Data / Form D filings / Week of Feb 19
Form D filings, week of February 19, 2024: 313 companies raised $8.88 billion
313 operating companies filed a Form D in the week of February 19, 2024, reporting $8.88 billion sold. Largest: NEW YORK LIFE INSURANCE CO ($2.06 billion), AMERICAN GENERAL LIFE INSURANCE CO ($1.51 billion), Wheelock Street Real Estate Long Term Value Fund, LP ($988.1 million). The median filing is $3.2 million, and 591 pooled investment funds also filed that week.
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- 313Form D filings
- $8.88 billionreported sold
- $3.2 millionmedian amount sold
- CAmost filings (39)
Most filings by state: CA 39, TX 34, NY 31, FL 30, IL 15. By industry: Other Technology 74, Other 61, Other Real Estate 34, Commercial 29.
By day: Feb 20 (84), Feb 21 (74), Feb 22 (74), Feb 23 (81).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INSURANCE CO (amended) | Insurance | New York | NY | $2,064,179,530 | Indefinite | 1 | Feb 22 | sec.gov |
| AMERICAN GENERAL LIFE INSURANCE CO (amended) | Insurance | Houston | TX | $1,507,378,798 | Indefinite | 45 | Feb 20 | sec.gov |
| Wheelock Street Real Estate Long Term Value Fund, LP (amended) | Other Real Estate | Greenwich | CT | $988,072,125 | Indefinite | 38 | Feb 21 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XVI (amended) | Other Banking and Financial Services | New York | NY | $520,565,594 | Indefinite | 29 | Feb 23 | sec.gov |
| Edgewood Properties, LLLP (amended) | Other | Fargo | ND | $477,932,285 | Indefinite | 352 | Feb 21 | sec.gov |
| AMERICAN GENERAL LIFE INSURANCE CO (amended) | Insurance | Houston | TX | $328,017,537 | Indefinite | 97 | Feb 20 | sec.gov |
| Areteia Therapeutics, Inc. (amended) | Biotechnology | Chapel Hill | NC | $275,000,000 | $445,000,000 | 13 | Feb 22 | sec.gov |
| Autolus Therapeutics plc | Other | London | $200,000,000 | $200,000,000 | 1 | Feb 23 | sec.gov | |
| MDS 2023-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $176,263,675 | $300,000,000 | 1237 | Feb 21 | sec.gov |
| Fervo Energy Co | Other Energy | Houston | TX | $138,465,314 | $221,465,311 | 12 | Feb 22 | sec.gov |
| Adverum Biotechnologies, Inc. | Biotechnology | Redwood City | CA | $127,800,000 | $127,800,000 | 20 | Feb 21 | sec.gov |
| RENOVARO INC. | Other Health Care | Los Angeles | CA | $106,849,547 | $106,849,547 | 8 | Feb 23 | sec.gov |
| Watershed Technology, Inc. | Other | San Francisco | CA | $100,456,524 | $100,456,582 | 12 | Feb 21 | sec.gov |
| WESTMINSTER REALTY PARTNERS VI LP | Other Real Estate | Lake Forest | IL | $80,025,000 | Indefinite | 45 | Feb 22 | sec.gov |
| Westrock Coffee Co | Manufacturing | Little Rock | AR | $72,000,000 | $72,000,000 | 7 | Feb 22 | sec.gov |
| X 3 Higher Moment Fund LLC (amended) | Investing | Minneapolis | MN | $63,500,000 | $63,500,000 | 7 | Feb 23 | sec.gov |
| Alsym Energy, Inc. | Other Technology | Woburn | MA | $63,351,401 | $78,351,405 | 11 | Feb 22 | sec.gov |
| BigID Inc. | Other | New York | NY | $61,439,923 | $61,439,923 | 6 | Feb 23 | sec.gov |
| Midloch Value Fund II, LLC (amended) | Other Real Estate | Eden Prairie | MN | $60,996,500 | $61,000,000 | 404 | Feb 20 | sec.gov |
| HiddenLayer, Inc. (amended) | Other Technology | Leander | TX | $50,249,922 | $50,249,922 | 15 | Feb 20 | sec.gov |
| Nauticus Robotics, Inc. | Other Technology | Webster | TX | $50,000,000 | $50,000,000 | 6 | Feb 23 | sec.gov |
| Sage Geosystems Inc. | Other Energy | Houston | TX | $41,157,629 | $41,157,629 | 6 | Feb 23 | sec.gov |
| Trivela Pathway LP | Other | Birmingham | AL | $39,404,265 | Indefinite | 35 | Feb 20 | sec.gov |
| X3 Higher Moment Offshore Fund LP (amended) | Investing | Minneapolis | MN | $34,000,000 | $34,000,000 | 1 | Feb 23 | sec.gov |
| FSC Industrial 10 DST (amended) | Other Real Estate | Wall | NJ | $32,300,000 | $32,300,000 | 55 | Feb 23 | sec.gov |
| Unicorn Holdings, Inc. | Other | Chicago | IL | $31,224,675 | $31,224,675 | 96 | Feb 20 | sec.gov |
| Shape Memory Medical Inc. | Other Health Care | Santa Clara | CA | $30,488,499 | $37,832,624 | 73 | Feb 20 | sec.gov |
| Rasa Technologies Inc. | Other Technology | San Francisco | CA | $29,999,967 | $29,999,967 | 13 | Feb 22 | sec.gov |
| Vektor Medical, Inc. | Biotechnology | San Diego | CA | $28,898,880 | $37,498,887 | 98 | Feb 20 | sec.gov |
| CF Westchester Multifamily DST (amended) | Residential | New York | NY | $28,854,272 | $65,310,000 | 34 | Feb 21 | sec.gov |
