Data / Form D filings / Mar 21
Form D filings, March 21, 2024: 91 companies raised $956.7 million
91 operating companies filed a Form D on March 21, 2024, reporting $956.7 million sold. Largest: AGP Funding, LLC ($199.1 million), TN HoldCo, Inc. ($157.1 million), LANDROCK REAL ESTATE PARTNERS VIII-TE, L.P. ($87.6 million). The median filing is $1.8 million, and 124 pooled investment funds also filed that day.
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- 91Form D filings
- $956.7 millionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (21)
Most filings by state: CA 21, TX 12, NY 8, IL 7, MD 4. By industry: Other Technology 19, Other 15, Commercial 10, Biotechnology 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| AGP Funding, LLC (amended) | REITS and Finance | Las Vegas | NV | $199,071,250 | $500,000,000 | 1120 | Mar 21 | sec.gov |
| TN HoldCo, Inc. (amended) | Hospitals and Physicians | Knoxville | TN | $157,066,076 | Indefinite | 168 | Mar 21 | sec.gov |
| LANDROCK REAL ESTATE PARTNERS VIII-TE, L.P. (amended) | Commercial | Chicago | IL | $87,550,000 | $300,000,000 | 6 | Mar 21 | sec.gov |
| LANDROCK REAL ESTATE PARTNERS VIII, L.P. (amended) | Commercial | Chicago | IL | $87,550,000 | $300,000,000 | 51 | Mar 21 | sec.gov |
| Receivables Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $66,527,134 | Indefinite | 52 | Mar 21 | sec.gov |
| Coalesce Automation, Inc. | Other Technology | San Francisco | CA | $42,199,924 | $43,199,916 | 23 | Mar 21 | sec.gov |
| CARLSMED, INC. | Other | Carlsbad | CA | $38,499,996 | $52,499,996 | 6 | Mar 21 | sec.gov |
| KPR Ayal Investor LLC | Commercial | New York | NY | $28,250,000 | $28,250,000 | 81 | Mar 21 | sec.gov |
| Innovation Brands Corp. | Other | New York | NY | $25,964,211 | $27,564,211 | 8 | Mar 21 | sec.gov |
| Cove Net Lease Income Fund 18, LLC (amended) | Commercial | Rolling Hills Estates | CA | $23,503,760 | $50,000,000 | 166 | Mar 21 | sec.gov |
| Omni Analytics, Inc. | Other Technology | San Francisco | CA | $20,000,000 | $25,000,000 | 1 | Mar 21 | sec.gov |
| GO, Inc. | Other Technology | Stuart | FL | $16,339,802 | $25,000,000 | 3 | Mar 21 | sec.gov |
| W4 Games US Inc. | Other Technology | Dublin 12 Ireland | $14,060,000 | $14,060,000 | 15 | Mar 21 | sec.gov | |
| KB Garden City, DST | Other Real Estate | Las Vegas | NV | $13,812,746 | $26,275,000 | 22 | Mar 21 | sec.gov |
| Liteboxer Technologies, Inc. (amended) | Other Technology | Hampton | NH | $13,178,023 | $16,151,873 | 13 | Mar 21 | sec.gov |
| Cascara Capital LLC (amended) | Other Banking and Financial Services | Kirkland | WA | $11,199,757 | $11,199,757 | 14 | Mar 21 | sec.gov |
| PSA Holdings, LLC | Other | Littleton | CO | $10,225,883 | $10,225,883 | 40 | Mar 21 | sec.gov |
| Gliknik Inc (amended) | Biotechnology | Baltimore | MD | $9,175,302 | $16,200,000 | 23 | Mar 21 | sec.gov |
| Cavli Inc (amended) | Telecommunications | San Jose | CA | $6,473,033 | $8,593,033 | 6 | Mar 21 | sec.gov |
| Arista Spring Pointe, LLC | Residential | Las Vegas | NV | $5,100,000 | $5,100,000 | 23 | Mar 21 | sec.gov |
| LAKE LORRAINE 26, LLC (amended) | Residential | Brookings | SD | $4,312,000 | $8,700,000 | 54 | Mar 21 | sec.gov |
| Definitive Biotechnologies LLC (amended) | Other Health Care | Elkridge | MD | $4,310,000 | $6,000,000 | 16 | Mar 21 | sec.gov |
| Global Telecom Engineering, Inc. | Telecommunications | Newport Beach | CA | $4,287,812 | $4,287,812 | 3 | Mar 21 | sec.gov |
| Mycocycle, Inc. | Other | Bolingbrook | IL | $3,851,179 | $6,851,175 | 26 | Mar 21 | sec.gov |
