Data / Federal rules / Swaps
Federal rules on swaps: 27 since January 2024
15 final rules and 12 proposed rules since January 16, 2024, 10 of them marked significant. 2 are open for comment now. Most come from the Commodity Futures Trading Commission (24), Securities and Exchange Commission (3).
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Open for comment
Every document, newest first
| Document | Agency | Type | Published |
|---|
Further Definition of “Swap”-Inclusions 2026-21377 | Commodity Futures Trading Commission | Proposed rule | Oct 19 |
Further Definition of “Swap” To Exclude Casino-Style Gambling Products 2026-21376 | Commodity Futures Trading Commission | Final rule | Oct 19 |
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions 2026-18212 | Commodity Futures Trading Commission | Final rule | Sep 8 |
Swap Execution Facility Order Book Requirement for Permitted Transactions 2026-17416 | Commodity Futures Trading Commission | Proposed rule | Aug 26 |
Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools 2026-17079 | Commodity Futures Trading Commission | Proposed rule | Aug 21 |
Conflicts and Affiliations 2026-15948 | Commodity Futures Trading Commission | Proposed rule | Aug 6 |
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2026-14509 · significant | Commodity Futures Trading Commission | Final rule | Jul 17 |
Data Reporting Requirements for Certain Event Contracts 2026-13239 | Commodity Futures Trading Commission | Proposed rule | Jul 1 |
Rescission of Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings 2026-11466 | Commodity Futures Trading Commission | Final rule | Jun 8 |
Registered Offering Reform 2026-10373 · significant | Securities and Exchange Commission | Proposed rule | May 26 |
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for CAD and MXN Interest Rate Benchmark Transitions 2026-09428 | Commodity Futures Trading Commission | Proposed rule | May 12 |
Semiannual Reporting 2026-09095 | Securities and Exchange Commission | Proposed rule | May 7 |
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction 2026-01712 · significant | Commodity Futures Trading Commission | Final rule | Jan 28 |
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants 2025-23953 · significant | Commodity Futures Trading Commission | Final rule | Dec 30, 2025 |
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants 2025-18924 · significant | Commodity Futures Trading Commission | Proposed rule | Sep 30, 2025 |
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants 2024-31177 | Commodity Futures Trading Commission | Final rule | Jan 22, 2025 |
Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations 2024-30927 · significant | Commodity Futures Trading Commission | Final rule | Jan 22, 2025 |
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report 2024-30433 | Securities and Exchange Commission | Final rule | Jan 21, 2025 |
Provisions Common to Registered Entities 2024-24388 | Commodity Futures Trading Commission | Final rule | Nov 7, 2024 |
Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments 2024-21682 · significant | Commodity Futures Trading Commission | Final rule | Sep 26, 2024 |
Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text 2024-18445 | Commodity Futures Trading Commission | Final rule | Sep 4, 2024 |
Large Trader Reporting Requirements 2024-11798 | Commodity Futures Trading Commission | Final rule | Jun 3, 2024 |
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants 2024-10342 · significant | Commodity Futures Trading Commission | Final rule | May 23, 2024 |
Swap Confirmation Requirements for Swap Execution Facilities 2024-09368 | Commodity Futures Trading Commission | Final rule | May 1, 2024 |
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants 2024-04107 | Commodity Futures Trading Commission | Proposed rule | Mar 1, 2024 |
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants 2023-28745 · significant | Commodity Futures Trading Commission | Proposed rule | Jan 24, 2024 |
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants 2023-28649 · significant | Commodity Futures Trading Commission | Proposed rule | Jan 16, 2024 |
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Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.