Data / Investment advisers / Nebraska / Pflug Koory, LLC
Pflug Koory, LLC, Omaha, NE: $347 million AUM, SEC registered investment adviser
Pflug Koory, LLC is an SEC registered investment adviser with its main office in Omaha, Nebraska and reports $347 million in regulatory assets under management in its Form ADV filed February 9, 2026. Its clients include individuals, charitable organizations and high net worth individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 109268
- SEC file number
- 801-57982
- SEC status
- Approved, effective September 26, 2000
- Main office
- 11312 'Q' Street, Omaha, NE 68137
- Phone
- (402) 691-0988
- Website
- pkllc.com
- Regulatory AUM
- $346,958,057 in the Form ADV filed February 9, 2026
- Discretionary AUM
- $324,591,274
- Non discretionary AUM
- $22,366,783
- Accounts
- 124
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 64 | $281.8 million |
| Charitable organizations | 2 | $38.2 million |
| High net worth individuals | 58 | $26.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $347 million | February 9, 2026 |
| December 1, 2025 | $312.6 million | January 27, 2025 |
Other advisers in Omaha
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Prairie Wealth Advisors, Inc. | Omaha | $558 million | 1 | adviserinfo.sec.gov |
| Arkfeld Wealth Strategies, L.L.C. | Omaha | $538 million | Not listed | adviserinfo.sec.gov |
| Lawson Kroeker Investment Management Inc | Omaha | $428.6 million | Not listed | adviserinfo.sec.gov |
| Iams Wealth Management, LLC | Omaha | $397.2 million | Not listed | adviserinfo.sec.gov |
| Morey & Quinn Wealth Partners | Omaha | $373.4 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Financial Group,Llc | Omaha | $292.2 million | Not listed | adviserinfo.sec.gov |
| Hiley Hunt Wealth Management, Inc. | Omaha | $289.6 million | Not listed | adviserinfo.sec.gov |
| Interalpen Partners, LLC | Omaha | $273.7 million | 9 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Omaha, NE
- Investment advisers in Nebraska
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving charitable organizations
- Pflug Koory, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.