Data / Investment advisers / New York / Dockside Platforms
Dockside Platforms, New York, NY: $9.6 billion AUM, SEC registered investment adviser
Dockside Platforms is an SEC registered investment adviser with its main office in New York, New York and reports $9.6 billion in regulatory assets under management in its Form ADV filed September 10, 2026. It is paid through a percentage of assets under management. It advises 10 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 330606
- SEC file number
- 801-131643
- SEC status
- Approved, effective May 28, 2025
- Legal name
- Dockside LLC
- Main office
- 120 Fifth Avenue 11th Floor, New York, NY 10011
- Phone
- (917) 563-4874
- Regulatory AUM
- $9,626,347,488 in the Form ADV filed September 10, 2026
- Discretionary AUM
- $9,117,558,337
- Non discretionary AUM
- $508,789,151
- Accounts
- 11
- Employees
- 10, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Private funds
- 10: 10 hedge funds
- Gross assets of private funds
- $9,117,558,337
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- September 10, 2026
- SEC record
- Investment Adviser Public Disclosure
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $9.63 billion | March 31, 2026 |
| December 1, 2025 | $6.00 billion | June 27, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| VR Advisory Services LTD. | New York | $9.77 billion | 2 | adviserinfo.sec.gov |
| Arsenal Capital Management LP | New York | $9.72 billion | 27 | adviserinfo.sec.gov |
| One Rock Capital | New York | $9.70 billion | 17 | adviserinfo.sec.gov |
| Samlyn Capital, LLC | New York | $9.68 billion | 9 | adviserinfo.sec.gov |
| MJX Asset Management LLC | New York | $9.68 billion | 30 | adviserinfo.sec.gov |
| Basalt Infrastructure Partners LLC | New York | $9.62 billion | Not listed | adviserinfo.sec.gov |
| Horizon Kinetics Asset Management LLC | New York | $9.61 billion | 22 | adviserinfo.sec.gov |
| Roundhill Investments | New York | $9.59 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers that manage private funds
- Dockside Platforms on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.