Data / Form D filings / Mar 20
Form D filings, March 20, 2024: 68 companies raised $19.80 billion
68 operating companies filed a Form D on March 20, 2024, reporting $19.80 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.82 billion), Nationwide BOLI Private Placement Variable Account ($5.28 billion), Nationwide PPVUL Separate Account - 4 ($3.26 billion). The median filing is $3 million, and 146 pooled investment funds also filed that day.
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- 68Form D filings
- $19.80 billionreported sold
- $3 millionmedian amount sold
- TXmost filings (11)
Most filings by state: TX 11, OH 9, CA 8, NY 7, WA 5. By industry: Other 14, Other Technology 13, Insurance 9, Biotechnology 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,817,571,829 | Indefinite | 442 | Mar 20 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,284,608,571 | Indefinite | 33 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,257,000,000 | Indefinite | 7 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $668,557,001 | Indefinite | 104 | Mar 20 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Mar 20 | sec.gov |
| Capstan Therapeutics, Inc. | Biotechnology | San Diego | CA | $87,499,982 | $174,999,964 | 21 | Mar 20 | sec.gov |
| Capstan Therapeutics, Inc. | Biotechnology | San Diego | CA | $76,499,983 | $101,999,962 | 14 | Mar 20 | sec.gov |
| Meter, Inc. | Other | San Francisco | CA | $72,084,581 | $72,084,581 | 53 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $68,235,088 | Indefinite | 2 | Mar 20 | sec.gov |
| Capstan Therapeutics, Inc. | Biotechnology | San Diego | CA | $62,999,992 | $62,999,992 | 9 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $55,283,143 | Indefinite | 16 | Mar 20 | sec.gov |
| Atmos Technologies Investment Fund LP | Other | Southlake | TX | $52,188,252 | $52,188,252 | 4 | Mar 20 | sec.gov |
| Unicycive Therapeutics, Inc. | Biotechnology | Los Altos | CA | $50,000,000 | $50,000,000 | 25 | Mar 20 | sec.gov |
| ElectraDx, Inc. | Other Health Care | Boston | MA | $14,760,000 | $20,000,000 | 22 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $11,082,135 | Indefinite | 7 | Mar 20 | sec.gov |
| Eyas Medical Imaging, Inc. (amended) | Other Health Care | Cincinnati | OH | $10,883,935 | $10,883,935 | 17 | Mar 20 | sec.gov |
| PowerPollen, Inc. | Other Technology | Ames | IA | $8,580,014 | $24,000,000 | 10 | Mar 20 | sec.gov |
| 148 Beach 116 FUNDING L.P. | Other Real Estate | Woodmere | NY | $8,400,000 | $8,400,000 | 28 | Mar 20 | sec.gov |
| Holobiome, Inc. | Biotechnology | Boston | MA | $6,590,554 | $9,361,054 | 19 | Mar 20 | sec.gov |
| FaceFirst, Inc. | Other Technology | Austin | TX | $5,477,556 | $7,652,556 | 11 | Mar 20 | sec.gov |
| Mama Technologies Inc. | Other Technology | Medley | FL | $4,826,364 | $4,951,364 | 29 | Mar 20 | sec.gov |
| A/PA/WCS Group Holdco, LLC | Investing | Sewickley | PA | $4,000,000 | $4,000,000 | 6 | Mar 20 | sec.gov |
| IGNITEDATA (DELAWARE) INC. | Other | Maidenhead | $3,999,995 | $3,999,995 | 1 | Mar 20 | sec.gov | |
| Source Agriculture Corp. | Other Real Estate | Carson City | NV | $3,934,000 | $7,000,000 | 69 | Mar 20 | sec.gov |
| CSC Manchester Realty Capital, LLC | Residential | Aspen | CO | $3,000,000 | $3,000,000 | 7 | Mar 20 | sec.gov |
| Red Barn Dog Investor Holdings LLC | Other | West Palm Beach | FL | $3,000,000 | $3,000,000 | 23 | Mar 20 | sec.gov |
| bioAffinity Technologies, Inc. | Biotechnology | San Anonio | TX | $2,624,000 | $2,624,000 | 3 | Mar 20 | sec.gov |
| 333 52nd Owner LLC | Commercial | New York | NY | $2,575,928 | $2,575,928 | 7 | Mar 20 | sec.gov |
| Reflection Games, Inc. | Other Technology | Seattle | WA | $2,087,141 | $4,000,080 | 12 | Mar 20 | sec.gov |
| Integra Resources Corp. | Other | Vancouver | $2,021,733 | $3,369,555 | 5 | Mar 20 | sec.gov | |
| Launchpoint Electric Propulsion Solutions, Inc. (amended) | Other | Goleta | CA | $1,875,951 | $2,000,000 | 44 | Mar 20 | sec.gov |
