Data / Form D filings / TOMI Environmental Solutions, Inc.
TOMI Environmental Solutions, Inc.: Form D filings
TOMI Environmental Solutions, Inc., a biotechnology company in Frederick, MD, filed 13 Form D notices with the SEC between 2008 and 2023. The latest, on November 28, 2023, reports $2.6 million sold of a $5 million offering to 28 investors.
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Company details from the filing
- Address
- 8430 SPIRES WAY, Frederick, MD, 21701
- Phone
- (800) 525-1698
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Florida
- Revenue range
- $5,000,001 - $25,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 314227
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 28, 2023 | New notice | $5,000,000 | $2,600,000 | $2,400,000 | 28 | Nov 7, 2023 | sec.gov |
| Oct 12, 2021 | New notice | $5,000,002 | $5,000,002 | 10 | Sep 29, 2021 | sec.gov | |
| May 15, 2017 | Amendment | $6,000,000 | $6,000,000 | 6 | Mar 15, 2017 | sec.gov | |
| Mar 21, 2017 | New notice | $6,000,000 | $5,300,000 | $700,000 | 5 | Mar 15, 2017 | sec.gov |
| Mar 20, 2015 | Amendment | $1,098,470 | $1,098,470 | 22 | Sep 19, 2014 | sec.gov | |
| Oct 6, 2014 | New notice | $1,015,000 | $479,170 | $535,830 | 7 | Sep 19, 2014 | sec.gov |
| Jul 11, 2013 | Amendment | $5,074,000 | $5,074,000 | 29 | Apr 15, 2013 | sec.gov | |
| Apr 17, 2013 | New notice | $6,000,000 | $4,025,000 | $1,975,000 | 19 | Apr 15, 2013 | sec.gov |
| Apr 11, 2012 | Amendment | $500,000 | $175,000 | $325,000 | 1 | Nov 21, 2011 | sec.gov |
| Dec 5, 2011 | New notice | $500,000 | $75,000 | $425,000 | 1 | Nov 21, 2011 | sec.gov |
| May 13, 2010 | New notice | $250,000 | $60,000 | $190,000 | 1 | Apr 27, 2010 | sec.gov |
| Mar 2, 2009 | New notice | $5,000,000 | $5,000,000 | 1 | Feb 27, 2009 | sec.gov | |
| Oct 22, 2008 | New notice | $2,500,000 | $1,119,700 | $1,380,300 | 13 | Sep 3, 2008 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Elissa J Shane | Executive Officer, Director | |
| Halden S Shane | Executive Officer, Director | |
| Boh Soon J Lim | Director | |
| Walter C Johnsen | Director | |
| Kelly J Anderson | Director | |
| Nick J Jennings | Executive Officer |
Other biotechnology companies in Maryland that filed recently
- Accufy Diagnostics, Inc. $2 million · Oct 28, 2026
- OS Therapies Inc $7.2 million · Oct 23, 2026
- Kaigene, Inc. $55 million · Oct 14, 2026
- Templar Nova, Inc. $7 million · Oct 7, 2026
- Monocacy Therapeutics Inc. $25,000 · Oct 7, 2026
- Seraxis Holdings, Inc. $10 million · Sep 24, 2026
Every Form D from the week of Nov 27, 2023 · All recent filings in Maryland · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what TOMI Environmental Solutions, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.