| Calidi Biotherapeutics, Inc. | Biotechnology | San Diego | CA | $3,500,000 | $3,500,000 | 1 | Mar 21 | sec.gov |
| BSH-Jordan Ranch III, LLC (amended) | Other | Sugar Land | TX | $3,260,000 | $3,260,000 | 19 | Mar 21 | sec.gov |
| BSH-Jordan Ranch III, LLC | Other | Sugar Land | TX | $3,260,000 | $3,260,000 | 19 | Mar 21 | sec.gov |
| Ren Systems, Inc. | Other Technology | Brooklyn | NY | $3,246,937 | $3,546,936 | 15 | Mar 21 | sec.gov |
| KB Golden Valley, DST | Commercial | Las Vegas | NV | $3,022,871 | $28,350,000 | 4 | Mar 21 | sec.gov |
| 1667 ALLESANDRO LLC | Investing | West Hollywood | CA | $3,000,000 | $3,000,000 | 53 | Mar 21 | sec.gov |
| MAIA Biotechnology, Inc. | Biotechnology | Chicago | IL | $2,920,692 | $5,700,000 | 19 | Mar 21 | sec.gov |
| Poppins Health Corp | Other Health Care | Columbus | OH | $2,621,270 | $3,621,269 | 11 | Mar 21 | sec.gov |
| SCATR Corp. | Other Technology | Richmond Heights | OH | $2,500,000 | $4,000,000 | 2 | Mar 21 | sec.gov |
| Sunset Heights Investors LLC | Residential | Phoenix | AZ | $2,345,000 | $3,420,000 | 15 | Mar 21 | sec.gov |
| Reselute, Inc. | Other | Durham | NC | $2,000,000 | $2,000,000 | 18 | Mar 21 | sec.gov |
| Paterna BioSciences HoldCo Inc. | Biotechnology | Salt Lake City | UT | $2,000,000 | $9,949,122 | 1 | Mar 21 | sec.gov |
| Doliver Build to Suit I, LLC | Investing | Houston | TX | $1,950,000 | $20,000,000 | 11 | Mar 21 | sec.gov |
| BKAI Venture I LLC | Investing | Rockwall | TX | $1,930,000 | $1,930,000 | 34 | Mar 21 | sec.gov |
| Aspen Ranch1 LLC | Other Real Estate | Wheaton | IL | $1,800,000 | $1,800,000 | 23 | Mar 21 | sec.gov |
| BKAI MC San Marcos LLC | Investing | Rockwall | TX | $1,790,800 | $1,790,800 | 32 | Mar 21 | sec.gov |
| StataDx, Inc. | Other Health Care | Boston | MA | $1,790,000 | $5,000,000 | 5 | Mar 21 | sec.gov |
| Villa Ocotillo ALC LLC | Other | Mercer Island | WA | $1,740,000 | $1,740,000 | 17 | Mar 21 | sec.gov |
| Uni Express Inc. | Other | Richmond | $1,710,219 | $49,997,903 | 1 | Mar 21 | sec.gov | |
| CPIA Precisio LLC (amended) | Investing | New York | NY | $1,650,000 | $1,650,000 | 16 | Mar 21 | sec.gov |
| CountertopSmart, Inc. | Other Technology | Austin | TX | $1,539,993 | $1,753,824 | 26 | Mar 21 | sec.gov |
| Guardify, Inc. | Other Technology | Omaha | NE | $1,408,809 | $2,500,000 | 15 | Mar 21 | sec.gov |
| Return Logic, Inc. | Computers | Camp Hill | PA | $1,400,983 | $2,916,584 | 18 | Mar 21 | sec.gov |
| CELESTIAL THERAPEUTICS INC. (amended) | Biotechnology | Irvine | CA | $1,230,000 | Indefinite | 12 | Mar 21 | sec.gov |
| LB Rialto BFR, LLC | Commercial | Irvine | CA | $1,200,000 | $1,200,000 | 14 | Mar 21 | sec.gov |
| Yatiri Bio, Inc. | Other Technology | San Diego | CA | $1,155,000 | $7,000,000 | 13 | Mar 21 | sec.gov |
| GlycosBio Inc. | Biotechnology | Houston | TX | $1,125,000 | $5,000,000 | 5 | Mar 21 | sec.gov |
| Calidi Biotherapeutics, Inc. | Biotechnology | San Diego | CA | $1,000,000 | $1,000,000 | 1 | Mar 21 | sec.gov |
| Definitive Biotechnologies LLC | Other Health Care | Elkridge | MD | $900,000 | $1,000,000 | 3 | Mar 21 | sec.gov |
| HighT-Tech, Inc. | Other Technology | College Park | MD | $750,000 | $3,000,000 | 2 | Mar 21 | sec.gov |
| Harvest Invest - 073 LLC A Series of Harvest Invest LLC | Investing | Fort Worth | TX | $650,000 | $650,000 | 30 | Mar 21 | sec.gov |
| J. Barber Collection, Inc. | Other Technology | Bellevue | WA | $580,000 | $1,500,000 | 2 | Mar 21 | sec.gov |
| Solvang Hospitality Group 29, LLC | Other | Sacramento | CA | $420,000 | $3,100,000 | 5 | Mar 21 | sec.gov |
