Data / Form D filings / Jun 27
Form D filings, June 27, 2023: 85 companies raised $824.2 million
85 operating companies filed a Form D on June 27, 2023, reporting $824.2 million sold. Largest: Diamond Parent Holdings, Corp. ($176.3 million), NexPoint Homes Trust, Inc. ($88.6 million), Ardent Housing Fund II, LP ($78.2 million). The median filing is $1.5 million, and 116 pooled investment funds also filed that day.
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- 85Form D filings
- $824.2 millionreported sold
- $1.5 millionmedian amount sold
- TXmost filings (14)
Most filings by state: TX 14, CA 12, FL 8, NY 7, CO 4. By industry: Other Technology 20, Other 19, Other Real Estate 9, Other Health Care 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Diamond Parent Holdings, Corp. (amended) | Other | New York | NY | $176,252,059 | Indefinite | 97 | Jun 27 | sec.gov |
| NexPoint Homes Trust, Inc. (amended) | REITS and Finance | Dallas | TX | $88,569,067 | $2,500,000,000 | 196 | Jun 27 | sec.gov |
| Ardent Housing Fund II, LP (amended) | Residential | Atlanta | GA | $78,238,000 | $100,000,000 | 232 | Jun 27 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $57,644,411 | $812,108,972 | 83 | Jun 27 | sec.gov |
| DexCare, Inc. | Other Health Care | Seattle | WA | $47,189,230 | $60,000,000 | 10 | Jun 27 | sec.gov |
| NRE TREV Knox Investors, LLC | Residential | Beverly Hills | CA | $44,000,000 | $52,000,000 | 44 | Jun 27 | sec.gov |
| DiaMedica Therapeutics Inc. | Biotechnology | Minneapolis | MN | $37,536,853 | $37,536,853 | 34 | Jun 27 | sec.gov |
| EOS Surfaces L.L.C. (amended) | Manufacturing | Norfolk | VA | $34,148,443 | $36,000,000 | 73 | Jun 27 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO | Insurance | Lincoln | NE | $23,850,000 | Indefinite | 1 | Jun 27 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $20,353,679 | $70,344,106 | 66 | Jun 27 | sec.gov |
| Gablex Inc. | Other Technology | Brooklyn | NY | $19,679,509 | $19,722,008 | 53 | Jun 27 | sec.gov |
| Coeur Mining, Inc. | Other | Chicago | IL | $19,000,000 | $29,472,088 | 17 | Jun 27 | sec.gov |
| Kiwi Technologies Inc. | Other Technology | Woburn | MA | $14,999,973 | $20,569,968 | 10 | Jun 27 | sec.gov |
| Agile Space Industries, Inc. (amended) | Other Technology | Durango | CO | $13,847,412 | $13,865,595 | 44 | Jun 27 | sec.gov |
| Urban Sherpas Corp. | Other Technology | Claymont | DE | $13,474,999 | $14,181,820 | 40 | Jun 27 | sec.gov |
| Bolivar Progress Partners, LLC | Other | Herndon | VA | $11,350,000 | $11,350,000 | 10 | Jun 27 | sec.gov |
| Taylor FM973 Investors LP (amended) | Residential | Houston | TX | $10,140,000 | $10,140,000 | 93 | Jun 27 | sec.gov |
| Rock Hill Commerce Center Holdings Phase II, L.L.C. | Other Real Estate | Indianapolis | IN | $9,936,805 | $9,936,805 | 172 | Jun 27 | sec.gov |
| Bees360, Inc. | Other | Houston | TX | $9,800,000 | $9,800,000 | 5 | Jun 27 | sec.gov |
| NMR Holdco, LLC | Other | Miami | FL | $8,185,251 | Indefinite | 12 | Jun 27 | sec.gov |
| Canvas Oasis Lakeport LLC | Commercial | Shawnee | KS | $6,650,000 | $9,000,000 | 25 | Jun 27 | sec.gov |
| 2735 SAW Grimes Investors LP (amended) | Residential | Houston | TX | $6,310,000 | $6,310,000 | 55 | Jun 27 | sec.gov |
