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Data / Form D filings / Dec 6

Form D filings, December 6, 2023: 76 companies raised $1.18 billion

76 operating companies filed a Form D on December 6, 2023, reporting $1.18 billion sold. Largest: Longtail Insurance Holdings Ltd. ($626.7 million), BP Commercial Funding Trust III, Series SPL-III ($150.3 million), Rain City Capital, LLC ($45.4 million). The median filing is $2.2 million, and 99 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 76Form D filings
  • $1.18 billionreported sold
  • $2.2 millionmedian amount sold
  • CAmost filings (13)

Most filings by state: CA 13, TX 10, NY 8, FL 5, PA 4. By industry: Other 25, Other Technology 13, Commercial 9, Biotechnology 6.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Longtail Insurance Holdings Ltd. (amended)InsuranceHamilton$626,723,004Indefinite98Dec 6sec.gov
BP Commercial Funding Trust III, Series SPL-III (amended)Other Banking and Financial ServicesNew YorkNY$150,302,495Indefinite15Dec 6sec.gov
Rain City Capital, LLC (amended)Other Banking and Financial ServicesKirklandWA$45,436,000$100,000,00068Dec 6sec.gov
VITARA BIOMEDICAL, INC. (amended)BiotechnologyPhiladelphiaPA$39,996,256$89,994,9349Dec 6sec.gov
Second Front Systems, Inc.Other TechnologyWilmingtonDE$33,399,976$40,000,0004Dec 6sec.gov
ALC 086 L.P.OtherIrvineCA$28,800,000$28,800,00036Dec 6sec.gov
ALC 085 L.P.OtherIrvineCA$24,800,000$24,800,00031Dec 6sec.gov
Sensorium Therapeutics, Inc. (amended)PharmaceuticalsBostonMA$24,689,802$24,789,80964Dec 6sec.gov
BCP BINGLE, LPCommercialAustinTX$20,708,000$20,708,000108Dec 6sec.gov
Sound Capital Equity Income Fund, LLC (amended)Other Banking and Financial ServicesBellevueWA$18,041,755$50,000,00015Dec 6sec.gov
Astra Space, Inc.OtherAlamedaCA$18,008,300$18,008,3004Dec 6sec.gov
Avian Health Holdings, LLCHealth InsuranceAtlantaGA$13,145,782Indefinite31Dec 6sec.gov
Ascent Park City Investors LLCConstructionFriendswoodTX$12,000,000$20,000,00037Dec 6sec.gov
ALC 081 L.P.OtherIrvineCA$9,600,000$9,600,00012Dec 6sec.gov
CloudZero Inc.Other TechnologyBostonMA$9,500,000$9,500,0005Dec 6sec.gov
AbbraTech Holdings LLCBiotechnologyBranfordCT$8,505,834$9,970,83417Dec 6sec.gov
RMRS Denver Gateway Partners LLCCommercialCarrolltonTX$8,000,000$8,000,00039Dec 6sec.gov
Galloway Solar Investments, LLCOther Real EstateMiamiFL$7,339,760$7,378,0005Dec 6sec.gov
Source Donor Inc.OtherAustinTX$7,100,000$30,000,0001Dec 6sec.gov
Sway Innovation Co.Other TechnologySan LeandroCA$7,024,334$7,800,39428Dec 6sec.gov
NYFEN Development LLC (amended)ResidentialBrooklynNY$5,420,000$15,000,00017Dec 6sec.gov
Enterin, Inc.BiotechnologyPhiladelphiaPA$5,099,772$19,999,9734Dec 6sec.gov
Sincera Technologies, Inc.Other TechnologyBrooklynNY$4,244,987$4,244,98733Dec 6sec.gov
LUCKY BEVERAGE CO.OtherAustinTX$3,999,999$3,999,9990Dec 6sec.gov
InScope Tech, Inc.Business ServicesSan FranciscoCA$3,874,999$4,275,0009Dec 6sec.gov
XEOL, INC.Other TechnologyNew YorkNY$3,146,997$3,146,99723Dec 6sec.gov
Parcel Holdings, Inc.Other TechnologyAustinTX$3,000,000$9,845,7306Dec 6sec.gov
Sky Holdco Corp (amended)OtherNew YorkNY$2,990,000$3,040,0004Dec 6sec.gov
eMotive Software, Inc. (amended)Other TechnologyFort WorthTX$2,700,000$3,100,00014Dec 6sec.gov
Procision Software Inc.Other TechnologyPortchesterNY$2,500,000$4,000,0001Dec 6sec.gov
Your Poppy, Inc.Other TechnologyCharlottesvilleVA$2,256,442$2,999,96810Dec 6sec.gov
RKI APPS INC. (amended)Other TechnologyPhiladelphiaPA$2,184,800$3,000,0003Dec 6sec.gov
