Data / Form D filings / Mar 22
Form D filings, March 22, 2024: 98 companies raised $1.16 billion
98 operating companies filed a Form D on March 22, 2024, reporting $1.16 billion sold. Largest: Sundance Bay Income & Growth Fund, LP ($176.4 million), Sundance Bay Income & Growth OP, LP ($119.2 million), Capital Rx, Inc. ($115 million). The median filing is $1.8 million, and 169 pooled investment funds also filed that day.
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- 98Form D filings
- $1.16 billionreported sold
- $1.8 millionmedian amount sold
- NYmost filings (18)
Most filings by state: NY 18, CA 14, TX 12, FL 5, CO 4. By industry: Other 30, Other Technology 12, Commercial 11, Other Real Estate 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Sundance Bay Income & Growth Fund, LP (amended) | REITS and Finance | Salt Lake City | UT | $176,429,863 | Indefinite | 588 | Mar 22 | sec.gov |
| Sundance Bay Income & Growth OP, LP (amended) | REITS and Finance | Salt Lake City | UT | $119,236,164 | Indefinite | 150 | Mar 22 | sec.gov |
| Capital Rx, Inc. (amended) | Other | New York | NY | $114,999,999 | $312,497,075 | 1 | Mar 22 | sec.gov |
| Capital Rx, Inc. | Other | New York | NY | $114,999,999 | $312,497,075 | 1 | Mar 22 | sec.gov |
| Lodging Fund REIT III, Inc. (amended) | REITS and Finance | Fargo | ND | $89,006,332 | $150,000,000 | 1387 | Mar 22 | sec.gov |
| Tinuiti Group Holdings, L.P. (amended) | Business Services | New York | NY | $72,481,050 | Indefinite | 58 | Mar 22 | sec.gov |
| KM Realty Trust Operating Partnership, LP | REITS and Finance | Houston | TX | $70,000,000 | $70,000,000 | 0 | Mar 22 | sec.gov |
| Aloha Holdco, Inc. | Other | Darien | CT | $68,500,000 | $68,500,000 | 3 | Mar 22 | sec.gov |
| Adenia Capital (V) LP (amended) | Other | Beau Plan | $50,000,000 | Indefinite | 2 | Mar 22 | sec.gov | |
| Baron App, Inc. | Other Technology | Chicago | IL | $25,088,271 | $28,000,000 | 21 | Mar 22 | sec.gov |
| Rodman Bethlehem Portfolio Investors, L.P. | Investing | Wynnewood | PA | $20,900,000 | $20,900,000 | 120 | Mar 22 | sec.gov |
| Wisetack, Inc. | Business Services | San Francisco | CA | $20,351,157 | $20,351,177 | 22 | Mar 22 | sec.gov |
| PataFoods, Inc. | Other | Newtown | PA | $19,919,344 | $20,919,335 | 7 | Mar 22 | sec.gov |
| Sovos Co-Invest LP | Other | Wilmington | MA | $14,040,176 | $14,040,176 | 8 | Mar 22 | sec.gov |
| Highfield HFRI LLC | Residential | Armonk | NY | $14,000,000 | $14,000,000 | 81 | Mar 22 | sec.gov |
| Volta Labs, Inc. (amended) | Other Technology | Boston | MA | $12,681,692 | $20,000,001 | 15 | Mar 22 | sec.gov |
| Tomato Jos, Inc. | Agriculture | Cambridge | MA | $12,241,994 | $13,076,994 | 14 | Mar 22 | sec.gov |
| Exum Instruments, Inc. | Other Technology | Lakewood | CO | $10,287,717 | $10,672,717 | 30 | Mar 22 | sec.gov |
