Data / Form D filings / Nov 27
Form D filings, November 27, 2023: 82 companies raised $592.2 million
82 operating companies filed a Form D on November 27, 2023, reporting $592.2 million sold. Largest: Bonaventure Multifamily Income Trust, Inc. ($75.7 million), TB I HOLDINGS LTD. ($60.1 million), Alto Neuroscience, Inc. ($59.3 million). The median filing is $952,750, and 62 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 82Form D filings
- $592.2 millionreported sold
- $952,750median amount sold
- CAmost filings (11)
Most filings by state: CA 11, NY 9, TX 6, GA 4, VT 4. By industry: Other Technology 16, Other 10, Commercial 9, Residential 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Bonaventure Multifamily Income Trust, Inc. (amended) | REITS and Finance | Alexandria | VA | $75,738,287 | Indefinite | 273 | Nov 27 | sec.gov |
| TB I HOLDINGS LTD. (amended) | Other | Grand Cayman | $60,098,807 | $60,098,807 | 10 | Nov 27 | sec.gov | |
| Alto Neuroscience, Inc. | Biotechnology | Los Altos | CA | $59,261,815 | $59,261,815 | 26 | Nov 27 | sec.gov |
| Ashcroft Value-Add Fund III, LP (amended) | Residential | New York | NY | $57,201,677 | Indefinite | 547 | Nov 27 | sec.gov |
| Boss HOG Resources LLC (amended) | Oil and Gas | Dallas | TX | $52,957,024 | Indefinite | 31 | Nov 27 | sec.gov |
| Alto Neuroscience, Inc. | Biotechnology | Los Altos | CA | $45,000,223 | $45,000,223 | 16 | Nov 27 | sec.gov |
| Milhaus QOZ Fund V, LLC | Other Real Estate | Indianapolis | IN | $37,399,150 | $40,000,000 | 35 | Nov 27 | sec.gov |
| Alto Neuroscience, Inc. | Biotechnology | Los Altos | CA | $31,887,138 | $31,887,138 | 19 | Nov 27 | sec.gov |
| Center ID Corp. | Other Technology | Bellevue | WA | $30,000,000 | $50,000,000 | 5 | Nov 27 | sec.gov |
| Brella Insurance, Inc. | Insurance | Hoboken | NJ | $28,669,642 | $31,669,642 | 20 | Nov 27 | sec.gov |
| TCH Group, Inc. (amended) | Other Health Care | New York | NY | $22,021,913 | Indefinite | 15 | Nov 27 | sec.gov |
| 1589 CEDARHURST LP | Commercial | Ft. Lauderdale | FL | $8,525,000 | $8,525,000 | 31 | Nov 27 | sec.gov |
| Alto Neuroscience, Inc. | Biotechnology | Los Altos | CA | $7,722,217 | $7,722,217 | 16 | Nov 27 | sec.gov |
| Five Arrow Fund I, LP | Residential | Plano | TX | $7,300,975 | $7,351,000 | 30 | Nov 27 | sec.gov |
| Mummolin, Inc. | Other Technology | Cheyenne | WY | $6,200,000 | $6,200,000 | 22 | Nov 27 | sec.gov |
| Precision Fermentation, Inc. | Other Technology | Durham | NC | $6,076,274 | $6,076,274 | 1 | Nov 27 | sec.gov |
| Celcuity Inc. (amended) | Biotechnology | Minneapolis | MN | $5,930,006 | $6,612,667 | 39 | Nov 27 | sec.gov |
| Cadenza Innovation, Inc. (amended) | Other Technology | Danbury | CT | $5,048,370 | $10,000,000 | 26 | Nov 27 | sec.gov |
| Arista Skyline LLC | Residential | Las Vegas | NV | $5,000,000 | $5,000,000 | 13 | Nov 27 | sec.gov |
| GC - Walnut Crest Holdings, LLC | Residential | Atlanta | GA | $4,420,000 | $5,350,000 | 40 | Nov 27 | sec.gov |
| Celcuity Inc. (amended) | Biotechnology | Minneapolis | MN | $2,597,057 | $2,975,746 | 38 | Nov 27 | sec.gov |
| Trenton - Black River VI, LP (amended) | Oil and Gas | Knoxville | TN | $2,535,000 | $10,000,000 | 24 | Nov 27 | sec.gov |
