Data / Form D filings / Dec 5
Form D filings, December 5, 2023: 75 companies raised $1.93 billion
75 operating companies filed a Form D on December 5, 2023, reporting $1.93 billion sold. Largest: Generate Capital, PBC ($1.06 billion), BentallGreenOak US Lending A LP ($245 million), Crusoe Energy Holdings Inc. ($143.7 million). The median filing is $2.9 million, and 99 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 75Form D filings
- $1.93 billionreported sold
- $2.9 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 9, FL 8, TX 7, VA 5. By industry: Other Technology 17, Other 12, Commercial 8, Biotechnology 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Generate Capital, PBC (amended) | Other Energy | San Francisco | CA | $1,063,457,955 | $1,063,457,955 | 35 | Dec 5 | sec.gov |
| BentallGreenOak US Lending A LP (amended) | Other Real Estate | New York | NY | $245,000,000 | Indefinite | 5 | Dec 5 | sec.gov |
| Crusoe Energy Holdings Inc. | Other | Denver | CO | $143,650,000 | $150,000,000 | 21 | Dec 5 | sec.gov |
| X.AI CORP. | Other Technology | Burlingame | CA | $134,679,312 | $1,000,000,000 | 4 | Dec 5 | sec.gov |
| Florida One Insurance Agency, LLC | Insurance | Miami Lakes | FL | $34,330,717 | $34,330,717 | 1 | Dec 5 | sec.gov |
| ALC 089 L.P. | Other | Irvine | CA | $20,800,000 | $20,800,000 | 26 | Dec 5 | sec.gov |
| Empire Village at Schnepf Farms, LLC (amended) | Residential | Scottsdale | AZ | $20,335,085 | $25,000,000 | 331 | Dec 5 | sec.gov |
| Rewst Inc. | Other Technology | Odessa | FL | $20,000,000 | $21,000,000 | 3 | Dec 5 | sec.gov |
| Kognitos, Inc. | Other | San Jose | CA | $19,999,997 | $19,999,999 | 4 | Dec 5 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $19,934,346 | $59,505,817 | 60 | Dec 5 | sec.gov |
| Apta - 37P Fund I LLC (amended) | Commercial | Richmond | VA | $16,288,000 | $20,000,000 | 108 | Dec 5 | sec.gov |
| EfficientAI Corp | Other Technology | Pittsburgh | PA | $16,219,981 | $16,677,002 | 27 | Dec 5 | sec.gov |
| Florida One Insurance Agency, LLC | Insurance | Miami Lakes | FL | $13,549,283 | $13,549,283 | 8 | Dec 5 | sec.gov |
| 37P - Fund II LLC (amended) | Residential | Richmond | VA | $13,000,000 | $40,000,000 | 82 | Dec 5 | sec.gov |
| Bright Uro, Inc. | Biotechnology | Irvine | CA | $12,963,499 | $22,963,500 | 56 | Dec 5 | sec.gov |
| Light Phone Inc. (amended) | Other Technology | Brooklyn | NY | $12,452,019 | $13,176,099 | 70 | Dec 5 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $11,349,626 | $11,349,626 | 5 | Dec 5 | sec.gov |
| Dogcentric Ventures, Inc. (amended) | Restaurants | Baltimore | MD | $10,706,201 | $10,802,000 | 81 | Dec 5 | sec.gov |
| Novu Normandy, LLC (amended) | Other Real Estate | Birmingham | AL | $9,447,179 | $20,000,000 | 71 | Dec 5 | sec.gov |
| Doc2Doc Loan Holdings I, L.P. | Hospitals and Physicians | Atlanta | GA | $6,974,585 | $10,000,000 | 12 | Dec 5 | sec.gov |
| Hartford Buligo LP | Commercial | Wilmington | DE | $6,509,800 | $6,509,800 | 31 | Dec 5 | sec.gov |