| First Lien NPL Opportunity Fund LLC | REITS and Finance | Boca Raton | FL | $27,500,000 | $100,000,000 | 10 | Feb 21 | sec.gov |
| Quest Partners LLC | Investing | New York | NY | $27,000,000 | $27,000,000 | 1 | Feb 20 | sec.gov |
| Utilidata, Inc. | Energy Conservation | Providence | RI | $26,749,996 | $26,750,009 | 11 | Feb 22 | sec.gov |
| OcuTerra Therapeutics, Inc. (amended) | Other | Boston | MA | $25,625,440 | $25,625,440 | 279 | Feb 22 | sec.gov |
| AssetWatch, Inc. | Other Technology | Westerville | OH | $25,197,317 | $25,197,317 | 8 | Feb 21 | sec.gov |
| Relay Financial Technologies Inc. | Other Technology | Toronto | $23,884,980 | $23,884,980 | 10 | Feb 21 | sec.gov | |
| HealthSnap, Inc. | Other Technology | Miami | FL | $23,624,980 | $25,000,000 | 16 | Feb 21 | sec.gov |
| BrightPlan Group, Inc. | Other Technology | Boca Raton | FL | $22,467,794 | $23,467,793 | 11 | Feb 22 | sec.gov |
| ELEANOR HEALTH HOLDINGS, LLC | Other Health Care | Waltham | MA | $22,235,808 | $30,000,000 | 19 | Feb 23 | sec.gov |
| GrayBul Fitzroy LP | Residential | Greenville | SC | $21,701,550 | $21,701,550 | 87 | Feb 22 | sec.gov |
| IHG Opportunity Fund I, LLC (amended) | Other Real Estate | Cheyenne | WY | $21,270,653 | $100,000,000 | 128 | Feb 20 | sec.gov |
| Beyond Medical Retail Fund, LLC (amended) | Commercial | Houston | TX | $21,090,000 | Indefinite | 49 | Feb 23 | sec.gov |
| RESTOR3D, Inc. | Other Health Care | Durham | NC | $20,747,052 | $55,000,000 | 104 | Feb 22 | sec.gov |
| Strike Acceptance Holdings, Inc. (amended) | Other | Laguna Hills | CA | $20,668,708 | $33,668,707 | 2 | Feb 23 | sec.gov |
| Strike Acceptance Holdings, Inc. (amended) | Other | Laguna Hills | MA | $20,668,708 | $33,668,707 | 2 | Feb 22 | sec.gov |
| Strike Acceptance Holdings, Inc. | Other | Laguna Hills | MA | $20,668,708 | $33,668,707 | 2 | Feb 22 | sec.gov |
| MCI Exchange AnaCapri A Series, DST (amended) | Other Real Estate | Dallas | TX | $20,613,754 | $23,000,000 | 59 | Feb 22 | sec.gov |
| Quest Institutional LLC | Investing | New York | NY | $18,000,000 | $18,000,000 | 1 | Feb 20 | sec.gov |
| Storyteller Overland, LLC | Manufacturing | Birmingham | AL | $17,990,000 | $20,000,000 | 28 | Feb 23 | sec.gov |
| LLOYD COMPANIES, INC. (amended) | Other Real Estate | Sioux Falls | SD | $15,063,000 | Indefinite | 0 | Feb 20 | sec.gov |
| SIERRA INTERNATIONAL NETWORK INC | Other Technology | Irvine | CA | $15,000,000 | $15,000,000 | 1 | Feb 22 | sec.gov |
| CoRegen, Inc. | Biotechnology | Aspen | CO | $14,500,000 | Indefinite | 1 | Feb 22 | sec.gov |
| Burford Capital LLC (amended) | Other Banking and Financial Services | New York | NY | $14,387,787 | Indefinite | 29 | Feb 23 | sec.gov |
| CS Compass Pointe Investors, LLC (amended) | Other Real Estate | Morristown | NJ | $14,150,000 | $22,000,000 | 67 | Feb 23 | sec.gov |
| Trinity S2C REIT QP Investors LLC (amended) | REITS and Finance | Southlake | TX | $14,024,692 | $75,000,000 | 113 | Feb 22 | sec.gov |
| Trinity S2C REIT QP Investors LLC | REITS and Finance | Southlake | TX | $14,024,692 | $75,000,000 | 113 | Feb 22 | sec.gov |
| ShareBite, Inc. | Other Technology | New York | NY | $13,554,358 | $20,000,001 | 15 | Feb 21 | sec.gov |
| OurPharma Holdings LLC (amended) | Other Health Care | Fayetteville | AR | $13,450,000 | $17,000,000 | 30 | Feb 20 | sec.gov |
| OSP Gannett Holdings, LLC (amended) | Other | New York | NY | $12,648,000 | $12,648,000 | 55 | Feb 23 | sec.gov |
| NLX Inc. | Other Technology | New York | NY | $12,204,273 | $15,254,273 | 13 | Feb 22 | sec.gov |
| Accelerate Dental Holdings, LLC (amended) | Hospitals and Physicians | Murray | UT | $11,900,000 | $11,900,000 | 41 | Feb 21 | sec.gov |
| Rhino Taunton B2B Investors LLC (amended) | Commercial | Boston | MA | $11,555,000 | $15,000,000 | 193 | Feb 22 | sec.gov |
| 6AM City, Inc. | Other Technology | Greenville | SC | $11,000,741 | $16,000,000 | 9 | Feb 21 | sec.gov |
| Cheval Brand Investors LLC | Restaurants | Chicago | IL | $10,950,000 | $12,000,000 | 12 | Feb 21 | sec.gov |
| SIP Whiskey Futures Fund II, LLC | Other | Chicago | IL | $10,800,000 | Indefinite | 27 | Feb 21 | sec.gov |
| NexMetro Partners 2022, LP (amended) | Residential | Phoenix | AZ | $10,650,000 | $11,000,000 | 32 | Feb 20 | sec.gov |
| Lingrove Inc. (amended) | Other Technology | San Rafael | CA | $10,499,997 | $12,000,000 | 6 | Feb 21 | sec.gov |
