Data / Form D filings / Feb 20
Form D filings, February 20, 2024: 84 companies raised $2.32 billion
84 operating companies filed a Form D on February 20, 2024, reporting $2.32 billion sold. Largest: AMERICAN GENERAL LIFE INSURANCE CO ($1.51 billion), AMERICAN GENERAL LIFE INSURANCE CO ($328 million), Midloch Value Fund II, LLC ($61 million). The median filing is $3.3 million, and 137 pooled investment funds also filed that day.
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- 84Form D filings
- $2.32 billionreported sold
- $3.3 millionmedian amount sold
- TXmost filings (11)
Most filings by state: TX 11, CA 11, FL 6, DE 5, NY 5. By industry: Other Technology 20, Other 16, Other Real Estate 9, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE CO (amended) | Insurance | Houston | TX | $1,507,378,798 | Indefinite | 45 | Feb 20 | sec.gov |
| AMERICAN GENERAL LIFE INSURANCE CO (amended) | Insurance | Houston | TX | $328,017,537 | Indefinite | 97 | Feb 20 | sec.gov |
| Midloch Value Fund II, LLC (amended) | Other Real Estate | Eden Prairie | MN | $60,996,500 | $61,000,000 | 404 | Feb 20 | sec.gov |
| HiddenLayer, Inc. (amended) | Other Technology | Leander | TX | $50,249,922 | $50,249,922 | 15 | Feb 20 | sec.gov |
| Trivela Pathway LP | Other | Birmingham | AL | $39,404,265 | Indefinite | 35 | Feb 20 | sec.gov |
| Unicorn Holdings, Inc. | Other | Chicago | IL | $31,224,675 | $31,224,675 | 96 | Feb 20 | sec.gov |
| Shape Memory Medical Inc. | Other Health Care | Santa Clara | CA | $30,488,499 | $37,832,624 | 73 | Feb 20 | sec.gov |
| Vektor Medical, Inc. | Biotechnology | San Diego | CA | $28,898,880 | $37,498,887 | 98 | Feb 20 | sec.gov |
| Quest Partners LLC | Investing | New York | NY | $27,000,000 | $27,000,000 | 1 | Feb 20 | sec.gov |
| IHG Opportunity Fund I, LLC (amended) | Other Real Estate | Cheyenne | WY | $21,270,653 | $100,000,000 | 128 | Feb 20 | sec.gov |
| Quest Institutional LLC | Investing | New York | NY | $18,000,000 | $18,000,000 | 1 | Feb 20 | sec.gov |
| LLOYD COMPANIES, INC. (amended) | Other Real Estate | Sioux Falls | SD | $15,063,000 | Indefinite | 0 | Feb 20 | sec.gov |
| OurPharma Holdings LLC (amended) | Other Health Care | Fayetteville | AR | $13,450,000 | $17,000,000 | 30 | Feb 20 | sec.gov |
| NexMetro Partners 2022, LP (amended) | Residential | Phoenix | AZ | $10,650,000 | $11,000,000 | 32 | Feb 20 | sec.gov |
| Xevant, Inc. | Other Technology | Lehi | UT | $9,071,948 | $9,072,553 | 12 | Feb 20 | sec.gov |
| Nia Therapeutics, Inc. (amended) | Other Health Care | Radnor | PA | $8,543,906 | $9,500,000 | 24 | Feb 20 | sec.gov |
| Evari, Inc. (amended) | Other Technology | Peterborough | NH | $7,555,987 | $7,555,987 | 22 | Feb 20 | sec.gov |
| BVE MERCHANT INVESTORS LLC | Commercial | Florida | NY | $7,535,500 | $7,535,500 | 73 | Feb 20 | sec.gov |
| 3LP Ramsey Industrial MM LLC | Commercial | Milwaukee | WI | $6,061,175 | $6,100,000 | 8 | Feb 20 | sec.gov |
| RIVET WORK INC. | Other Technology | Detroit | MI | $5,999,998 | $5,999,998 | 10 | Feb 20 | sec.gov |
| MedsEngine LLC | Other Technology | Beavercreek | OH | $5,795,454 | $5,795,454 | 15 | Feb 20 | sec.gov |
| Healionics CORP (amended) | Other | Seattle | WA | $5,519,466 | $5,554,466 | 70 | Feb 20 | sec.gov |
| Siscale AI, Inc. | Other Technology | Dover | DE | $5,448,000 | $5,448,000 | 35 | Feb 20 | sec.gov |
