Data / Investment advisers / Illinois / Arena Private Wealth
Arena Private Wealth, Chicago, IL: $405 million AUM, SEC registered investment adviser
Arena Private Wealth is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $405 million in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 7 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 332302
- SEC file number
- 801-131099
- SEC status
- Approved, effective September 13, 2024
- Legal name
- Ocm Private Wealth, LLC
- Main office
- 401 N. Michigan Avenue Suite 610, Chicago, IL 60611
- Phone
- (312) 798-9045
- Regulatory AUM
- $404,708,163 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $404,708,163
- Accounts
- 613
- Employees
- 8, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 7: 3 private equity funds, 2 venture capital funds, 2 other private funds
- Gross assets of private funds
- $74,642,515
- Other offices
- 8
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 158 | $275.4 million |
| Pooled investment vehicles | 7 | $74.6 million |
| Individuals (other than high net worth individuals) | 65 | $53.8 million |
| Corporations or other businesses | 7 | $864,747 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| August 3, 2026 | $404.7 million | July 30, 2026 |
| April 1, 2026 | $338.1 million | March 31, 2026 |
| December 1, 2025 | $139.1 million | August 26, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Borealis Strategic Capital Partners, LP | Chicago | $440.4 million | 3 | adviserinfo.sec.gov |
| Newport Investment Management, LLC | Chicago | $438.8 million | 5 | adviserinfo.sec.gov |
| Bard Associates Inc | Chicago | $416.2 million | 1 | adviserinfo.sec.gov |
| Kerberos Capital Management LLC | Chicago | $412.2 million | 4 | adviserinfo.sec.gov |
| Kai Wealth LLC | Chicago | $407.7 million | Not listed | adviserinfo.sec.gov |
| LCM Capital Management Inc | Chicago | $403 million | Not listed | adviserinfo.sec.gov |
| Palo Duro Investment Partners, LP | Chicago | $402.8 million | 3 | adviserinfo.sec.gov |
| Longshore Capital Partners | Chicago | $397.6 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Arena Private Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.