| Orthodontic Details, LLC (amended) | Other | Indianapolis | IN | $2,330,000 | $2,330,000 | 35 | Nov 27 | sec.gov |
| Centrexion Therapeutics Corp | Biotechnology | Boston | MA | $2,300,000 | $2,300,000 | 2 | Nov 27 | sec.gov |
| Salvation Nutraceuticals Inc. (amended) | Manufacturing | Sandy | UT | $2,102,242 | $2,102,242 | 55 | Nov 27 | sec.gov |
| Djamo Inc. | Other Technology | Wilmington | DE | $2,050,000 | $3,200,000 | 1 | Nov 27 | sec.gov |
| EIKONOKLASTES THERAPEUTICS, INC. | Pharmaceuticals | Cincinnati | OH | $2,000,000 | $15,000,000 | 1 | Nov 27 | sec.gov |
| RIZE GROWTH MARKET FUND LLC | Commercial | Casper | WY | $1,825,000 | $20,000,000 | 15 | Nov 27 | sec.gov |
| Simporter Inc. | Other Technology | Macon | GA | $1,510,798 | $1,510,798 | 22 | Nov 27 | sec.gov |
| Alinia AI, Inc. | Other Technology | Dover | DE | $1,415,000 | $2,760,000 | 4 | Nov 27 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $1,271,000 | $1,271,000 | 13 | Nov 27 | sec.gov | |
| Complete Packaging RE Holdings, LLC | Commercial | Savage | MN | $1,260,000 | $1,260,000 | 10 | Nov 27 | sec.gov |
| CNLI EMEX REIT LLC | REITS and Finance | New York | NY | $1,071,000 | $1,125,000 | 119 | Nov 27 | sec.gov |
| DW WYOMING 3 LP (amended) | Oil and Gas | Irving | TX | $983,750 | $6,000,000 | 17 | Nov 27 | sec.gov |
| Gilson Snow, Inc. | Manufacturing | Selinsgrove | PA | $952,750 | $1,250,000 | 16 | Nov 27 | sec.gov |
| Chemart Intermediate, Inc. | Manufacturing | Lincoln | RI | $844,114 | $844,114 | 1 | Nov 27 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $824,994 | $824,994 | 9 | Nov 27 | sec.gov | |
| OVC Fund 2 LLC | Residential | Lake Oswego | OR | $800,000 | $1,000,000 | 9 | Nov 27 | sec.gov |
| Planet 13 Holdings Inc. | Other | Las Vegas | NV | $710,000 | $710,000 | 2 | Nov 27 | sec.gov |
| Criterion Las Vegas, LLC | Commercial | Owasso | OK | $610,000 | $610,000 | 12 | Nov 27 | sec.gov |
| Mama Technologies Inc. | Other Technology | Medley | FL | $471,709 | $2,000,000 | 12 | Nov 27 | sec.gov |
| WB Heather Ridge LLC | Residential | Scottsdale | AZ | $455,000 | $19,558,058 | 5 | Nov 27 | sec.gov |
| Rise Skyline NAP LLC | Residential | Pflugerville | TX | $450,000 | $500,000 | 15 | Nov 27 | sec.gov |
| Impact Skyline LLC | Residential | Peoria | AZ | $400,000 | $600,000 | 13 | Nov 27 | sec.gov |
| EAGLERIDGE REALTY TRUST, INC. (amended) | REITS and Finance | Fargo | ND | $391,251 | $5,012,000 | 7 | Nov 27 | sec.gov |
| Sword Performance, Inc. | Manufacturing | Lexington | KY | $320,000 | $500,000 | 2 | Nov 27 | sec.gov |
| Gaingels Cambium LLC | Other | Burlington | VT | $308,202 | $308,202 | 23 | Nov 27 | sec.gov |
| ResTech, Inc. | Other Technology | Denver | CO | $304,975 | $504,975 | 2 | Nov 27 | sec.gov |
| AKICEPT, LLC | Other Health Care | Carmel | IN | $265,000 | $850,000 | 7 | Nov 27 | sec.gov |
| Ilumivu, Inc. | Other Technology | Fairview | NC | $256,224 | $1,500,000 | 2 | Nov 27 | sec.gov |
| Kula Technology Labs, Inc. | Other Technology | New York | NY | $250,000 | $750,000 | 3 | Nov 27 | sec.gov |
| NB Tech Acquisitions Corp | Other Technology | Newport Beach | CA | $227,000 | $1,000,000 | 0 | Nov 27 | sec.gov |