| CERO THERAPEUTICS HOLDINGS, INC. | Pharmaceuticals | South San Francisco | CA | $10,193,654 | $10,193,654 | 46 | Feb 23 | sec.gov |
| HREX Multifamily II, DST (amended) | Residential | Houston | TX | $9,646,389 | $138,736,810 | 16 | Feb 21 | sec.gov |
| 9AMHEALTH INC. | Other Health Care | Encinitas | CA | $9,565,085 | $9,565,085 | 5 | Feb 21 | sec.gov |
| Xevant, Inc. | Other Technology | Lehi | UT | $9,071,948 | $9,072,553 | 12 | Feb 20 | sec.gov |
| Nia Therapeutics, Inc. (amended) | Other Health Care | Radnor | PA | $8,543,906 | $9,500,000 | 24 | Feb 20 | sec.gov |
| Feon Energy, Inc. | Other Technology | Woburn | MA | $8,074,996 | $8,074,996 | 15 | Feb 21 | sec.gov |
| Evari, Inc. (amended) | Other Technology | Peterborough | NH | $7,555,987 | $7,555,987 | 22 | Feb 20 | sec.gov |
| Crash Override, Inc. | Other Technology | New York | NY | $7,549,996 | $7,999,995 | 7 | Feb 21 | sec.gov |
| BVE MERCHANT INVESTORS LLC | Commercial | Florida | NY | $7,535,500 | $7,535,500 | 73 | Feb 20 | sec.gov |
| SPLASH FINANCIAL, INC. | Other Banking and Financial Services | Cleveland | OH | $7,002,249 | $7,002,249 | 5 | Feb 21 | sec.gov |
| Minga Solutions Inc. | Other Technology | Kelowna | $6,999,999 | $6,999,999 | 1 | Feb 23 | sec.gov | |
| FLUFF PIECE SEASON 1 LLC (amended) | Other | Chicago | IL | $6,889,212 | $7,000,000 | 3 | Feb 23 | sec.gov |
| CHIFF FLUFF PIECE FUND 1 LLC (amended) | Other | Chicago | IL | $6,564,212 | $7,000,000 | 12 | Feb 23 | sec.gov |
| Adze Biotechnology Inc (amended) | Biotechnology | Coral Gables | FL | $6,149,998 | $15,000,000 | 21 | Feb 22 | sec.gov |
| 3LP Ramsey Industrial MM LLC | Commercial | Milwaukee | WI | $6,061,175 | $6,100,000 | 8 | Feb 20 | sec.gov |
| Attentive Inc. | Other Technology | Coloma | MI | $6,019,991 | $7,020,000 | 6 | Feb 22 | sec.gov |
| Greenidge Generation Holdings Inc. | Other Energy | Fairfield | CT | $6,000,003 | $12,617,655 | 1 | Feb 23 | sec.gov |
| Avicenna Biosciences, Inc. | Biotechnology | Durham | NC | $6,000,000 | $10,000,000 | 1 | Feb 23 | sec.gov |
| Stuffed Puffs, LLC | Other | Bethlehem | PA | $6,000,000 | $6,000,000 | 1 | Feb 22 | sec.gov |
| Nirvana Water Sciences Corp. | Other | Forestport | NY | $6,000,000 | $6,000,000 | 2 | Feb 22 | sec.gov |
| RIVET WORK INC. | Other Technology | Detroit | MI | $5,999,998 | $5,999,998 | 10 | Feb 20 | sec.gov |
| MedsEngine LLC | Other Technology | Beavercreek | OH | $5,795,454 | $5,795,454 | 15 | Feb 20 | sec.gov |
| 2GHealth Inc. | Other Health Care | New York | NY | $5,766,996 | $6,865,751 | 19 | Feb 21 | sec.gov |
| DCM VENTURES 23, LLC | Other Real Estate | Denton | TX | $5,717,000 | $25,000,000 | 10 | Feb 22 | sec.gov |
| Healionics CORP (amended) | Other | Seattle | WA | $5,519,466 | $5,554,466 | 70 | Feb 20 | sec.gov |
| Trinity Art Works, LP (amended) | Other | Buffalo | NY | $5,510,000 | $100,000,000 | 13 | Feb 21 | sec.gov |
| Poseidon Holdings, LLC | Other | Auburn | ME | $5,500,000 | $5,500,000 | 40 | Feb 22 | sec.gov |
| Siscale AI, Inc. | Other Technology | Dover | DE | $5,448,000 | $5,448,000 | 35 | Feb 20 | sec.gov |
| Coit Tower Cluster, LLC | Computers | Austin | TX | $5,200,000 | $5,200,000 | 20 | Feb 20 | sec.gov |
| Asymmetria Investors III, LLC - Elk Park Center | Investing | West Des Moines | IA | $5,150,000 | Indefinite | 44 | Feb 20 | sec.gov |
| College Park Debt Fund, L.P. (amended) | Commercial | Cleveland | OH | $5,000,000 | $5,000,000 | 43 | Feb 22 | sec.gov |
| ElastiFlow Inc. | Other Technology | Oakland | CA | $5,000,000 | $5,000,000 | 2 | Feb 21 | sec.gov |
| VERITAS LABS, INC. | Other Technology | San Antonio | TX | $5,000,000 | $5,000,000 | 1 | Feb 20 | sec.gov |
| Buzz Solutions, Inc. | Other Technology | Palo Alto | CA | $4,999,997 | $5,499,999 | 9 | Feb 23 | sec.gov |
| Tight Lines Capital III, LLC | Other Banking and Financial Services | Jacksonville Beach | FL | $4,989,264 | $4,989,264 | 33 | Feb 20 | sec.gov |
| Reciprocity Health, Inc. | Other Health Care | Wilmington | DE | $4,965,000 | $8,000,000 | 26 | Feb 22 | sec.gov |
| Ensysce Biosciences, Inc. | Other Health Care | La Jolla | CA | $4,718,295 | $4,718,295 | 4 | Feb 21 | sec.gov |
| Farming First Holdings LLC | Agriculture | Ventura | CA | $4,616,505 | Indefinite | 36 | Feb 21 | sec.gov |
| Agile Capital Real Estate Fund I, LLC | Commercial | Los Angeles | CA | $4,600,000 | $5,000,000 | 8 | Feb 22 | sec.gov |
