Data / Form D filings / Feb 23
Form D filings, February 23, 2024: 81 companies raised $1.33 billion
81 operating companies filed a Form D on February 23, 2024, reporting $1.33 billion sold. Largest: BP Commercial Funding Trust II, Series SPL-XVI ($520.6 million), Autolus Therapeutics plc ($200 million), RENOVARO INC. ($106.8 million). The median filing is $2.4 million, and 178 pooled investment funds also filed that day.
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- 81Form D filings
- $1.33 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (9)
Most filings by state: CA 9, NY 9, TX 8, FL 8, IL 6. By industry: Other 18, Other Technology 16, Commercial 9, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BP Commercial Funding Trust II, Series SPL-XVI (amended) | Other Banking and Financial Services | New York | NY | $520,565,594 | Indefinite | 29 | Feb 23 | sec.gov |
| Autolus Therapeutics plc | Other | London | $200,000,000 | $200,000,000 | 1 | Feb 23 | sec.gov | |
| RENOVARO INC. | Other Health Care | Los Angeles | CA | $106,849,547 | $106,849,547 | 8 | Feb 23 | sec.gov |
| X 3 Higher Moment Fund LLC (amended) | Investing | Minneapolis | MN | $63,500,000 | $63,500,000 | 7 | Feb 23 | sec.gov |
| BigID Inc. | Other | New York | NY | $61,439,923 | $61,439,923 | 6 | Feb 23 | sec.gov |
| Nauticus Robotics, Inc. | Other Technology | Webster | TX | $50,000,000 | $50,000,000 | 6 | Feb 23 | sec.gov |
| Sage Geosystems Inc. | Other Energy | Houston | TX | $41,157,629 | $41,157,629 | 6 | Feb 23 | sec.gov |
| X3 Higher Moment Offshore Fund LP (amended) | Investing | Minneapolis | MN | $34,000,000 | $34,000,000 | 1 | Feb 23 | sec.gov |
| FSC Industrial 10 DST (amended) | Other Real Estate | Wall | NJ | $32,300,000 | $32,300,000 | 55 | Feb 23 | sec.gov |
| ELEANOR HEALTH HOLDINGS, LLC | Other Health Care | Waltham | MA | $22,235,808 | $30,000,000 | 19 | Feb 23 | sec.gov |
| Beyond Medical Retail Fund, LLC (amended) | Commercial | Houston | TX | $21,090,000 | Indefinite | 49 | Feb 23 | sec.gov |
| Strike Acceptance Holdings, Inc. (amended) | Other | Laguna Hills | CA | $20,668,708 | $33,668,707 | 2 | Feb 23 | sec.gov |
| Storyteller Overland, LLC | Manufacturing | Birmingham | AL | $17,990,000 | $20,000,000 | 28 | Feb 23 | sec.gov |
| Burford Capital LLC (amended) | Other Banking and Financial Services | New York | NY | $14,387,787 | Indefinite | 29 | Feb 23 | sec.gov |
| CS Compass Pointe Investors, LLC (amended) | Other Real Estate | Morristown | NJ | $14,150,000 | $22,000,000 | 67 | Feb 23 | sec.gov |
| OSP Gannett Holdings, LLC (amended) | Other | New York | NY | $12,648,000 | $12,648,000 | 55 | Feb 23 | sec.gov |
| CERO THERAPEUTICS HOLDINGS, INC. | Pharmaceuticals | South San Francisco | CA | $10,193,654 | $10,193,654 | 46 | Feb 23 | sec.gov |
| Minga Solutions Inc. | Other Technology | Kelowna | $6,999,999 | $6,999,999 | 1 | Feb 23 | sec.gov | |
| FLUFF PIECE SEASON 1 LLC (amended) | Other | Chicago | IL | $6,889,212 | $7,000,000 | 3 | Feb 23 | sec.gov |
| CHIFF FLUFF PIECE FUND 1 LLC (amended) | Other | Chicago | IL | $6,564,212 | $7,000,000 | 12 | Feb 23 | sec.gov |
| Greenidge Generation Holdings Inc. | Other Energy | Fairfield | CT | $6,000,003 | $12,617,655 | 1 | Feb 23 | sec.gov |