1010 Central Park Investments, LLCInvestingNorth Miami BeachFL$2,164,502$2,164,50225Dec 6sec.gov
KinCap Tuckahoe Holdings, LLCOtherGlen AllenVA$2,160,000$2,160,00025Dec 6sec.gov
Nooshee Inc.Other Health CareRaleighNC$1,822,500$3,500,00016Dec 6sec.gov
Live Data Technologies, Inc.OtherSanta BarbaraCA$1,755,000$2,000,00011Dec 6sec.gov
Six Clovers, Inc.Other TechnologyGilroyCA$1,676,750$1,676,7507Dec 6sec.gov
JCX Assisted Living, LLCOther Health CareMidvaleUT$1,600,000$1,600,00011Dec 6sec.gov
ATEL Private Debt Partners III, LLCOther Banking and Financial ServicesSan FranciscoCA$1,160,000$200,000,0001Dec 6sec.gov
Hermiston 17 LLCResidentialKennewickWA$1,100,000Indefinite6Dec 6sec.gov
Electronic Caregiver, Inc.Other Health CareLas CrucesNM$1,075,000$95,000,0005Dec 6sec.gov
AdventHealth Surgery Center Daytona Beach, LLCHospitals and PhysiciansDaytona BeachFL$1,050,000$1,715,00015Dec 6sec.gov
World Champions Cup, LLCOtherChicagoIL$1,000,000$5,000,0004Dec 6sec.gov
Metro Lansing Investments LLCCommercialDetroitMI$800,300$8,000,00018Dec 6sec.gov
Decisive Turn Bron I LLCBusiness ServicesVirginia BeachVA$800,000$800,0005Dec 6sec.gov
NOTES LIVE, INC.OtherColorado SpringsCO$800,000$50,000,0002Dec 6sec.gov
Delos Living LLCOtherNew YorkNY$725,000$35,000,0001Dec 6sec.gov
Boston Common Catholic Emerging Markets Fund LLCInvestingBostonMA$700,000$80,000,0002Dec 6sec.gov
PIMEE ENERGY INC.Oil and GasCalgary$699,014$699,01415Dec 6sec.gov
Ciclo Partners, LLCOtherSao Paulo$445,550$445,5509Dec 6sec.gov
VAIL SCIENTIFIC, L.L.C.BiotechnologyBloomingtonMN$400,000$2,000,0002Dec 6sec.gov
Gila Therapeutics, Inc.BiotechnologyEdinaMN$399,572$10,000,0007Dec 6sec.gov
Ranger Fitness Boylston LLCOtherSeattleWA$350,000$450,0002Dec 6sec.gov
Mainstem, Inc. /DEOtherSomervilleMA$325,000$500,0009Dec 6sec.gov
Haystack Solutions, Inc. (amended)OtherCollege ParkMD$300,000$400,0005Dec 6sec.gov
M7 Sports, Inc.OtherBeaverPA$250,000$1,000,0001Dec 6sec.gov
Body English Health & Performance Inc. (amended)OtherPetalumaCA$170,000Indefinite7Dec 6sec.gov
Bonfire 523 LLCCommercialDenverCO$150,000Indefinite9Dec 6sec.gov
Plymouth Hardware, LLCManufacturingGrand RapidsMI$100,000$1,200,0001Dec 6sec.gov
TroyMoney Partners, Inc.Other TechnologyFt. LauderdaleFL$100,000$1,000,0000Dec 6sec.gov
Busa Beverage IncOtherLa JollaCA$28,130$999,9651Dec 6sec.gov
Orb Forge Inc.Other TechnologyWilmingtonDE$25,000$1,000,0001Dec 6sec.gov
Crafty Holdings, Inc.OtherChicagoIL$18,375$18,3751Dec 6sec.gov
South Pointe Square LLCOtherKnoxvilleTN$0$23,000,0000Dec 6sec.gov
1857 Crenshaw, LLCOtherAlhambraCA$0$900,0000Dec 6sec.gov
Investcorp Employee Co-Investment Program Incentive Limited PartnershipOther Banking and Financial ServicesGrand Cayman$0Indefinite0Dec 6sec.gov
498 Debbie Lane Fund, LLCCommercialDallasTX$0$17,000,0000Dec 6sec.gov
LOGIK FUND -CY3400, LLCCommercialAtlantaGA$0$8,000,0000Dec 6sec.gov
Denver Heights Investment LLCCommercialSan AntonioTX$0$3,200,0000Dec 6sec.gov
Rocky View LLCCommercialKnoxvilleTN$0$9,600,0000Dec 6sec.gov
1000 Washington LLCCommercialSt LouisMO$0$5,750,0000Dec 6sec.gov
Hill at Woodway, LLC (amended)ResidentialHoustonTX$0$20,000,0000Dec 6sec.gov
Stockmann Brothers Ltd Liability CoOtherNew YorkNY$0$5,500,0000Dec 6sec.gov
Brooklane Apts, LLCOtherNaplesFL$0$200,0000Dec 6sec.gov
Avicena, LLCBiotechnologyPasadenaCA$0$10,000,0000Dec 6sec.gov
Kreativa Gourmet, LLCOtherTucsonAZ$0$1,000,0000Dec 6sec.gov

December 7, 2023 · December 5, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.