| Reticulate Micro, Inc. (amended) | Other Technology | Palm Bay | FL | $4,538,825 | $4,600,000 | 53 | Feb 20 | sec.gov |
| Sugar Plum Investments, LLC | Commercial | Tulsa | OK | $4,410,000 | $5,275,000 | 51 | Feb 20 | sec.gov |
| RP Vintage Meade Investors, LLC | Other Real Estate | Niwot | CO | $4,310,000 | $5,000,000 | 28 | Feb 23 | sec.gov |
| CREE EQUITY FUND LLC | Residential | Sarasota | FL | $4,200,000 | Indefinite | 39 | Feb 23 | sec.gov |
| HUB 380 P I Investors LP (amended) | Other Real Estate | Frisco | TX | $4,176,984 | $4,176,984 | 61 | Feb 20 | sec.gov |
| Engaged Citizen Inc. | Other Technology | Denver | CO | $4,056,856 | $4,306,855 | 30 | Feb 22 | sec.gov |
| Datalign Advisory, Inc | Other Technology | Cambridge | MA | $4,000,000 | $4,000,000 | 1 | Feb 23 | sec.gov |
| Quilt Holdco, Inc. (amended) | Other Technology | New York | NY | $4,000,000 | $4,000,000 | 1 | Feb 21 | sec.gov |
| Megaport Ltd (amended) | Other Technology | Fortitude Valley Qld | $4,000,000 | $7,500,000 | 12 | Feb 20 | sec.gov | |
| RS Management Investors, LLC | Other | Lawrenceville | GA | $3,886,053 | $3,886,053 | 10 | Feb 20 | sec.gov |
| Finpilot Inc. | Other Technology | Seattle | WA | $3,824,999 | $3,824,999 | 6 | Feb 23 | sec.gov |
| Walker Brothers Beverage Co. (amended) | Other | Nashville | TN | $3,688,924 | $3,924,337 | 50 | Feb 20 | sec.gov |
| Immersive Tech, Inc. | Other Technology | Tampa | FL | $3,644,270 | $5,373,000 | 28 | Feb 23 | sec.gov |
| Storyteller Overland, LLC | Manufacturing | Birmingham | AL | $3,500,000 | $3,500,000 | 15 | Feb 23 | sec.gov |
| AIM ImmunoTech Inc. (amended) | Biotechnology | Ocala | FL | $3,301,250 | $3,301,250 | 1 | Feb 21 | sec.gov |
| AIM ImmunoTech Inc. | Biotechnology | Ocala | FL | $3,301,250 | $3,301,250 | 1 | Feb 20 | sec.gov |
| Digital Insight Games, Inc. | Other Technology | Los Angeles | CA | $3,250,000 | $6,500,000 | 2 | Feb 22 | sec.gov |
| JKR Pecan Square LLC | Residential | Flower Mound | TX | $3,244,000 | $4,000,000 | 68 | Feb 21 | sec.gov |
| KBS EDPG Financing LLC | Other | Castle Pines | CO | $3,200,000 | $3,200,000 | 18 | Feb 20 | sec.gov |
| Mack & Co. Equity Partners LP | Other | Dallas | TX | $3,000,000 | $10,000,000 | 3 | Feb 23 | sec.gov |
| Flagship Biosciences, Inc. (amended) | Biotechnology | Broomfield | CO | $3,000,000 | $5,000,000 | 3 | Feb 21 | sec.gov |
| InSite Health, Inc. | Other Health Care | Marlton | NJ | $2,947,955 | $2,947,955 | 21 | Feb 21 | sec.gov |
| Placemakr 710 E3 GP, LLC | Commercial | Washington | DC | $2,880,000 | $2,880,000 | 27 | Feb 23 | sec.gov |
| CapWest Income LLC (amended) | Other Real Estate | La Jolla | CA | $2,822,000 | $10,000,000 | 87 | Feb 21 | sec.gov |
| Headlights Inc. | Other Technology | Tel Aviv | $2,650,000 | $3,000,000 | 3 | Feb 20 | sec.gov | |
| NH INVESTMENTS LAH LLC | Residential | Murphy | TX | $2,576,198 | $9,000,000 | 53 | Feb 20 | sec.gov |
| Parrot Technologies, Inc. / DE | Other Technology | Covina | CA | $2,500,720 | $5,000,000 | 6 | Feb 20 | sec.gov |
| CogniSenseAI, Inc. | Other Technology | Modesto | CA | $2,410,000 | $4,000,000 | 34 | Feb 23 | sec.gov |
| accessWealth Aviation Assets I L.P. | Investing | Fort Lauderdale | FL | $2,345,000 | $30,000,000 | 64 | Feb 23 | sec.gov |
| REVEAL HEALTHTECH, INC | Other Technology | New York | NY | $2,249,999 | $2,249,999 | 1 | Feb 21 | sec.gov |
| ShortLoop, Inc. (amended) | Other Technology | Delaware | DE | $2,249,998 | $2,250,003 | 12 | Feb 20 | sec.gov |
| We Are Nations, Inc. | Other | Nashville | TN | $2,224,294 | $2,224,294 | 9 | Feb 20 | sec.gov |
| Greenway Innovations, Inc. | Other | Florence | KY | $2,200,000 | $2,200,000 | 22 | Feb 21 | sec.gov |
| Evidence IQ, Inc. | Other Technology | Lemont | IL | $2,175,012 | $5,170,000 | 10 | Feb 23 | sec.gov |
| Beneficient | Other Banking and Financial Services | Dallas | TX | $2,000,000 | $2,000,000 | 1 | Feb 21 | sec.gov |
| BFREE Africa Inc. | Other Technology | Lewes | DE | $1,995,500 | $1,995,500 | 6 | Feb 21 | sec.gov |
| Goldgroup Mining Inc. | Other | Vancouver | $1,850,000 | $1,850,000 | 1 | Feb 23 | sec.gov | |
| Trinity S2C REIT Investors LLC | REITS and Finance | Southlake | TX | $1,775,500 | $75,000,000 | 33 | Feb 21 | sec.gov |
| Tight Lines Capital IIII, LLC | Other Banking and Financial Services | Jacksonville Beach | FL | $1,743,500 | $1,743,500 | 19 | Feb 20 | sec.gov |