| Pharmaceutics International, Inc. | Pharmaceuticals | Hunt Valley | MD | $6,000,000 | $12,000,000 | 2 | Jun 27 | sec.gov |
| NetRise, Inc. (amended) | Other Technology | Austin | TX | $5,811,326 | $8,000,000 | 17 | Jun 27 | sec.gov |
| Terra Cap Fund II, LP | Other Real Estate | New York | NY | $5,755,000 | $25,000,000 | 11 | Jun 27 | sec.gov |
| Sherman Asset I LLC | Residential | Richardson | TX | $4,975,000 | $5,000,000 | 28 | Jun 27 | sec.gov |
| Opus Genetics Inc. | Biotechnology | Durham | NC | $4,501,972 | $20,000,000 | 5 | Jun 27 | sec.gov |
| GENOME INSIGHT, INC. | Biotechnology | San Diego | CA | $4,500,001 | $25,000,000 | 2 | Jun 27 | sec.gov |
| Apis Innovation, Inc. | Other Technology | Easton | PA | $4,500,000 | $4,500,000 | 1 | Jun 27 | sec.gov |
| Coach Holdings, LLC | Other | Covington | LA | $4,255,000 | $7,000,000 | 11 | Jun 27 | sec.gov |
| Smart Dash SF, Inc. | Other Technology | San Francisco | CA | $2,999,998 | $3,499,998 | 5 | Jun 27 | sec.gov |
| NativState LLC | Environmental Services | Conway | AR | $2,562,345 | $10,000,000 | 7 | Jun 27 | sec.gov |
| WavMaker, Inc. | Other Technology | Franklin | TN | $2,500,000 | $5,000,000 | 1 | Jun 27 | sec.gov |
| EMF Fort Myers II, LP | Commercial | Plano | TX | $1,945,000 | $7,000,000 | 16 | Jun 27 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $1,894,300 | $100,000,000 | 17 | Jun 27 | sec.gov |
| UltraScale Digital Infrastructure, Inc. | Other Technology | San Ramon | CA | $1,576,700 | $1,999,999 | 3 | Jun 27 | sec.gov |
| CellarTracker! LLC | Other Technology | Seattle | WA | $1,500,000 | $3,500,000 | 2 | Jun 27 | sec.gov |
| Craftie Fox, Inc. | Other Technology | Miami | FL | $1,444,212 | $3,000,000 | 12 | Jun 27 | sec.gov |
| OPEN DOORS PARTNERS, LLC | Other | Woodside | CA | $1,410,000 | $1,410,000 | 5 | Jun 27 | sec.gov |
| Bravo Mining Corp. | Other | Rio De Janeiro | $1,393,644 | $1,393,644 | 62 | Jun 27 | sec.gov | |
| Sherman Asset I LLC | Residential | Richardson | TX | $1,300,000 | $2,000,000 | 11 | Jun 27 | sec.gov |
| Acretrader 241, LLC | Other Real Estate | Fayetteville | AR | $1,295,000 | $1,295,000 | 59 | Jun 27 | sec.gov |
| SWARM Engineering, Inc. | Other Technology | Irvine | CA | $1,033,980 | $1,500,000 | 4 | Jun 27 | sec.gov |
| Esmeralda Land Company, LP | Other Real Estate | Miami Beach | FL | $905,000 | $3,000,000 | 9 | Jun 27 | sec.gov |
| 787 Ortho ASC LLC | Other Health Care | New York | NY | $864,000 | $980,000 | 18 | Jun 27 | sec.gov |
| Sportcor Technologies Ltd | Other | Queensland | $800,000 | $2,000,000 | 3 | Jun 27 | sec.gov | |
| Nemedio, Inc. | Other Technology | New York | NY | $754,730 | $1,500,000 | 2 | Jun 27 | sec.gov |
| Sago Raleigh Industrial, LLC | Commercial | College Station | TX | $700,000 | $700,000 | 10 | Jun 27 | sec.gov |
| Kindly Human, Inc. | Other Technology | Dallas | TX | $599,577 | $3,000,000 | 3 | Jun 27 | sec.gov |
| POINT OF PINES - A SERIES OF VUCP FUND LLC | Other | Austin | TX | $578,500 | $578,500 | 16 | Jun 27 | sec.gov |
| Toro Management LLC | Other Health Care | Phoenix | AZ | $570,000 | $700,000 | 8 | Jun 27 | sec.gov |
| Gradual,Inc. | Computers | Daly City | CA | $550,000 | $1,000,000 | 2 | Jun 27 | sec.gov |
| Suay, Inc. | Retailing | Los Angeles | CA | $450,000 | $3,000,000 | 2 | Jun 27 | sec.gov |