| Avicenna Biosciences, Inc. | Biotechnology | Durham | NC | $6,000,000 | $10,000,000 | 1 | Feb 23 | sec.gov |
| Buzz Solutions, Inc. | Other Technology | Palo Alto | CA | $4,999,997 | $5,499,999 | 9 | Feb 23 | sec.gov |
| RP Vintage Meade Investors, LLC | Other Real Estate | Niwot | CO | $4,310,000 | $5,000,000 | 28 | Feb 23 | sec.gov |
| CREE EQUITY FUND LLC | Residential | Sarasota | FL | $4,200,000 | Indefinite | 39 | Feb 23 | sec.gov |
| Datalign Advisory, Inc | Other Technology | Cambridge | MA | $4,000,000 | $4,000,000 | 1 | Feb 23 | sec.gov |
| Finpilot Inc. | Other Technology | Seattle | WA | $3,824,999 | $3,824,999 | 6 | Feb 23 | sec.gov |
| Immersive Tech, Inc. | Other Technology | Tampa | FL | $3,644,270 | $5,373,000 | 28 | Feb 23 | sec.gov |
| Storyteller Overland, LLC | Manufacturing | Birmingham | AL | $3,500,000 | $3,500,000 | 15 | Feb 23 | sec.gov |
| Mack & Co. Equity Partners LP | Other | Dallas | TX | $3,000,000 | $10,000,000 | 3 | Feb 23 | sec.gov |
| Placemakr 710 E3 GP, LLC | Commercial | Washington | DC | $2,880,000 | $2,880,000 | 27 | Feb 23 | sec.gov |
| CogniSenseAI, Inc. | Other Technology | Modesto | CA | $2,410,000 | $4,000,000 | 34 | Feb 23 | sec.gov |
| accessWealth Aviation Assets I L.P. | Investing | Fort Lauderdale | FL | $2,345,000 | $30,000,000 | 64 | Feb 23 | sec.gov |
| Evidence IQ, Inc. | Other Technology | Lemont | IL | $2,175,012 | $5,170,000 | 10 | Feb 23 | sec.gov |
| Goldgroup Mining Inc. | Other | Vancouver | $1,850,000 | $1,850,000 | 1 | Feb 23 | sec.gov | |
| Eldorado Neighborhood Shops, LLC | Commercial | Plano | TX | $1,525,000 | $3,500,000 | 12 | Feb 23 | sec.gov |
| Resource Monitor, Inc. | Other Technology | Washington | DC | $1,500,000 | $1,500,000 | 1 | Feb 23 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,288,500 | $3,500,000 | 16 | Feb 23 | sec.gov |
| RNT 750 LLC | Other Real Estate | Seattle | WA | $1,077,634 | $1,077,634 | 5 | Feb 23 | sec.gov |
| BridgepointMD, Inc. | Other Health Care | St. Charles | MO | $1,035,655 | $5,000,000 | 3 | Feb 23 | sec.gov |
| TRITON AUTOMOTIVE HOLDINGS, LLC | Retailing | Indianapolis | IN | $1,025,680 | Indefinite | 2 | Feb 23 | sec.gov |
| WeWork Property Investors OPGP LP (amended) | Other Real Estate | New York | NY | $1,000,000 | Indefinite | 37 | Feb 23 | sec.gov |
| RNT FBO Alpha LLC | Other Real Estate | Seattle | WA | $917,784 | $917,784 | 5 | Feb 23 | sec.gov |
| Shared Housing Solutions, LLC (amended) | Other | Palm Harbor | FL | $910,000 | $5,000,000 | 4 | Feb 23 | sec.gov |
| Kizzy Labs Corp. | Other | Dover | DE | $850,000 | $1,000,000 | 3 | Feb 23 | sec.gov |
| Nauticus Robotics, Inc. | Other Technology | Webster | TX | $700,000 | $700,000 | 2 | Feb 23 | sec.gov |
| Saucy Pint House LLC | Commercial | Cleveland | OH | $580,000 | $1,777,000 | 3 | Feb 23 | sec.gov |
| Try Once, Inc. | Other | Covina | CA | $575,000 | $2,000,000 | 3 | Feb 23 | sec.gov |
| Tune Outdoor LLC | Manufacturing | Denver | CO | $500,000 | $500,000 | 9 | Feb 23 | sec.gov |
| Casatera, Inc. | Other | New York | NY | $500,000 | $750,000 | 3 | Feb 23 | sec.gov |
| Pipeline2Space, Inc. | Other | Spokane | WA | $235,000 | $5,000,000 | 1 | Feb 23 | sec.gov |