| Acolyte Health Inc. (amended) | Other Technology | West Linn | OR | $1,574,221 | $3,000,000 | 21 | Feb 22 | sec.gov |
| Eldorado Neighborhood Shops, LLC | Commercial | Plano | TX | $1,525,000 | $3,500,000 | 12 | Feb 23 | sec.gov |
| Resource Monitor, Inc. | Other Technology | Washington | DC | $1,500,000 | $1,500,000 | 1 | Feb 23 | sec.gov |
| PACE Healthcare Capital SPV Project Siena, LLC (amended) | Other | Chicago | IL | $1,347,000 | $1,500,000 | 34 | Feb 22 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,288,500 | $3,500,000 | 16 | Feb 23 | sec.gov |
| Open Air Hotels & Resorts Inc. (amended) | Lodging and Conventions | Jersey City | NJ | $1,275,002 | $4,000,000 | 16 | Feb 22 | sec.gov |
| Keraplast Manufacturing | Biotechnology | Lincoln | $1,264,782 | $1,264,782 | 1 | Feb 21 | sec.gov | |
| Safi Transfer Services, Inc. | Other Technology | Kitchener | $1,251,000 | $1,612,000 | 1 | Feb 21 | sec.gov | |
| DARE STEPPING STONE LLC | Residential | San Antonio | TX | $1,245,000 | $3,000,000 | 21 | Feb 22 | sec.gov |
| IA Technologies, Inc. | Other Technology | Denver | CO | $1,200,000 | $2,603,975 | 1 | Feb 22 | sec.gov |
| Melcher Street Funding, LLC | Investing | Ft Lauderdale | FL | $1,200,000 | Indefinite | 67 | Feb 21 | sec.gov |
| CloudLaw, Public Benefit Corp | Other Technology | Traverse City | MI | $1,189,941 | $9,750,000 | 4 | Feb 22 | sec.gov |
| BLVD Bella Vista L.L.C. | Commercial | Minneapolis | MN | $1,158,700 | $1,458,700 | 18 | Feb 22 | sec.gov |
| Kria Minnesota LLC | Manufacturing | Minneapolis | MN | $1,100,000 | $2,500,000 | 2 | Feb 22 | sec.gov |
| RNT 750 LLC | Other Real Estate | Seattle | WA | $1,077,634 | $1,077,634 | 5 | Feb 23 | sec.gov |
| Safe & Green Development Corp | Other Real Estate | Miami | FL | $1,075,000 | $1,075,000 | 9 | Feb 20 | sec.gov |
| BridgepointMD, Inc. | Other Health Care | St. Charles | MO | $1,035,655 | $5,000,000 | 3 | Feb 23 | sec.gov |
| Hunting Land Rentals By Owner, Inc. | Other Technology | Brainerd | MN | $1,035,000 | $1,035,000 | 18 | Feb 20 | sec.gov |
| TRITON AUTOMOTIVE HOLDINGS, LLC | Retailing | Indianapolis | IN | $1,025,680 | Indefinite | 2 | Feb 23 | sec.gov |
| WeWork Property Investors OPGP LP (amended) | Other Real Estate | New York | NY | $1,000,000 | Indefinite | 37 | Feb 23 | sec.gov |
| Planetary Computers Inc. | Other Technology | New York | NY | $1,000,000 | $3,000,000 | 1 | Feb 22 | sec.gov |
| FluxWear, Inc. | Other Health Care | Santa Ana | CA | $1,000,000 | $1,500,000 | 2 | Feb 20 | sec.gov |
| NeuroX Innovations Inc. (amended) | Biotechnology | Greenwood Village | CO | $995,000 | $2,500,000 | 12 | Feb 20 | sec.gov |
| RNT FBO Alpha LLC | Other Real Estate | Seattle | WA | $917,784 | $917,784 | 5 | Feb 23 | sec.gov |
| Shared Housing Solutions, LLC (amended) | Other | Palm Harbor | FL | $910,000 | $5,000,000 | 4 | Feb 23 | sec.gov |
| encoord Inc. | Other Technology | Denver | CO | $900,000 | $900,000 | 3 | Feb 20 | sec.gov |
| iGuard Home Solutions Inc. | Other Technology | Seattle | WA | $868,182 | $1,750,000 | 5 | Feb 20 | sec.gov |
| Kizzy Labs Corp. | Other | Dover | DE | $850,000 | $1,000,000 | 3 | Feb 23 | sec.gov |
| Consensus NLP Inc. | Other Technology | Boston | MA | $840,000 | $900,000 | 7 | Feb 22 | sec.gov |
| Farmshelf Corp | Other Technology | Brooklyn | NY | $795,000 | $1,000,000 | 10 | Feb 21 | sec.gov |
| PACE Healthcare Capital SPV Project Care, LLC | Other | Chicago | IL | $763,000 | $1,000,000 | 22 | Feb 21 | sec.gov |
| biospatial, Inc. | Other Technology | Durham | NC | $709,962 | $709,962 | 16 | Feb 22 | sec.gov |
| Nauticus Robotics, Inc. | Other Technology | Webster | TX | $700,000 | $700,000 | 2 | Feb 23 | sec.gov |
| Akili Network USA, LLC | Other | New York | NY | $618,729 | $924,827 | 9 | Feb 22 | sec.gov |
| Saucy Pint House LLC | Commercial | Cleveland | OH | $580,000 | $1,777,000 | 3 | Feb 23 | sec.gov |
| Try Once, Inc. | Other | Covina | CA | $575,000 | $2,000,000 | 3 | Feb 23 | sec.gov |
| 37 FROST INVESTORS LLC | Commercial | New York | NY | $537,000 | Indefinite | 11 | Feb 20 | sec.gov |
| Tune Outdoor LLC | Manufacturing | Denver | CO | $500,000 | $500,000 | 9 | Feb 23 | sec.gov |
| Casatera, Inc. | Other | New York | NY | $500,000 | $750,000 | 3 | Feb 23 | sec.gov |
| Shibui Holdings LLC | Other | Beverly Hills | CA | $500,000 | $5,000,000 | 1 | Feb 20 | sec.gov |
| MANCAN WINE, LLC | Other | Cleveland | OH | $498,654 | $550,000 | 6 | Feb 22 | sec.gov |
