Data / Investment advisers / California / FMB Retirement Services
FMB Retirement Services, Westlake Village, CA: $146 million AUM, SEC registered investment adviser
FMB Retirement Services is an SEC registered investment adviser with its main office in Westlake Village, California and reports $146 million in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 164571
- SEC file number
- 801-76839
- SEC status
- Approved, effective July 18, 2012
- Main office
- 100 N. Westlake Blvd. #201, Westlake Village, CA 91362
- Phone
- (805) 446-4494
- Website
- fmbretirement.com
- Regulatory AUM
- $146,154,573 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $146,154,573
- Accounts
- 85
- Employees
- 12, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 45 | $146.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $146.2 million | March 5, 2026 |
| December 1, 2025 | $135.2 million | March 13, 2025 |
Other advisers in Westlake Village
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hippocratic Financial Advisors | Westlake Village | $229 million | Not listed | adviserinfo.sec.gov |
| Total Wealth Services, LLC | Westlake Village | $186.1 million | Not listed | adviserinfo.sec.gov |
| Guild Investment Management, Inc. | Westlake Village | $185.2 million | Not listed | adviserinfo.sec.gov |
| Classic Financial | Westlake Village | $151.6 million | Not listed | adviserinfo.sec.gov |
| Carmandalian Financial Group, LLC | Westlake Village | $150.8 million | Not listed | adviserinfo.sec.gov |
| Haven Capital Group | Westlake Village | $143.9 million | Not listed | adviserinfo.sec.gov |
| Brave New Wealth | Westlake Village | $130.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Westlake Village, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- FMB Retirement Services on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.