| INTELLIGENT BIO SOLUTIONS INC. | Other Health Care | New York | NY | $10,100,683 | $10,100,683 | 8 | Mar 22 | sec.gov |
| GameSquare Holdings, Inc. | Other | Frisco | TX | $10,000,000 | $10,000,000 | 11 | Mar 22 | sec.gov |
| PSA Holdings, LLC | Other | Littleton | CO | $9,250,000 | $9,250,000 | 3 | Mar 22 | sec.gov |
| SCHMID INDUSTRIAL 6 LLC | Commercial | Montclair | NJ | $9,005,640 | $9,005,640 | 2 | Mar 22 | sec.gov |
| Hamilton Court LLC | Commercial | Washington | DC | $7,750,000 | $7,750,000 | 20 | Mar 22 | sec.gov |
| RoosterBio, Inc. | Other | Frederick | MD | $6,907,543 | $7,000,000 | 6 | Mar 22 | sec.gov |
| IVP MHC Fund III, LLC (amended) | REITS and Finance | Oak Brook | IL | $5,955,000 | $180,000,000 | 20 | Mar 22 | sec.gov |
| Houston 584 LLC | Commercial | Lakewood | OH | $5,000,000 | $16,000,000 | 33 | Mar 22 | sec.gov |
| Serenity Kids, Inc. | Other | Austin | TX | $5,000,000 | $5,000,000 | 2 | Mar 22 | sec.gov |
| Analytics2Go, Inc. (amended) | Other Technology | Sarasota | FL | $4,524,974 | $8,349,978 | 25 | Mar 22 | sec.gov |
| Peridio, Inc. | Other | Nashville | TN | $4,099,996 | $8,000,000 | 2 | Mar 22 | sec.gov |
| Summit Pork V, LLP (amended) | Agriculture | Alden | IA | $3,650,000 | $75,000,000 | 5 | Mar 22 | sec.gov |
| MOLG Inc. | Manufacturing | Chantilly | VA | $3,520,000 | $5,020,000 | 5 | Mar 22 | sec.gov |
| AR-UPTOWN LLC | Commercial | Owings Mills | MD | $3,300,000 | $3,300,000 | 18 | Mar 22 | sec.gov |
| MCI Exchange Saint Tropez A Series, DST | Other Real Estate | Dallas | TX | $3,284,510 | $47,500,000 | 10 | Mar 22 | sec.gov |
| Delos Living LLC | Other | New York | NY | $3,233,698 | $20,000,000 | 3 | Mar 22 | sec.gov |
| Conduce, Inc./DE/ | Other | New York | NY | $3,000,000 | $4,000,000 | 13 | Mar 22 | sec.gov |
| 814 Manhattan Owner LLC | Commercial | New York | NY | $2,528,225 | $2,528,225 | 7 | Mar 22 | sec.gov |
| Soil In Formation, PBC | Other | St. Louis | MO | $2,479,999 | $3,730,000 | 17 | Mar 22 | sec.gov |
| AFFINITY BIOSENSORS LLC (amended) | Other | Santa Barbara | CA | $2,419,485 | $3,000,000 | 12 | Mar 22 | sec.gov |
| Old Glory Holding Co | Other Banking and Financial Services | Atlanta | GA | $2,400,000 | $20,000,000 | 141 | Mar 22 | sec.gov |
| Texas Triangle Land Fund, LLC | Other Real Estate | Dallas | TX | $2,200,000 | $25,000,000 | 10 | Mar 22 | sec.gov |
| Sunset Copperleaf LLC | Residential | Katy | TX | $2,005,000 | $2,525,000 | 26 | Mar 22 | sec.gov |
| Equabli Holdings, Inc. | Other Technology | Austin | TX | $1,500,000 | $5,000,000 | 1 | Mar 22 | sec.gov |
| Roers Maplewood Apartments LLC | Other Real Estate | Plymouth | MN | $1,406,600 | $18,000,000 | 12 | Mar 22 | sec.gov |
| Central Nassau ASC LLC | Other Health Care | Carle Place | NY | $1,225,150 | $1,225,150 | 22 | Mar 22 | sec.gov |
| Monet Holdings Ltd | Other | Grand Cayman | $1,211,066 | Indefinite | 32 | Mar 22 | sec.gov | |