| Heartland Energy Fund II, LLC | Oil and Gas | Bismarck | ND | $450,000 | $25,000,000 | 2 | Feb 21 | sec.gov |
| Pinnacle Trilogy BTR OZ Fund I, LP | Other Real Estate | Seattle | WA | $450,000 | $8,400,000 | 2 | Feb 20 | sec.gov |
| NexPoint Life Sciences III DST (amended) | Other Real Estate | Dallas | TX | $417,406 | $30,661,253 | 3 | Feb 21 | sec.gov |
| FC Partners US II, LLC (amended) | Other | Charlotte | NC | $407,550 | Indefinite | 9 | Feb 22 | sec.gov |
| Belleville Bancorp, Inc. | Commercial Banking | Belleville | IL | $373,000 | $5,000,000 | 10 | Feb 21 | sec.gov |
| Intelligent Mapping, LLC | Other Technology | Park City | UT | $370,000 | $750,000 | 6 | Feb 21 | sec.gov |
| H.O.L.D. LLC | Commercial | Hudson | OH | $337,500 | $1,800,000 | 3 | Feb 22 | sec.gov |
| Handy Homes Services Inc. | Other | Rumson | NJ | $330,000 | $360,000 | 9 | Feb 20 | sec.gov |
| NAMO VENTURES LLC | Other Real Estate | Dallas | TX | $306,000 | $550,000 | 6 | Feb 20 | sec.gov |
| Other Side Dispensary LLC | Retailing | Jersey City | NJ | $300,000 | $300,000 | 3 | Feb 21 | sec.gov |
| OP 611 Commerce Holdings, LLC | Commercial | Nashville | TN | $297,430 | $1,600,000 | 18 | Feb 22 | sec.gov |
| Helicon Technologies Holding Co | Other Technology | Orlando | FL | $292,000 | $1,300,000 | 2 | Feb 22 | sec.gov |
| Project Q Holdings, LLC | Restaurants | Jacksonville | FL | $250,000 | $1,250,000 | 1 | Feb 22 | sec.gov |
| Vision REIT by EPIC, LLC | REITS and Finance | West Fargo | ND | $250,000 | $75,000,000 | 1 | Feb 20 | sec.gov |
| Voodoo Brewing Co., Inc. | Other | Meadville | PA | $249,995 | $249,995 | 15 | Feb 20 | sec.gov |
| Westward Gold Inc. | Other Energy | Vancouver | $236,499 | $236,499 | 1 | Feb 21 | sec.gov | |
| Pipeline2Space, Inc. | Other | Spokane | WA | $235,000 | $5,000,000 | 1 | Feb 23 | sec.gov |
| SecureCo, Inc. | Other Technology | New York | NY | $225,000 | $225,000 | 3 | Feb 22 | sec.gov |
| CleanCore Solutions, Inc. | Other | Omaha | NE | $225,000 | $225,000 | 3 | Feb 22 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $211,640 | $50,000,000 | 0 | Feb 20 | sec.gov |
| Positron Networks, Inc. | Other Technology | Seatle | WA | $200,000 | $1,000,000 | 2 | Feb 22 | sec.gov |
| TM TECHNOLOGIES INC | Other Technology | Little Switzerland | NC | $200,000 | $2,000,000 | 3 | Feb 22 | sec.gov |
| PathCision Medicine, Inc. | Biotechnology | Watertown | MA | $200,000 | $400,000 | 3 | Feb 21 | sec.gov |
| Beneficient | Other Banking and Financial Services | Dallas | TX | $200,000 | $200,000 | 1 | Feb 21 | sec.gov |
| E-Den Home Electrification, Inc. | Other Energy | Seattle | WA | $195,000 | $500,000 | 2 | Feb 23 | sec.gov |
| Rimstorm, Inc. (amended) | Other Technology | Herndon | VA | $195,000 | $1,500,000 | 3 | Feb 23 | sec.gov |
| Tenzo Tea | Retailing | Los Angeles | CA | $185,465 | $185,465 | 3 | Feb 21 | sec.gov |
| MemorialCare Surgical Center at Saddleback, LLC (amended) | Other Health Care | Laguna Hills | CA | $182,000 | $1,036,000 | 5 | Feb 23 | sec.gov |
| BUCHANAN DUPLEX LLC | Residential | Oakland | MD | $170,000 | $170,000 | 5 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $160,081 | Indefinite | 4 | Feb 20 | sec.gov |
| PAKT World, Inc. | Other Technology | Lewes | DE | $160,000 | Indefinite | 3 | Feb 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $156,999 | Indefinite | 2 | Feb 20 | sec.gov |
| Standard Uranium Ltd. | Other | Vancouver | $153,669 | $285,334 | 5 | Feb 20 | sec.gov | |
| Earth Knowledge, Inc. | Other | Tucson | AZ | $150,000 | $2,500,000 | 2 | Feb 21 | sec.gov |
| Eyeballs Financial,LLC | Other Technology | Newport Beach | CA | $150,000 | $500,000 | 2 | Feb 20 | sec.gov |
| Salesfolks, Inc. | Other Technology | Seattle | WA | $140,396 | $1,000,000 | 11 | Feb 20 | sec.gov |
| VB&T Holding Co LLC | Other Banking and Financial Services | Scottsdale | AZ | $132,250 | $132,250 | 37 | Feb 22 | sec.gov |
| Abstract Level Inc | Other Technology | Madison | WI | $128,000 | $250,000 | 3 | Feb 23 | sec.gov |
| Fairway Bikes, Inc. | Other Technology | Woodinville | WA | $125,000 | $1,000,000 | 7 | Feb 23 | sec.gov |
| Standard Glass LLC | Construction | Pikeville | KY | $110,000 | $110,000 | 5 | Feb 21 | sec.gov |
| Logboat Brewing Company, LLC | Other | Columbia | MO | $109,980 | $3,500,000 | 3 | Feb 22 | sec.gov |
| Bespoke Extracts, Inc. | Other Health Care | Aurora | CO | $100,000 | $1,000,000 | 3 | Feb 21 | sec.gov |