| Nobility SD, LLC | Restaurants | San Diego | CA | $200,000 | $3,500,000 | 3 | Nov 27 | sec.gov |
| Gaingels Seismic Therapeutics LLC | Other | Burlington | VT | $189,441 | $189,441 | 15 | Nov 27 | sec.gov |
| Intrepid Energy, LLC | Other Energy | Westminster | CO | $126,000 | $400,000 | 4 | Nov 27 | sec.gov |
| FCS REIT LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Nov 27 | sec.gov |
| MREP US Logistics REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 27 | sec.gov |
| BKM FUND III REIT, LLC | REITS and Finance | Newport Beach | CA | $115,000 | $125,000 | 115 | Nov 27 | sec.gov |
| FC TOD BTR Holdings I LLC | REITS and Finance | Cleveland | OH | $110,000 | $110,000 | 110 | Nov 27 | sec.gov |
| Do It Zero, Inc. | Business Services | Dunwoody | GA | $100,000 | $500,000 | 3 | Nov 27 | sec.gov |
| Studious Technologies, Inc. | Other Technology | New York | NY | $100,000 | $500,000 | 1 | Nov 27 | sec.gov |
| Seq Solutions LLC | Other Technology | Chicago | IL | $100,000 | Indefinite | 2 | Nov 27 | sec.gov |
| Gaingels Puzzle LLC | Other | Burlington | VT | $88,888 | $88,888 | 12 | Nov 27 | sec.gov |
| Momentix Capital Corp | Other | North Vancouver | $75,015 | $75,015 | 0 | Nov 27 | sec.gov | |
| Gaingels Ocient 2023 LLC | Other | Burlington | VT | $68,000 | $68,000 | 9 | Nov 27 | sec.gov |
| GenexAI Inc. | Other Technology | Newark | DE | $53,273 | $1,000,000 | 1 | Nov 27 | sec.gov |
| NBTA ECOM FUND 1, LLC | Retailing | Newport Beach | CA | $25,000 | $5,000,000 | 0 | Nov 27 | sec.gov |
| Diamond Edge IT Consulting Inc. | Computers | Miami | FL | $10,000 | $2,000,000 | 2 | Nov 27 | sec.gov |
| Rep Data, Inc | Other Technology | New Orleans | LA | $5,538 | $5,538 | 1 | Nov 27 | sec.gov |
| EIG14T EHW Fund XII LLC | Commercial | Berkley | MI | $0 | $4,200,000 | 0 | Nov 27 | sec.gov |
| West Austin Business Park, LLC | Commercial | Dallas | TX | $0 | $1,044,629 | 0 | Nov 27 | sec.gov |
| Limitless Investment Fund, LLC | Other Real Estate | East Providence | RI | $0 | $40,000,000 | 0 | Nov 27 | sec.gov |
| LOOMBA CAPITAL PARTNERS LLC | Commercial | Antioch | CA | $0 | $20,000,000 | 0 | Nov 27 | sec.gov |
| TCIH-Clearwater 110th Ave, LLC | Commercial | Tulsa | OK | $0 | $850,000 | 0 | Nov 27 | sec.gov |
| Communion Games, Inc. | Other | Venice | CA | $0 | $500,000 | 0 | Nov 27 | sec.gov |
| BP Commercial Funding Trust III, Series SPL-III | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 0 | Nov 27 | sec.gov |
| METANET AI LTD | Telecommunications | Tortola | $0 | $5,000,000 | 0 | Nov 27 | sec.gov | |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. | Commercial | New York | NY | $0 | Indefinite | 0 | Nov 27 | sec.gov |
| ESCAPISM NY LLC (amended) | Other | New York | NY | $0 | $25,000,000 | 0 | Nov 27 | sec.gov |
| Morgantown Multi-Well Joint Venture | Oil and Gas | Dallas | TX | $0 | $2,250,000 | 0 | Nov 27 | sec.gov |
| WP COREalpha VII LP | Other Banking and Financial Services | Chicago | IL | $0 | Indefinite | 0 | Nov 27 | sec.gov |
| Chase Income Fund I LLC | REITS and Finance | Milton | GA | $0 | $20,000,000 | 0 | Nov 27 | sec.gov |
November 28, 2023 · November 24, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.