| Yaupon Holly Tea, LLC | Agriculture | Cat Spring | TX | $350,000 | $1,250,000 | 2 | Mar 21 | sec.gov |
| Hedge Health, Co. | Other Technology | Madison | WI | $300,000 | $300,000 | 3 | Mar 21 | sec.gov |
| Pryme Infil | Other Technology | Vacaville | CA | $250,000 | $700,000 | 3 | Mar 21 | sec.gov |
| Braxia Scientific Corp. (amended) | Other Health Care | Vancouver | $249,024 | $730,060 | 3 | Mar 21 | sec.gov | |
| Mamaya Health, LLC | Other Health Care | Nashville | TN | $215,000 | $1,500,000 | 9 | Mar 21 | sec.gov |
| Stratia Inc. | Other | Los Angeles | CA | $200,000 | $500,000 | 4 | Mar 21 | sec.gov |
| Calidi Biotherapeutics, Inc. | Biotechnology | San Diego | CA | $195,000 | $341,250 | 1 | Mar 21 | sec.gov |
| Gray Swan Security Inc. | Other Technology | Pittsburgh | PA | $180,000 | $1,000,000 | 4 | Mar 21 | sec.gov |
| ENSMBL, Inc. (amended) | Other Technology | Bend | OR | $160,000 | $1,500,000 | 4 | Mar 21 | sec.gov |
| RoyaLand Co Ltd. | Other | Hamilton, Pembroke | $135,000 | $500,000 | 9 | Mar 21 | sec.gov | |
| Neurun, Inc. | Other Technology | Beverly | MA | $101,000 | Indefinite | 2 | Mar 21 | sec.gov |
| Doliver Royalty Fund I LLC | Investing | Houston | TX | $100,000 | $30,000,000 | 1 | Mar 21 | sec.gov |
| Falcon Imaging, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 8 | Mar 21 | sec.gov |
| Keeping Holdings LLC | Commercial | Santa Fe | NM | $50,000 | $1,300,000 | 1 | Mar 21 | sec.gov |
| Morrison Hershfield Group, Inc. | Other | Markham | $45,565 | $45,565 | 1 | Mar 21 | sec.gov | |
| CredX.AI, Inc. | Computers | Merritt Island | FL | $45,000 | $500,000 | 3 | Mar 21 | sec.gov |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $37,324 | $37,324 | 2 | Mar 21 | sec.gov | |
| Calidi Biotherapeutics, Inc. | Biotechnology | San Diego | CA | $32,500 | $65,000 | 1 | Mar 21 | sec.gov |
| Playper LLC | Retailing | Los Gatos | CA | $25,000 | $1,000,000 | 2 | Mar 21 | sec.gov |
| Calidi Biotherapeutics, Inc. | Biotechnology | San Diego | CA | $10,000 | $10,000 | 1 | Mar 21 | sec.gov |
| BEDROCK TECH FUND LLC | Other Technology | Prosper | TX | $0 | $4,000,000 | 0 | Mar 21 | sec.gov |
| DEPX CAPITAL LLC | Commercial | Brooklyn | NY | $0 | $5,000,000 | 0 | Mar 21 | sec.gov |
| Atono Inc. | Other | San Clemente | CA | $0 | $4,007,060 | 12 | Mar 21 | sec.gov |
| AG Arcadia, LLC | Other | Denver | CO | $0 | $10,000,000 | 3 | Mar 21 | sec.gov |
| LandX 9, LLC | Commercial | Boulder | CO | $0 | $4,000,000 | 0 | Mar 21 | sec.gov |
| Anna Real Estate Partners, LLC | Investing | Chicago | IL | $0 | $12,200,000 | 0 | Mar 21 | sec.gov |
| CF James Multifamily DST | Residential | New York | NY | $0 | $51,875,000 | 0 | Mar 21 | sec.gov |
| Incommercial Motor Fuel Fund III LP (amended) | Commercial | Chicago | IL | $0 | $50,000,000 | 0 | Mar 21 | sec.gov |
| Redwood Amherst Township Oberlin Road OH P1 LLC | Residential | Independence | OH | $0 | $14,000,000 | 0 | Mar 21 | sec.gov |
| Gvest Investment Capital LLC | Residential | Arlington | TX | $0 | $2,000,000 | 0 | Mar 21 | sec.gov |
| True Level Investments, Inc. | Other Health Care | Riverside | MO | $0 | $5,000,000 | 0 | Mar 21 | sec.gov |
| Regenerative Foods & Juices Company, Inc. | Retailing | Oakland | CA | $0 | $2,500,000 | 0 | Mar 21 | sec.gov |
| NBSH Acquisition, LLC (amended) | Investing | New York | NY | $0 | Indefinite | 406 | Mar 21 | sec.gov |
| Endo, Inc. | Pharmaceuticals | Malvern | PA | $0 | Indefinite | 55 | Mar 21 | sec.gov |
March 22, 2024 · March 20, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.