| MIDTOWN ARC PARTERS LLC | Residential | Phoenix | AZ | $100,000 | $8,000,000 | 2 | Feb 20 | sec.gov |
| UCSD Center for Surgery of Encinitas, L.P. | Other Health Care | Encinitas | CA | $88,000 | $88,000 | 1 | Feb 21 | sec.gov |
| OpenCourt, Inc. | Other Technology | Austin | TX | $75,000 | $600,000 | 3 | Feb 23 | sec.gov |
| Palos Surgicenter, LLC | Other Health Care | Palos Heights | IL | $68,973 | $68,973 | 1 | Feb 23 | sec.gov |
| MCRE 501-39 Spring Garden Grocery REIT, LP | REITS and Finance | Whippany | NJ | $62,500 | $62,500 | 125 | Feb 23 | sec.gov |
| Loom Gardens, Inc. | Agriculture | Springfield | IL | $57,500 | $100,000 | 6 | Feb 23 | sec.gov |
| WALL STREET BUSINESS ACADEMY HOLDINGS, INC. | Other | Miami | FL | $50,000 | Indefinite | 1 | Feb 21 | sec.gov |
| Connect2Co, Inc. (amended) | Other Technology | Wilmington | DE | $50,000 | $60,000 | 3 | Feb 21 | sec.gov |
| Made Trade Group, Inc. | Retailing | Carrboro | NC | $50,000 | $1,500,000 | 1 | Feb 20 | sec.gov |
| Hoboken Investment Group LLC | Other | Hoboken | NJ | $50,000 | $2,000,000 | 1 | Feb 20 | sec.gov |
| South Star Battery Metals Corp. | Other | Vancouver | $42,825 | $42,825 | 2 | Feb 23 | sec.gov | |
| Placemakr 710 E3 GP Manager, LLC | Commercial | Washington | DC | $30,624 | $30,624 | 7 | Feb 23 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $30,000 | $30,000 | 1 | Feb 21 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $26,455 | $50,000,000 | 0 | Feb 20 | sec.gov |
| J4 Capital LLC | Investing | Highland Park | IL | $25,000 | $10,000,000 | 1 | Feb 22 | sec.gov |
| Pistachio Fi Inc. | Other Technology | Dover | DE | $19,500 | $50,000 | 3 | Feb 20 | sec.gov |
| ENCORE BEREA OIL 2024 (amended) | Oil and Gas | Bowling Green | KY | $12,500 | $2,500,000 | 1 | Feb 20 | sec.gov |
| Sonova Holding AG | Other | Stafa | $12,291 | $12,291 | 1 | Feb 20 | sec.gov | |
| Digitals AI, Inc., | Other Technology | San Jose | CA | $1,740 | $500,000 | 32 | Feb 22 | sec.gov |
| Haggmark Law, Inc. | Other | El Dorado Hills | CA | $20 | $1,000 | 1 | Feb 21 | sec.gov |
| HH Bishop LLC | Commercial | Bakersfield | CA | $0 | $1,000,000 | 0 | Feb 23 | sec.gov |
| VMF A2 Woodwind LLC | Other | Southlake | TX | $0 | $5,850,000 | 0 | Feb 23 | sec.gov |
| Gemma Foods Inc. | Other Technology | Chicago | IL | $0 | $500,000 | 0 | Feb 23 | sec.gov |
| Equity Shift Holdings, Inc. | Other Banking and Financial Services | Raleigh | NC | $0 | $2,000,000 | 0 | Feb 23 | sec.gov |
| Vanguard Gold Capital Inc | Commercial | Kissimmee | FL | $0 | $10,000,000 | 0 | Feb 23 | sec.gov |
| Old National SPE, LLC | REITS and Finance | Livingston | NJ | $0 | $950,000 | 0 | Feb 23 | sec.gov |
| RV RESORT INVESTORS, LLC, SERIES 1 | Commercial | Oviedo | FL | $0 | $20,000,000 | 0 | Feb 23 | sec.gov |
| ALC 099 L.P. | Other | Irvine | CA | $0 | $9,600,000 | 0 | Feb 23 | sec.gov |
| Bull Bear Long/Short Fund LP (amended) | Investing | Reston | VA | $0 | Indefinite | 0 | Feb 23 | sec.gov |
| Ashia Hospitality Management Group Ltd | Restaurants | New Territories, | $0 | $35,000,000 | 3 | Feb 23 | sec.gov | |
| Headquarters Cafe Ltd Liability Co | Other | New York | NY | $0 | $1,500,000 | 0 | Feb 23 | sec.gov |
| Guilford Surgery Center, LLC | Other Health Care | Guilford | CT | $0 | $84,000 | 0 | Feb 23 | sec.gov |
| SAVI CAPITAL PARTNERS LLC | Other Real Estate | Ft Lauderdale | FL | $0 | $5,000,000 | 0 | Feb 23 | sec.gov |
| Keyglee Fund, LLC | Commercial | Tempe | AZ | $0 | $10,000,000 | 0 | Feb 23 | sec.gov |
| Morris County Surgical Center, LLC | Other Health Care | Parsippany | NJ | $0 | $231,000 | 0 | Feb 23 | sec.gov |
| WPI Co-Investment GP LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 34 | Feb 23 | sec.gov |
| ARK Master Fund GP LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 33 | Feb 23 | sec.gov |
| Mr Sure Thing LLC | Other | Delray Beach | FL | $0 | $5,000,000 | 0 | Feb 23 | sec.gov |
| Trage Technologies Ltd | Other | Majuro | $0 | Indefinite | 0 | Feb 22 | sec.gov | |
| Evermore Woodpoint LLC | Other | Miami | FL | $0 | $3,000,000 | 0 | Feb 22 | sec.gov |
| SYA BASEBALL, LLC | Other | Jacksonville | FL | $0 | $5,500,000 | 0 | Feb 22 | sec.gov |
| Aviary Advanced AI LLC | Computers | Chicago | IL | $0 | $1,000,000 | 0 | Feb 22 | sec.gov |
| Fackrell Group LLC | Other Real Estate | Tallahassee | FL | $0 | $10,000,000 | 2 | Feb 22 | sec.gov |