| Roers Naples Apartments II LLC | Other Real Estate | Plymouth | MN | $1,100,000 | $26,400,000 | 11 | Mar 22 | sec.gov |
| BAM Nox Investors LLC | Other Real Estate | Carmel | IN | $1,040,000 | $15,500,000 | 7 | Mar 22 | sec.gov |
| Pleak 54 Holdings LLC | Commercial | Sugar Land | TX | $950,000 | $3,500,000 | 11 | Mar 22 | sec.gov |
| WEFUNDER, INC. | Other | San Francisco | CA | $906,827 | $906,827 | 2 | Mar 22 | sec.gov |
| Handsome Flip Fund 1 LLC | Commercial | West Babylon | NY | $870,000 | $10,000,000 | 4 | Mar 22 | sec.gov |
| ArcSpan Technologies, Inc. | Other | New York | NY | $782,353 | $3,655,000 | 9 | Mar 22 | sec.gov |
| Roers Rock Hill Apartments Owner I LLC | Other Real Estate | Plymouth | MN | $750,000 | $24,000,000 | 1 | Mar 22 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $590,374 | Indefinite | 35 | Mar 22 | sec.gov |
| JUNE'S PIZZA LLC (amended) | Restaurants | Emeryville | CA | $570,000 | $750,000 | 13 | Mar 22 | sec.gov |
| JUNE'S PIZZA LLC | Restaurants | Emeryville | CA | $570,000 | $750,000 | 13 | Mar 22 | sec.gov |
| PRAJNA LABS, INC. | Other Technology | Seattle | WA | $564,300 | $564,300 | 3 | Mar 22 | sec.gov |
| 3D-16 LLC | Other | Litchfield | MN | $530,000 | $10,000,000 | 3 | Mar 22 | sec.gov |
| Chrysalis Biotherapeutics, Inc. | Pharmaceuticals | Galveston | TX | $515,000 | $3,000,000 | 12 | Mar 22 | sec.gov |
| WEFUNDER, INC. | Other | San Francisco | CA | $460,000 | $460,000 | 1 | Mar 22 | sec.gov |
| 116 Cedar Bluff Rd LLC | Commercial | Albany | NY | $450,000 | $450,000 | 12 | Mar 22 | sec.gov |
| Perfect Herbal Blends, Inc. | Other | San Diego | CA | $317,500 | $500,000 | 3 | Mar 22 | sec.gov |
| LungLife AI, Inc. | Biotechnology | Thousand Oaks | CA | $315,780 | $315,780 | 8 | Mar 22 | sec.gov |
| DEAL DRIVER TECHNOLOGIES LLC | Other Technology | Westfield | NJ | $240,000 | $500,000 | 6 | Mar 22 | sec.gov |
| For Them, Inc. | Retailing | New York | NY | $234,300 | $1,000,000 | 4 | Mar 22 | sec.gov |
| VIN-42 Enhance Diagnostics, LLC | Other | Fayetteville | AR | $230,000 | $500,000 | 28 | Mar 22 | sec.gov |
| DES AAA Storage Development Fund, LLC | Commercial | Austin | TX | $200,000 | $10,000,000 | 2 | Mar 22 | sec.gov |
| A3.2 1428 Route 119 LP | Other Real Estate | Miami | FL | $200,000 | Indefinite | 2 | Mar 22 | sec.gov |
| Bemi Technologies, Inc. | Other Technology | San Francisco | CA | $175,000 | Indefinite | 1 | Mar 22 | sec.gov |
| WEFUNDER, INC. | Other | San Francisco | CA | $140,999 | $140,999 | 1 | Mar 22 | sec.gov |
| MSPV 2024B AZTEC, LLC | Commercial | Fort Collins | CO | $135,000 | $228,000 | 3 | Mar 22 | sec.gov |
| Victory Imaging Associates, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 7 | Mar 22 | sec.gov |
| MFI Spring Pointe LLC | Residential | Gilbert | AZ | $100,000 | $1,100,000 | 0 | Mar 22 | sec.gov |