| Flion Energy, Inc. | Other Energy | Pasadena | CA | $450,000 | $675,000 | 2 | Jun 27 | sec.gov |
| HeyKiddo, LLC | Other | Philadelphia | PA | $400,000 | $600,000 | 2 | Jun 27 | sec.gov |
| Unitus.AI, Inc. | Other Technology | Greenfield | IN | $324,500 | $439,500 | 7 | Jun 27 | sec.gov |
| JGABRIEL VENTURES LLC (amended) | Investing | New York | NY | $250,000 | $250,000 | 5 | Jun 27 | sec.gov |
| TEMPUS EVERGREEN, INC. | REITS and Finance | Little Rock | AR | $217,000 | $55,829,000 | 3 | Jun 27 | sec.gov |
| Parsimed, LLC | Other Health Care | Hackensack | NJ | $200,000 | $1,000,000 | 1 | Jun 27 | sec.gov |
| Yieldblock, LLC | Other Banking and Financial Services | Saint Petersburg | FL | $200,000 | $1,000,000 | 17 | Jun 27 | sec.gov |
| BlueOne Card, Inc. | Other | Newport Beach | CA | $200,000 | $200,000 | 1 | Jun 27 | sec.gov |
| HIGHWAY 50 GOLD CORP. | Other | Vancouver | $185,794 | $433,520 | 2 | Jun 27 | sec.gov | |
| POLLIE, INC. | Other Technology | Denver | CO | $120,000 | Indefinite | 1 | Jun 27 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $80,645 | $300,000,000 | 0 | Jun 27 | sec.gov |
| SmartRank Inc. | Other | Westminster | CO | $75,000 | $500,000 | 1 | Jun 27 | sec.gov |
| Mattereum Group Ltd | Other Technology | London | $75,000 | Indefinite | 1 | Jun 27 | sec.gov | |
| Nine Mile Metals Ltd. | Other | Vancouver | $70,753 | $70,753 | 3 | Jun 27 | sec.gov | |
| Calledit Games Corp. | Other Technology | Aliso Viejo | CA | $69,200 | $400,000 | 6 | Jun 27 | sec.gov |
| White Wolf Private Fund Partners LLC | Other | Miami | FL | $50,000 | Indefinite | 1 | Jun 27 | sec.gov |
| Dublin Surgery Center, LLC | Other Health Care | Dublin | OH | $40,000 | $40,000 | 1 | Jun 27 | sec.gov |
| Allied Resource Partners Hall Estate, LP | Investing | Denver | CO | $36,000 | $3,600,000 | 1 | Jun 27 | sec.gov |
| Torev Corp | Other Technology | Arlington | VA | $35,000 | Indefinite | 1 | Jun 27 | sec.gov |
| Handprint Ventures SPC | Other Technology | Mercer Island | WA | $25,000 | $625,000 | 1 | Jun 27 | sec.gov |
| White Wolf Private Credit Partners LLC | Other | Miami | FL | $20,000 | Indefinite | 1 | Jun 27 | sec.gov |
| HF Lanier Islands LLC | Other Real Estate | Indianapolis | IN | $0 | $1,128,000 | 0 | Jun 27 | sec.gov |
| Lynn Park Investment LLC | Commercial | Miami | FL | $0 | $1,900,000 | 0 | Jun 27 | sec.gov |
| MESA RE FUND II LLC | Commercial | Cincinnati | OH | $0 | $10,000,000 | 0 | Jun 27 | sec.gov |
| CROWD CAPITAL INVESTMENTS LLC | Commercial | Elko | NV | $0 | $20,000,000 | 0 | Jun 27 | sec.gov |
| BSC 3 LLC | Other Health Care | Scottsdale | AZ | $0 | $1,176,000 | 0 | Jun 27 | sec.gov |
| DeRosa Income Fund LLC | Other Real Estate | New Hope | PA | $0 | $20,000,000 | 0 | Jun 27 | sec.gov |
| ARC Gates at South Bend, LLC | Residential | Irvine | CA | $0 | $6,900,000 | 0 | Jun 27 | sec.gov |
| Lost Chair, LLC | Manufacturing | Wilmington | NC | $0 | $200,000 | 0 | Jun 27 | sec.gov |
| SCA-Gladiolus, LLC | Other Health Care | Fort Myers | FL | $0 | $60,000 | 0 | Jun 27 | sec.gov |
| Meridian Bravo Investment Company, LLC | Other | New York | NY | $0 | Indefinite | 0 | Jun 27 | sec.gov |
| Silver Bay Seafoods-Kodiak, LLC | Other | Sitka | AK | $0 | $3,800,000 | 0 | Jun 27 | sec.gov |
June 28, 2023 · June 26, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.