| E-Den Home Electrification, Inc. | Other Energy | Seattle | WA | $195,000 | $500,000 | 2 | Feb 23 | sec.gov |
| Rimstorm, Inc. (amended) | Other Technology | Herndon | VA | $195,000 | $1,500,000 | 3 | Feb 23 | sec.gov |
| MemorialCare Surgical Center at Saddleback, LLC (amended) | Other Health Care | Laguna Hills | CA | $182,000 | $1,036,000 | 5 | Feb 23 | sec.gov |
| BUCHANAN DUPLEX LLC | Residential | Oakland | MD | $170,000 | $170,000 | 5 | Feb 23 | sec.gov |
| Abstract Level Inc | Other Technology | Madison | WI | $128,000 | $250,000 | 3 | Feb 23 | sec.gov |
| Fairway Bikes, Inc. | Other Technology | Woodinville | WA | $125,000 | $1,000,000 | 7 | Feb 23 | sec.gov |
| OpenCourt, Inc. | Other Technology | Austin | TX | $75,000 | $600,000 | 3 | Feb 23 | sec.gov |
| Palos Surgicenter, LLC | Other Health Care | Palos Heights | IL | $68,973 | $68,973 | 1 | Feb 23 | sec.gov |
| MCRE 501-39 Spring Garden Grocery REIT, LP | REITS and Finance | Whippany | NJ | $62,500 | $62,500 | 125 | Feb 23 | sec.gov |
| Loom Gardens, Inc. | Agriculture | Springfield | IL | $57,500 | $100,000 | 6 | Feb 23 | sec.gov |
| South Star Battery Metals Corp. | Other | Vancouver | $42,825 | $42,825 | 2 | Feb 23 | sec.gov | |
| Placemakr 710 E3 GP Manager, LLC | Commercial | Washington | DC | $30,624 | $30,624 | 7 | Feb 23 | sec.gov |
| HH Bishop LLC | Commercial | Bakersfield | CA | $0 | $1,000,000 | 0 | Feb 23 | sec.gov |
| VMF A2 Woodwind LLC | Other | Southlake | TX | $0 | $5,850,000 | 0 | Feb 23 | sec.gov |
| Gemma Foods Inc. | Other Technology | Chicago | IL | $0 | $500,000 | 0 | Feb 23 | sec.gov |
| Equity Shift Holdings, Inc. | Other Banking and Financial Services | Raleigh | NC | $0 | $2,000,000 | 0 | Feb 23 | sec.gov |
| Vanguard Gold Capital Inc | Commercial | Kissimmee | FL | $0 | $10,000,000 | 0 | Feb 23 | sec.gov |
| Old National SPE, LLC | REITS and Finance | Livingston | NJ | $0 | $950,000 | 0 | Feb 23 | sec.gov |
| RV RESORT INVESTORS, LLC, SERIES 1 | Commercial | Oviedo | FL | $0 | $20,000,000 | 0 | Feb 23 | sec.gov |
| ALC 099 L.P. | Other | Irvine | CA | $0 | $9,600,000 | 0 | Feb 23 | sec.gov |
| Bull Bear Long/Short Fund LP (amended) | Investing | Reston | VA | $0 | Indefinite | 0 | Feb 23 | sec.gov |
| Ashia Hospitality Management Group Ltd | Restaurants | New Territories, | $0 | $35,000,000 | 3 | Feb 23 | sec.gov | |
| Headquarters Cafe Ltd Liability Co | Other | New York | NY | $0 | $1,500,000 | 0 | Feb 23 | sec.gov |
| Guilford Surgery Center, LLC | Other Health Care | Guilford | CT | $0 | $84,000 | 0 | Feb 23 | sec.gov |
| SAVI CAPITAL PARTNERS LLC | Other Real Estate | Ft Lauderdale | FL | $0 | $5,000,000 | 0 | Feb 23 | sec.gov |
| Keyglee Fund, LLC | Commercial | Tempe | AZ | $0 | $10,000,000 | 0 | Feb 23 | sec.gov |
| Morris County Surgical Center, LLC | Other Health Care | Parsippany | NJ | $0 | $231,000 | 0 | Feb 23 | sec.gov |
| WPI Co-Investment GP LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 34 | Feb 23 | sec.gov |
| ARK Master Fund GP LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 33 | Feb 23 | sec.gov |
| Mr Sure Thing LLC | Other | Delray Beach | FL | $0 | $5,000,000 | 0 | Feb 23 | sec.gov |
February 26, 2024 · February 22, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.