| Salt Digital Lending LLC | Other Banking and Financial Services | Denver | CO | $100,000 | Indefinite | 1 | Mar 22 | sec.gov |
| MyndTec Inc. | Other | Mississauga | $100,000 | $220,000 | 1 | Mar 22 | sec.gov | |
| LITHOS GROUP LTD. | Other | Vancouver | $89,672 | $89,672 | 3 | Mar 22 | sec.gov | |
| Moonstone Nutrition Inc. | Other Health Care | Pittsburgh | PA | $80,000 | $200,000 | 3 | Mar 22 | sec.gov |
| Bemi Technologies, Inc. | Other Technology | San Francisco | CA | $50,000 | Indefinite | 1 | Mar 22 | sec.gov |
| Sublime Laser, Inc. | Manufacturing | Salt Lake City | UT | $50,000 | $250,000 | 1 | Mar 22 | sec.gov |
| ATI AIRTEST TECHNOLOGIES INC | Energy Conservation | Delta | $40,667 | $40,667 | 1 | Mar 22 | sec.gov | |
| Savvy Financial, Inc. (amended) | Other | Franklin | TN | $35,000 | $300,000 | 1 | Mar 22 | sec.gov |
| VIN-Holdings, LLC | Other | Fayetteville | AR | $30,000 | $500,000 | 5 | Mar 22 | sec.gov |
| toTree,Inc. | Other Technology | Brooklyn | NY | $30,000 | $1,000,000 | 1 | Mar 22 | sec.gov |
| 6800 Tamarac, LLC | Other | Pembroke Pines | FL | $0 | $9,000,000 | 0 | Mar 22 | sec.gov |
| Cliffs UFUND Lender LLC | Other Real Estate | Austin | TX | $0 | $3,550,000 | 0 | Mar 22 | sec.gov |
| Protocol Pool Operations Alpha LLC | Other Banking and Financial Services | Miami Beach | FL | $0 | $50,000,000 | 0 | Mar 22 | sec.gov |
| 97 Mill Street LLC | Commercial | Charleston | SC | $0 | $10,000,000 | 0 | Mar 22 | sec.gov |
| UFUND Riverbend Mezz Debt LLC | Other Real Estate | Austin | TX | $0 | $3,000,000 | 0 | Mar 22 | sec.gov |
| Vibecheck Labs Ltd. | Other Technology | Buffalo | NY | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| JC Storage Lenders, LLC | REITS and Finance | Issaquah | WA | $0 | $2,400,000 | 10 | Mar 22 | sec.gov |
| AG19 LLC | Other Real Estate | Great Neck | NY | $0 | $40,000,000 | 0 | Mar 22 | sec.gov |
| WYNDO INC | Other Technology | Winter Park | FL | $0 | $2,500,000 | 0 | Mar 22 | sec.gov |
| Deep Sea Logistics, Inc. | Business Services | Wilmington | DE | $0 | $18,000,000 | 0 | Mar 22 | sec.gov |
| Deep Sea Logistics, Inc. (amended) | Business Services | Wilmington | DE | $0 | $18,000,000 | 0 | Mar 22 | sec.gov |
| SLO Realty Group LLC | Residential | Cambria | CA | $0 | $5,000,000 | 0 | Mar 22 | sec.gov |
| OSP Lakeside Management Aggregator, LLC (amended) | Other | New York | NY | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| OSP Lakeside Holdings, LLC (amended) | Other | New York | NY | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| WaCap - O Real Estate Income Fund Feeder LLC (amended) | Investing | Seattle | WA | $0 | $100,000,000 | 0 | Mar 22 | sec.gov |
| Astera | Construction | Long Beach | CA | $0 | $10,000,000 | 0 | Mar 22 | sec.gov |
March 25, 2024 · March 21, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.