| SSL PVB Holdco LLC | Other Real Estate | Jacksonville | FL | $0 | $9,752,811 | 0 | Feb 22 | sec.gov |
| CES PROPERTIES FUND XXXVIII (LYNNWOOD) LLC | Other Real Estate | Bellevue | WA | $0 | $2,725,000 | 0 | Feb 22 | sec.gov |
| FAIRWAY AMERICA MORTGAGE POOL MANAGER ACCELERATOR FUND - FUND XIV, LLC | Other Real Estate | Portland | OR | $0 | $500,000,000 | 0 | Feb 22 | sec.gov |
| Ninety 10 Sports Luxe Resort International, LLC | Other Real Estate | Fort Wayne | IN | $0 | $750,000,000 | 0 | Feb 22 | sec.gov |
| Wand TopCo Inc. | Other | Lewisville | TX | $0 | Indefinite | 0 | Feb 22 | sec.gov |
| Aloha Surgical Center, L.P. | Other Health Care | Kahului | HI | $0 | $270,000 | 0 | Feb 22 | sec.gov |
| SRM 24, LLC | Oil and Gas | Houston | TX | $0 | $13,300,000 | 0 | Feb 22 | sec.gov |
| Argenta Private Capital Ltd | Other | London | $0 | Indefinite | 52 | Feb 22 | sec.gov | |
| Ayr Wellness Inc. | Other | Miami | FL | $0 | $48,857,663 | 0 | Feb 22 | sec.gov |
| FS SURF CLUB SPV QP, LLC | Commercial | New York | NY | $0 | Indefinite | 0 | Feb 22 | sec.gov |
| FS SURF CLUB SPV, LLC | Commercial | New York | NY | $0 | Indefinite | 0 | Feb 22 | sec.gov |
| FilmAI.tech, Inc. | Business Services | Los Angeles | CA | $0 | Indefinite | 0 | Feb 21 | sec.gov |
| Criterion Greenridge Burleson, LLC | Commercial | Owasso | OK | $0 | $1,446,000 | 0 | Feb 21 | sec.gov |
| e2C ESA Assets 2 LLC | Other Energy | Bonita Springs | FL | $0 | $3,300,000 | 0 | Feb 21 | sec.gov |
| Flare Ads LLC | Commercial | Elk River | MN | $0 | $100,000 | 0 | Feb 21 | sec.gov |
| Blackrock Real Estate Fund LP | Commercial | Davenport | FL | $0 | $10,000,000 | 0 | Feb 21 | sec.gov |
| Bluefox Private Debt Fund, LLC | Other Real Estate | Irmo | SC | $0 | Indefinite | 0 | Feb 21 | sec.gov |
| Wharf IC LLC | Commercial | Washington | DC | $0 | $4,065,000 | 0 | Feb 21 | sec.gov |
| Fairway America Rescue Capital Fund - Fund XIII LLC | Other Real Estate | Portland | OR | $0 | $50,000,000 | 0 | Feb 21 | sec.gov |
| ENJOY MHP FUND I LLC | Other Real Estate | Irvine | CA | $0 | $15,000,000 | 0 | Feb 21 | sec.gov |
| R&P IOWA LLC | Other Real Estate | Fairfax | VA | $0 | $2,435,000 | 8 | Feb 21 | sec.gov |
| Churnkey, Inc. | Other Technology | Mount Pleasant | SC | $0 | $1,570,000 | 0 | Feb 21 | sec.gov |
| Ridgeline Evergreen Fund, LLC | Other Real Estate | Austin | TX | $0 | $20,000,000 | 0 | Feb 21 | sec.gov |
| Boddle Learning, Inc. | Other Technology | Tulsa | OK | $0 | $3,000,000 | 0 | Feb 21 | sec.gov |
| Crown Global International Inc. | Insurance | New York | NY | $0 | Indefinite | 0 | Feb 21 | sec.gov |
| Hotel 4013 Corp | Tourism and Travel Services | Houston | TX | $0 | $40,000,000 | 0 | Feb 20 | sec.gov |
| CFC FLEX FUND LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Feb 20 | sec.gov |
| DAIN, INC. | Other Technology | Santa Monica | CA | $0 | Indefinite | 0 | Feb 20 | sec.gov |
| GolfN, Inc. | Other Technology | Merrillville | IN | $0 | Indefinite | 0 | Feb 20 | sec.gov |
| BR Diversified Industrial Portfolio III, DST | Commercial | New York | NY | $0 | $41,227,843 | 0 | Feb 20 | sec.gov |
| KAB of North Alabama, LLC | Commercial Banking | Albertville | AL | $0 | $6,500,000 | 0 | Feb 20 | sec.gov |
| SPIREF LLC | REITS and Finance | Ellicott City | MD | $0 | Indefinite | 0 | Feb 20 | sec.gov |
| GPM CAPITAL LLC | Commercial | Newark | DE | $0 | $50,000,000 | 0 | Feb 20 | sec.gov |
| OWNIFY HOME FUND LLC | Other Real Estate | San Francisco | CA | $0 | $10,000,000 | 0 | Feb 20 | sec.gov |
| Turn On Your Love Light Ltd Liability Co | Other | Midlothian | VA | $0 | $3,000,000 | 0 | Feb 20 | sec.gov |
| Platinum Beach Belize LLC (amended) | Commercial | Sheridan | WY | $0 | $5,500,000 | 0 | Feb 20 | sec.gov |
| Tight Lines Capital II LLC (amended) | Other Banking and Financial Services | Jacksonville | FL | $0 | Indefinite | 14 | Feb 20 | sec.gov |
| Stable Group Investments LP | Other Real Estate | Henderson | NV | $0 | $7,000,000 | 0 | Feb 20 | sec.gov |
| Nia Therapeutics, Inc. (amended) | Other Health Care | Radnor | PA | $0 | $1 | 0 | Feb 20 | sec.gov |
| Dryden Gold Corp. | Other | Vancouver | $0 | $40,662 | 1 | Feb 20 | sec.gov | |
| PrairieChar, Inc. | Other | Lawrence | KS | $0 | $10,000,000 | 0 | Feb 20 | sec.gov |
| Farmland Capital SPV X, L.P. | Agriculture | San Carlos | CA | $0 | $1,466,000 | 0 | Feb 20 | sec.gov |
Week of Feb 26 · Week of Feb 12 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.