Data / Investment advisers / New York / Endicott Capital
Endicott Capital, New York, NY: $453 million AUM, SEC registered investment adviser
Endicott Capital is an SEC registered investment adviser with its main office in New York, New York and reports $453 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 308447
- SEC file number
- 801-127822
- SEC status
- Approved, effective April 27, 2023
- Legal name
- Endicott Capital Management, L.L.C.
- Main office
- 540 Madison Avenue Suite 20a, New York, NY 10022
- Phone
- (212) 450-8070
- Website
- endicottgp.com
- Regulatory AUM
- $452,571,470 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $452,571,470
- Accounts
- 3
- Employees
- 11, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 private equity funds
- Gross assets of private funds
- $314,782,271
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $452.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $452.6 million | March 26, 2026 |
| December 1, 2025 | $476.2 million | March 28, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gdev Management, LLC | New York | $459.7 million | 8 | adviserinfo.sec.gov |
| Strategas Asset Management, LLC | New York | $458.4 million | Not listed | adviserinfo.sec.gov |
| Paramount Group Real Estate Advisor LLC | New York | $457.7 million | 6 | adviserinfo.sec.gov |
| Sicart Associates, LLC | New York | $455.4 million | 1 | adviserinfo.sec.gov |
| Brant Point Investment Management LLC | New York | $453.3 million | 3 | adviserinfo.sec.gov |
| Edge Focus Capital Management, LLC | New York | $451.3 million | 3 | adviserinfo.sec.gov |
| Juniper Investment Company | New York | $451.1 million | 5 | adviserinfo.sec.gov |
| Ifc Personal Money Managers, Inc. | New York | $450.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Endicott Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.