| Coit Tower Cluster, LLC | Computers | Austin | TX | $5,200,000 | $5,200,000 | 20 | Feb 20 | sec.gov |
| Asymmetria Investors III, LLC - Elk Park Center | Investing | West Des Moines | IA | $5,150,000 | Indefinite | 44 | Feb 20 | sec.gov |
| VERITAS LABS, INC. | Other Technology | San Antonio | TX | $5,000,000 | $5,000,000 | 1 | Feb 20 | sec.gov |
| Tight Lines Capital III, LLC | Other Banking and Financial Services | Jacksonville Beach | FL | $4,989,264 | $4,989,264 | 33 | Feb 20 | sec.gov |
| Reticulate Micro, Inc. (amended) | Other Technology | Palm Bay | FL | $4,538,825 | $4,600,000 | 53 | Feb 20 | sec.gov |
| Sugar Plum Investments, LLC | Commercial | Tulsa | OK | $4,410,000 | $5,275,000 | 51 | Feb 20 | sec.gov |
| HUB 380 P I Investors LP (amended) | Other Real Estate | Frisco | TX | $4,176,984 | $4,176,984 | 61 | Feb 20 | sec.gov |
| Megaport Ltd (amended) | Other Technology | Fortitude Valley Qld | $4,000,000 | $7,500,000 | 12 | Feb 20 | sec.gov | |
| RS Management Investors, LLC | Other | Lawrenceville | GA | $3,886,053 | $3,886,053 | 10 | Feb 20 | sec.gov |
| Walker Brothers Beverage Co. (amended) | Other | Nashville | TN | $3,688,924 | $3,924,337 | 50 | Feb 20 | sec.gov |
| AIM ImmunoTech Inc. | Biotechnology | Ocala | FL | $3,301,250 | $3,301,250 | 1 | Feb 20 | sec.gov |
| KBS EDPG Financing LLC | Other | Castle Pines | CO | $3,200,000 | $3,200,000 | 18 | Feb 20 | sec.gov |
| Headlights Inc. | Other Technology | Tel Aviv | $2,650,000 | $3,000,000 | 3 | Feb 20 | sec.gov | |
| NH INVESTMENTS LAH LLC | Residential | Murphy | TX | $2,576,198 | $9,000,000 | 53 | Feb 20 | sec.gov |
| Parrot Technologies, Inc. / DE | Other Technology | Covina | CA | $2,500,720 | $5,000,000 | 6 | Feb 20 | sec.gov |
| ShortLoop, Inc. (amended) | Other Technology | Delaware | DE | $2,249,998 | $2,250,003 | 12 | Feb 20 | sec.gov |
| We Are Nations, Inc. | Other | Nashville | TN | $2,224,294 | $2,224,294 | 9 | Feb 20 | sec.gov |
| Tight Lines Capital IIII, LLC | Other Banking and Financial Services | Jacksonville Beach | FL | $1,743,500 | $1,743,500 | 19 | Feb 20 | sec.gov |
| Safe & Green Development Corp | Other Real Estate | Miami | FL | $1,075,000 | $1,075,000 | 9 | Feb 20 | sec.gov |
| Hunting Land Rentals By Owner, Inc. | Other Technology | Brainerd | MN | $1,035,000 | $1,035,000 | 18 | Feb 20 | sec.gov |
| FluxWear, Inc. | Other Health Care | Santa Ana | CA | $1,000,000 | $1,500,000 | 2 | Feb 20 | sec.gov |
| NeuroX Innovations Inc. (amended) | Biotechnology | Greenwood Village | CO | $995,000 | $2,500,000 | 12 | Feb 20 | sec.gov |
| encoord Inc. | Other Technology | Denver | CO | $900,000 | $900,000 | 3 | Feb 20 | sec.gov |
| iGuard Home Solutions Inc. | Other Technology | Seattle | WA | $868,182 | $1,750,000 | 5 | Feb 20 | sec.gov |
| 37 FROST INVESTORS LLC | Commercial | New York | NY | $537,000 | Indefinite | 11 | Feb 20 | sec.gov |
| Shibui Holdings LLC | Other | Beverly Hills | CA | $500,000 | $5,000,000 | 1 | Feb 20 | sec.gov |
| Pinnacle Trilogy BTR OZ Fund I, LP | Other Real Estate | Seattle | WA | $450,000 | $8,400,000 | 2 | Feb 20 | sec.gov |
| Handy Homes Services Inc. | Other | Rumson | NJ | $330,000 | $360,000 | 9 | Feb 20 | sec.gov |
| NAMO VENTURES LLC | Other Real Estate | Dallas | TX | $306,000 | $550,000 | 6 | Feb 20 | sec.gov |
