Data / Investment advisers / Texas / Austerra Wealth Management LLC
Austerra Wealth Management LLC, Dallas, TX: $230 million AUM, SEC registered investment adviser
Austerra Wealth Management LLC is an SEC registered investment adviser with its main office in Dallas, Texas and reports $230 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include pooled investment vehicles and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 161964
- SEC file number
- 801-126050
- SEC status
- Approved, effective July 8, 2022
- Main office
- 5910 N. Central Expressway Suite 1875, Dallas, TX 75206
- Phone
- (214) 810-0250
- Website
- austerra.com
- Regulatory AUM
- $230,269,794 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $230,269,794
- Accounts
- 39
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 2: 2 other private funds
- Gross assets of private funds
- $227,072,637
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $227.1 million |
| High net worth individuals | 14 | $3.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $230.3 million | March 26, 2026 |
| December 1, 2025 | $224.5 million | August 15, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Leon Capital Management, LLC | Dallas | $244.7 million | 16 | adviserinfo.sec.gov |
| Snowcap Capital Management | Dallas | $238.9 million | 1 | adviserinfo.sec.gov |
| Broadmark Asset Management LLC | Dallas | $238.4 million | Not listed | adviserinfo.sec.gov |
| Fireside Capital Advisors | Dallas | $236.6 million | Not listed | adviserinfo.sec.gov |
| High River Resources Management LLC | Dallas | $232.8 million | 1 | adviserinfo.sec.gov |
| Catalyst Capital Advisers LLC | Dallas | $228.1 million | 2 | adviserinfo.sec.gov |
| Principia Wealth Advisory, LLC | Dallas | $225 million | Not listed | adviserinfo.sec.gov |
| Capital Advisory Group, Inc. | Dallas | $224.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Austerra Wealth Management LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.