 45 | Dec 4 | sec.gov |
| WGD MAPS SPV, LP (amended) | Other Health Care | San Mateo | CA | $500,000 | $500,000 | 9 | Dec 4 | sec.gov |
| WGD MAPS SPV, LP | Other Health Care | San Mateo | CA | $500,000 | $1,000,000 | 9 | Dec 4 | sec.gov |
| Better & Better Co. | Other Technology | New York | NY | $500,000 | $1,000,000 | 1 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $480,080 | Indefinite | 22 | Dec 4 | sec.gov |
| Impact Heather Ridge LLC (amended) | Residential | Peoria | AZ | $460,000 | $1,000,000 | 12 | Dec 4 | sec.gov |
| Blackbird CHI SPV I LLC | Other | Quincy | IL | $455,000 | $455,000 | 7 | Dec 4 | sec.gov |
| Reycon Partners LLC | Construction | Orleans | IN | $423,686 | $900,000 | 7 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $421,002 | Indefinite | 25 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $392,563 | Indefinite | 37 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $375,062 | Indefinite | 25 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $367,730 | Indefinite | 34 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $355,507 | Indefinite | 24 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $340,540 | Indefinite | 38 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $340,130 | Indefinite | 20 | Dec 4 | sec.gov |
| NuLegacy Gold Corp | Other | Vancouver | $266,333 | $266,333 | 7 | Dec 4 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $245,624 | Indefinite | 15 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $201,506 | Indefinite | 12 | Dec 4 | sec.gov |
| carter joey LLC | Retailing | Pittsburgh | PA | $200,000 | $200,000 | 1 | Dec 4 | sec.gov |
| Moonwater Funder, Las Vegas NV LP | Other Real Estate | New York | NY | $160,000 | $1,024,000 | 2 | Dec 4 | sec.gov |
| Kallo LLC | Other Technology | Galena | OH | $160,000 | $800,000 | 4 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $150,000 | Indefinite | 1 | Dec 4 | sec.gov |
| Gaingels Paxton AI LLC | Other | Burlington | VT | $79,500 | $79,500 | 14 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $75,020 | Indefinite | 5 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $50,249 | Indefinite | 7 | Dec 4 | sec.gov |
| Atlas Inc. | Residential | Pacific Palisades | CA | $50,000 | $10,000,000 | 1 | Dec 4 | sec.gov |
| DIA USIS LLC | Other | Burlington | VT | $25,000 | $25,000 | 4 | Dec 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $20,376 | Indefinite | 2 | Dec 4 | sec.gov |
| Allied Resource Partners Sharp, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Dec 4 | sec.gov |
| Allied Resource Partners Eva, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Dec 4 | sec.gov |
| TERMINAL CITY CLUB INC. | Other | Vancouver | $3,679 | $3,679 | 1 | Dec 4 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $2,501 | Indefinite | 1 | Dec 4 | sec.gov |
| Original Abstract Partners, LLC | Insurance | Carlisle | PA | $2,400 | $100,000 | 1 | Dec 4 | sec.gov |
| Guide Book Outdoors, Inc. | Other Technology | Louisville | KY | $7 | $7 | 1 | Dec 4 | sec.gov |
| Criterion Jacksonville, LLC | Commercial | Owasso | OK | $0 | $1,095,000 | 0 | Dec 4 | sec.gov |
| District South LP, LLC | Other | Fishers | IN | $0 | $7,500,000 | 0 | Dec 4 | sec.gov |
| Sportbot Europe Ltd | Other Technology | Swansea | $0 | $3,000,000 | 0 | Dec 4 | sec.gov | |
| Inspired Senior Living of San Marcos DST | Commercial | Scottsdale | AZ | $0 | $30,992,485 | 0 | Dec 4 | sec.gov |
| Crossings of Kenton SPE LLC | Residential | Columbus | OH | $0 | $5,800,000 | 0 | Dec 4 | sec.gov |
| Amplitude Parent, LLC | Other | Fort Worth | TX | $0 | Indefinite | 0 | Dec 4 | sec.gov |
| Amplitude Parent, LLC | Other | Fort Worth | TX | $0 | Indefinite | 0 | Dec 4 | sec.gov |
| Century DE Management Aggregator LLC | Other | New York | NY | $0 | Indefinite | 0 | Dec 4 | sec.gov |
| Oolitic Tiger 5 Well Program, LP | Oil and Gas | Alvarado | TX | $0 | $32,000,000 | 0 | Dec 4 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $30,000,000 | 0 | Dec 4 | sec.gov |
| Spirits Global Inc. | Other | Newport Beach | CA | $0 | $40,000,000 | 0 | Dec 4 | sec.gov |
| Sriven Ventures LLC | Other Real Estate | Flower Mound | TX | $0 | $8,500,000 | 0 | Dec 4 | sec.gov |
December 5, 2023 · December 1, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.