| Vision REIT by EPIC, LLC | REITS and Finance | West Fargo | ND | $250,000 | $75,000,000 | 1 | Feb 20 | sec.gov |
| Voodoo Brewing Co., Inc. | Other | Meadville | PA | $249,995 | $249,995 | 15 | Feb 20 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $211,640 | $50,000,000 | 0 | Feb 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $160,081 | Indefinite | 4 | Feb 20 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $156,999 | Indefinite | 2 | Feb 20 | sec.gov |
| Standard Uranium Ltd. | Other | Vancouver | $153,669 | $285,334 | 5 | Feb 20 | sec.gov | |
| Eyeballs Financial,LLC | Other Technology | Newport Beach | CA | $150,000 | $500,000 | 2 | Feb 20 | sec.gov |
| Salesfolks, Inc. | Other Technology | Seattle | WA | $140,396 | $1,000,000 | 11 | Feb 20 | sec.gov |
| MIDTOWN ARC PARTERS LLC | Residential | Phoenix | AZ | $100,000 | $8,000,000 | 2 | Feb 20 | sec.gov |
| Made Trade Group, Inc. | Retailing | Carrboro | NC | $50,000 | $1,500,000 | 1 | Feb 20 | sec.gov |
| Hoboken Investment Group LLC | Other | Hoboken | NJ | $50,000 | $2,000,000 | 1 | Feb 20 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $26,455 | $50,000,000 | 0 | Feb 20 | sec.gov |
| Pistachio Fi Inc. | Other Technology | Dover | DE | $19,500 | $50,000 | 3 | Feb 20 | sec.gov |
| ENCORE BEREA OIL 2024 (amended) | Oil and Gas | Bowling Green | KY | $12,500 | $2,500,000 | 1 | Feb 20 | sec.gov |
| Sonova Holding AG | Other | Stafa | $12,291 | $12,291 | 1 | Feb 20 | sec.gov | |
| Hotel 4013 Corp | Tourism and Travel Services | Houston | TX | $0 | $40,000,000 | 0 | Feb 20 | sec.gov |
| CFC FLEX FUND LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Feb 20 | sec.gov |
| DAIN, INC. | Other Technology | Santa Monica | CA | $0 | Indefinite | 0 | Feb 20 | sec.gov |
| GolfN, Inc. | Other Technology | Merrillville | IN | $0 | Indefinite | 0 | Feb 20 | sec.gov |
| BR Diversified Industrial Portfolio III, DST | Commercial | New York | NY | $0 | $41,227,843 | 0 | Feb 20 | sec.gov |
| KAB of North Alabama, LLC | Commercial Banking | Albertville | AL | $0 | $6,500,000 | 0 | Feb 20 | sec.gov |
| SPIREF LLC | REITS and Finance | Ellicott City | MD | $0 | Indefinite | 0 | Feb 20 | sec.gov |
| GPM CAPITAL LLC | Commercial | Newark | DE | $0 | $50,000,000 | 0 | Feb 20 | sec.gov |
| OWNIFY HOME FUND LLC | Other Real Estate | San Francisco | CA | $0 | $10,000,000 | 0 | Feb 20 | sec.gov |
| Turn On Your Love Light Ltd Liability Co | Other | Midlothian | VA | $0 | $3,000,000 | 0 | Feb 20 | sec.gov |
| Platinum Beach Belize LLC (amended) | Commercial | Sheridan | WY | $0 | $5,500,000 | 0 | Feb 20 | sec.gov |
| Tight Lines Capital II LLC (amended) | Other Banking and Financial Services | Jacksonville | FL | $0 | Indefinite | 14 | Feb 20 | sec.gov |
| Stable Group Investments LP | Other Real Estate | Henderson | NV | $0 | $7,000,000 | 0 | Feb 20 | sec.gov |
| Nia Therapeutics, Inc. (amended) | Other Health Care | Radnor | PA | $0 | $1 | 0 | Feb 20 | sec.gov |
| Dryden Gold Corp. | Other | Vancouver | $0 | $40,662 | 1 | Feb 20 | sec.gov | |
| PrairieChar, Inc. | Other | Lawrence | KS | $0 | $10,000,000 | 0 | Feb 20 | sec.gov |
| Farmland Capital SPV X, L.P. | Agriculture | San Carlos | CA | $0 | $1,466,000 | 0 | Feb 20 | sec.gov |
February 21, 2024 · February 16, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.