Skip to the page
Get started free

Data / Investment advisers / Serving charitable organizations / Rhode Island

Investment advisers in Rhode Island serving charitable organizations: 21 firms

21 SEC registered investment advisers with a main office in Rhode Island report charitable organizations among their clients in Form ADV item 5.D, and together they attribute $15 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Fiam LLC.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get charitable organizations advisers in Rhode IslandWatch new advisers in Rhode Island
  • 21Advisers
  • $15 billionAUM from this client type
  • 21Advisers over $100 million
  • November 2, 2026File date

Advisers in Rhode Island serving charitable organizations

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityClients of this typeAUM from this typeTotal AUMSource
Fiam LLCSmithfield111$14.62 billion$347.73 billionadviserinfo.sec.gov
Parsons Capital Management IncProvidence26$127.8 million$2.38 billionadviserinfo.sec.gov
Mystic Asset ManagementWarwick13$47.7 million$614.6 millionadviserinfo.sec.gov
Newman Dignan & Sheerar, IncProvidence8$36.9 million$731.3 millionadviserinfo.sec.gov
Slocum, Gordon & Co. LLPNewport7$31.3 million$219.2 millionadviserinfo.sec.gov
Hall Capital Management Company, Inc.Barrington10$19.4 million$411.6 millionadviserinfo.sec.gov
UnisonProvidenceFewer than 5$18.3 million$2.02 billionadviserinfo.sec.gov
Professional Planning GroupWesterly11$14.6 million$1.32 billionadviserinfo.sec.gov
Weybosset Research & Management, LLCProvidenceFewer than 5$8.2 million$340.9 millionadviserinfo.sec.gov
Lincoln Capital CorporationEast GreenwichFewer than 5$7.6 million$418.3 millionadviserinfo.sec.gov
McGuire Wealth ManagementWakefield5$6.8 million$1.06 billionadviserinfo.sec.gov
Breachway Investments, LLCCharlestown1$4.6 million$164.9 millionadviserinfo.sec.gov
Wealth Management Resources, Inc.Smithfield13$3.2 million$385.2 millionadviserinfo.sec.gov
Wealthcare Investment Partners LLCPortsmouth10$3 million$859.6 millionadviserinfo.sec.gov
First Financial Advisory Services IncWesterly5$1.7 million$278 millionadviserinfo.sec.gov
Blue Fin Capital, Inc.WarrenFewer than 5$1.6 million$755.9 millionadviserinfo.sec.gov
Diversified Resources, LLCWarwickFewer than 5$1.2 million$268.8 millionadviserinfo.sec.gov
Arlen Capital, LLCWarwickFewer than 5$844,196$348.8 millionadviserinfo.sec.gov
Capital Wealth Management, LLCWest WarwickFewer than 5$530,552$1.14 billionadviserinfo.sec.gov
Signet Investment Advisory Group, Inc.Providence2$352,944$394.1 millionadviserinfo.sec.gov
The Retirement Planning Company of New England, Inc.Warwick1$328,533$394.4 millionadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.