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Data / Federal rules / Swaps

Federal rules on swaps: 27 since January 2024

15 final rules and 12 proposed rules since January 16, 2024, 10 of them marked significant. 2 are open for comment now. Most come from the Commodity Futures Trading Commission (24), Securities and Exchange Commission (3).

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Open for comment

DocumentAgencyTypeComments due
Further Definition of “Swap”-Inclusions
2026-21377
Commodity Futures Trading CommissionProposed ruleNov 18
Further Definition of “Swap” To Exclude Casino-Style Gambling Products
2026-21376
Commodity Futures Trading CommissionFinal ruleNov 18

Every document, newest first

DocumentAgencyTypePublished
Further Definition of “Swap”-Inclusions
2026-21377
Commodity Futures Trading CommissionProposed ruleOct 19
Further Definition of “Swap” To Exclude Casino-Style Gambling Products
2026-21376
Commodity Futures Trading CommissionFinal ruleOct 19
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions
2026-18212
Commodity Futures Trading CommissionFinal ruleSep 8
Swap Execution Facility Order Book Requirement for Permitted Transactions
2026-17416
Commodity Futures Trading CommissionProposed ruleAug 26
Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools
2026-17079
Commodity Futures Trading CommissionProposed ruleAug 21
Conflicts and Affiliations
2026-15948
Commodity Futures Trading CommissionProposed ruleAug 6
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2026-14509 · significant
Commodity Futures Trading CommissionFinal ruleJul 17
Data Reporting Requirements for Certain Event Contracts
2026-13239
Commodity Futures Trading CommissionProposed ruleJul 1
Rescission of Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings
2026-11466
Commodity Futures Trading CommissionFinal ruleJun 8
Registered Offering Reform
2026-10373 · significant
Securities and Exchange CommissionProposed ruleMay 26
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for CAD and MXN Interest Rate Benchmark Transitions
2026-09428
Commodity Futures Trading CommissionProposed ruleMay 12
Semiannual Reporting
2026-09095
Securities and Exchange CommissionProposed ruleMay 7
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
2026-01712 · significant
Commodity Futures Trading CommissionFinal ruleJan 28
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
2025-23953 · significant
Commodity Futures Trading CommissionFinal ruleDec 30, 2025
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
2025-18924 · significant
Commodity Futures Trading CommissionProposed ruleSep 30, 2025
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2024-31177
Commodity Futures Trading CommissionFinal ruleJan 22, 2025
Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
2024-30927 · significant
Commodity Futures Trading CommissionFinal ruleJan 22, 2025
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
2024-30433
Securities and Exchange CommissionFinal ruleJan 21, 2025
Provisions Common to Registered Entities
2024-24388
Commodity Futures Trading CommissionFinal ruleNov 7, 2024
Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments
2024-21682 · significant
Commodity Futures Trading CommissionFinal ruleSep 26, 2024
Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text
2024-18445
Commodity Futures Trading CommissionFinal ruleSep 4, 2024
Large Trader Reporting Requirements
2024-11798
Commodity Futures Trading CommissionFinal ruleJun 3, 2024
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
2024-10342 · significant
Commodity Futures Trading CommissionFinal ruleMay 23, 2024
Swap Confirmation Requirements for Swap Execution Facilities
2024-09368
Commodity Futures Trading CommissionFinal ruleMay 1, 2024
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2024-04107
Commodity Futures Trading CommissionProposed ruleMar 1, 2024
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
2023-28745 · significant
Commodity Futures Trading CommissionProposed ruleJan 24, 2024
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
2023-28649 · significant
Commodity Futures Trading CommissionProposed ruleJan 16, 2024

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Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.