| Repetix, Inc. | Other Technology | Rochester | MN | $1,800,000 | $1,800,000 | 5 | Mar 20 | sec.gov |
| Recruit.U Holding Corp | Other Technology | New York | NY | $1,745,000 | $2,000,000 | 9 | Mar 20 | sec.gov |
| Martin Tennessee, LLC | Other | Houston | TX | $1,500,000 | $1,500,000 | 23 | Mar 20 | sec.gov |
| RootNote, Inc. | Other Technology | Indianapolis | IN | $1,495,497 | $1,890,000 | 32 | Mar 20 | sec.gov |
| BG Shaker Moreland Holdings, LLC | Residential | Pittsburgh | PA | $1,180,000 | $3,050,000 | 17 | Mar 20 | sec.gov |
| beCandid, Inc. | Other Technology | Seattle | WA | $750,000 | $1,000,000 | 1 | Mar 20 | sec.gov |
| PLA Doral LLC | Restaurants | Las Vegas | NV | $600,000 | $2,500,000 | 8 | Mar 20 | sec.gov |
| MODRN Living Communities Investment, LLC | Other Banking and Financial Services | Greenwood Village | CO | $600,000 | $30,000,000 | 8 | Mar 20 | sec.gov |
| Eventshop Inc. | Other Technology | Brentwood | TN | $500,000 | $8,000,000 | 1 | Mar 20 | sec.gov |
| FORT MILL STORAGE PARTNERS, LLC | Other Real Estate | Villa Park | CA | $361,000 | $5,000,000 | 1 | Mar 20 | sec.gov |
| Access Now, Inc. (amended) | Other Technology | Brooklyn | NY | $335,560 | $800,000 | 10 | Mar 20 | sec.gov |
| BOM DIA IMPORTS LLC | Other | Seattle | WA | $200,070 | $3,000,010 | 2 | Mar 20 | sec.gov |
| Gaingels Natural Fiber Welding 2024 | Other | Burlington | VT | $166,336 | $166,336 | 28 | Mar 20 | sec.gov |
| EKA SOLUTIONS, INC. | Other Technology | Salt Lake City | UT | $150,000 | $1,000,000 | 2 | Mar 20 | sec.gov |
| FOXO TECHNOLOGIES INC. | Insurance | Minneapolis | MN | $142,200 | $142,200 | 1 | Mar 20 | sec.gov |
| Brew ND, LLC (amended) | Other | West Fargo | ND | $130,000 | $250,000 | 4 | Mar 20 | sec.gov |
| USEDC Opportunity Zone III LP (amended) | Oil and Gas | Arlington | TX | $74,074 | $150,000,000 | 0 | Mar 20 | sec.gov |
| Global Compliance Applications Corp. | Other Technology | Vancouver | $59,208 | $207,228 | 1 | Mar 20 | sec.gov | |
| Lion Rock Resources Inc. | Other | Vancouver | $33,336 | $33,336 | 1 | Mar 20 | sec.gov | |
| Sri Smitha Kanaparthy, MD, PC | Hospitals and Physicians | Fresno | CA | $10,000 | $10,000 | 1 | Mar 20 | sec.gov |
| LexaGene Life Sciences RD Investors, LLC | Other Health Care | Dallas | TX | $0 | $10,000,000 | 0 | Mar 20 | sec.gov |
| DW WYOMING #6 LP | Oil and Gas | Irving | TX | $0 | $1,750,000 | 0 | Mar 20 | sec.gov |
| CEP MULTIFAMILY FUND II LLC | REITS and Finance | Everett | WA | $0 | $100,000,000 | 0 | Mar 20 | sec.gov |
| ARROWHEAD EQUITY FUND LLC | Commercial | Dover | DE | $0 | $20,000,000 | 0 | Mar 20 | sec.gov |
| Fiber Equity Fund LP | Other | New York | NY | $0 | $10,000,000 | 0 | Mar 20 | sec.gov |
| SMATL LTD. | Investing | New York | NY | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| Destination Resources Apache Prospect, LLC | Other | Broken Arrow | OK | $0 | $180,000,000 | 1 | Mar 20 | sec.gov |
| JRP Analytics LLC | Investing | Argyle | TX | $0 | $1,000,000 | 0 | Mar 20 | sec.gov |
| Preferred Income Fund 1 LLC | Other Real Estate | Houston | TX | $0 | $25,000,000 | 0 | Mar 20 | sec.gov |
| RTAC SYSTEM, INC. | Other | Lacey | WA | $0 | $100,000 | 0 | Mar 20 | sec.gov |
| Heritage Apex Alexis, LLC | Commercial | Sugarland | TX | $0 | $10,500,000 | 0 | Mar 20 | sec.gov |
| Sand Hill Road Technologies Fund X | Investing | Miami | FL | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| Atlas US Holdings LP | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| MECHnano, LLC | Manufacturing | Mesa | AZ | $0 | $5,000,000 | 0 | Mar 20 | sec.gov |
| Umbra Companies, Inc. | Construction | Greenwood Village | CO | $0 | $15,000,000 | 0 | Mar 20 | sec.gov |
| Sansar, Inc | Other Technology | Austin | TX | $0 | $2,000,000 | 0 | Mar 20 | sec.gov |
| Capstone Agent Transfer Services LLC | Other Real Estate | Lemoyne | PA | $0 | $500,100 | 0 | Mar 20 | sec.gov |
March 21, 2024 · March 19, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.