| Retension Pharmaceuticals, Inc. | Pharmaceuticals | Mclean | VA | $5,819,900 | $8,000,000 | 82 | Dec 5 | sec.gov |
| Ecolectro, Inc. | Other Technology | Ithaca | NY | $5,100,009 | $9,999,998 | 14 | Dec 5 | sec.gov |
| Pantheon AI, Inc. | Other Technology | San Francisco | CA | $5,000,000 | $5,500,000 | 2 | Dec 5 | sec.gov |
| WriteWise, Inc. | Other Technology | Newton Center | MA | $5,000,000 | $5,000,000 | 4 | Dec 5 | sec.gov |
| Apartner - 37P Fund I LLC (amended) | Residential | Richmond | VA | $4,650,000 | $20,000,000 | 11 | Dec 5 | sec.gov |
| Enveedo, Inc | Other Technology | Miami | FL | $4,537,600 | $4,537,600 | 27 | Dec 5 | sec.gov |
| MINERVA BIOTECHNOLOGIES Corp | Biotechnology | Waltham | MA | $4,515,000 | $8,000,000 | 9 | Dec 5 | sec.gov |
| SI Pompano TG, LP | Investing | Dallas | TX | $4,275,000 | $4,275,000 | 29 | Dec 5 | sec.gov |
| Fresenius Medical Care The Villages, LLC | Other Health Care | Waltham | MA | $3,353,952 | $3,353,952 | 2 | Dec 5 | sec.gov |
| PathOTrak Inc. | Other Technology | Laurel | MD | $2,912,531 | $3,000,000 | 8 | Dec 5 | sec.gov |
| MW Fitness Holdings, LLC | Other | Plano | TX | $2,819,000 | $13,000,000 | 15 | Dec 5 | sec.gov |
| 3400 McMillen LLC (amended) | Residential | Richmond | VA | $2,700,000 | $3,000,000 | 18 | Dec 5 | sec.gov |
| MW Fitness Holdings, LLC | Other | Plano | TX | $2,699,999 | $2,699,999 | 8 | Dec 5 | sec.gov |
| ReddyPort, Inc. | Other Health Care | Salt Lake City | UT | $2,488,295 | $2,756,549 | 24 | Dec 5 | sec.gov |
| South East Growth Portfolio, LLC (amended) | Other | Phoenix | AZ | $2,476,000 | $7,000,000 | 24 | Dec 5 | sec.gov |
| CloudSaver, Inc. | Other Technology | Overland Park | KS | $2,000,000 | $2,000,000 | 6 | Dec 5 | sec.gov |
| Viva Equity Fund | Other Technology | Edinburg | TX | $1,890,722 | $2,385,712 | 22 | Dec 5 | sec.gov |
| ADVEN INC. | Other Technology | Calgary | $1,700,000 | $4,000,000 | 2 | Dec 5 | sec.gov | |
| RCE Technologies, Inc. (amended) | Biotechnology | Carlsbad | CA | $1,677,000 | $2,000,000 | 43 | Dec 5 | sec.gov |
| ND Capital Fund 5-E, L.P. | Commercial | Newton Lower Falls | MA | $1,310,000 | $500,000,000 | 15 | Dec 5 | sec.gov |
| Beyond Ordinary Events, Inc. | Other Technology | New York | NY | $1,155,620 | $4,000,000 | 9 | Dec 5 | sec.gov |
| Brixton Metals Corp | Other | Vancouver | $1,058,248 | $2,316,384 | 8 | Dec 5 | sec.gov | |
| Commonwealth Capital, LLC/PA | Other Banking and Financial Services | Haverford | PA | $1,050,000 | $3,778,755 | 4 | Dec 5 | sec.gov |
| FlowMSP, Inc. | Other | Streator | IL | $818,700 | $818,700 | 6 | Dec 5 | sec.gov |
| BurnerPage, Inc. | Other Technology | Woodmere | NY | $790,000 | $1,500,000 | 11 | Dec 5 | sec.gov |
| KWILLT INC. (amended) | Other Technology | Newport Beach | CA | $674,160 | $700,000 | 12 | Dec 5 | sec.gov |
| Brandywine Branch Distillers LLC (amended) | Other | Elverson | PA | $657,145 | $1,500,000 | 11 | Dec 5 | sec.gov |
| Waypoint Orthopedics, Inc. (amended) | Other Health Care | Malvern | PA | $650,000 | $650,000 | 1 | Dec 5 | sec.gov |
| BFI EASTPOINTE HOLDINGS LLC | Commercial | Troy | MI | $600,000 | $600,000 | 4 | Dec 5 | sec.gov |
| Base Molecular Resonance Technologies Holding LLC | Other Technology | Palm City | FL | $595,000 | $5,000,000 | 13 | Dec 5 | sec.gov |
| Vetmab Biosciences, Inc. (amended) | Biotechnology | San Francisco | CA | $575,000 | $5,000,000 | 5 | Dec 5 | sec.gov |
| Vetmab Biosciences, Inc. | Biotechnology | San Diego | CA | $575,000 | $5,000,000 | 5 | Dec 5 | sec.gov |
| Vasc-Alert LLC (amended) | Other Health Care | West Lafayette | IN | $500,000 | $1,500,000 | 8 | Dec 5 | sec.gov |
| Triax Technologies, Inc. | Other Technology | Norwalk | CT | $500,000 | $860,000 | 1 | Dec 5 | sec.gov |
| Avalor Therapeutics, Inc. | Biotechnology | Kenmore | WA | $335,000 | $800,000 | 6 | Dec 5 | sec.gov |
| West Red Lake Gold Mines Ltd. | Other | Vancouver | $331,302 | $764,544 | 2 | Dec 5 | sec.gov | |
| Ivey Ridge F&F LLC | Other Real Estate | Raleigh | NC | $250,000 | $400,000 | 5 | Dec 5 | sec.gov |
| Yieldblock, LLC (amended) | Other Banking and Financial Services | Saint Petersburg | FL | $200,000 | $50,000,000 | 17 | Dec 5 | sec.gov |
| Archway Real Estate Income Fund I REIT, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Dec 5 | sec.gov |
| Hirshmark Capital REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 5 | sec.gov |
| RCE Technologies, Inc. | Biotechnology | Carlsbad | CA | $50,000 | $2,000,000 | 1 | Dec 5 | sec.gov |
| CKW Fund LLC | Commercial | Sheridan | WY | $0 | $5,000,000 | 0 | Dec 5 | sec.gov |
| Pioneer Nuclear Inc. | Business Services | Windsor | CT | $0 | Indefinite | 0 | Dec 5 | sec.gov |
| Handa Fund II LLC | Other Real Estate | San Jose | CA | $0 | $10,000,000 | 0 | Dec 5 | sec.gov |
| HUGZ-MMF-The Henry Fund 1 LLC | Commercial | Apopka | FL | $0 | $1,000,000 | 0 | Dec 5 | sec.gov |
| CCM-MMF-The Henry Fund 1 LLC | Commercial | Houston | TX | $0 | $1,000,000 | 0 | Dec 5 | sec.gov |
| RFM-LSC-Houston Portfolio-Fund 1 LLC (amended) | Commercial | White Plains | NY | $0 | $500,000 | 0 | Dec 5 | sec.gov |
| Belize Land Holdings, LLC (amended) | Residential | Peoria | IL | $0 | $3,600,000 | 0 | Dec 5 | sec.gov |
| Chord TopCo, LP | Other | New York | NY | $0 | Indefinite | 0 | Dec 5 | sec.gov |
| Chord TopCo, LP | Other | New York | NY | $0 | Indefinite | 0 | Dec 5 | sec.gov |
| BSS Deltona, LLC (amended) | Construction | Altamonte Springs | FL | $0 | $4,600,000 | 0 | Dec 5 | sec.gov |
| FORE ALL, LLC | Retailing | Rancho Mirage | CA | $0 | $3,000,000 | 6 | Dec 5 | sec.gov |
| Midway Basin 3-D Joint Venture | Oil and Gas | Shavano Park | TX | $0 | $1,488,000 | 0 | Dec 5 | sec.gov |
| ViruTech Systems, Inc. | Biotechnology | Minneapolis | MN | $0 | $7,500,000 | 0 | Dec 5 | sec.gov |
December 6, 2023 · December 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.