Data / Form D filings / Jun 28
Form D filings, June 28, 2023: 89 companies raised $735.3 million
89 operating companies filed a Form D on June 28, 2023, reporting $735.3 million sold. Largest: HPA SPQ Topco, LP ($162.3 million), Strategic Storage Growth Trust III, Inc. ($82.3 million), Welltower OP LLC ($77 million). The median filing is $2.2 million, and 164 pooled investment funds also filed that day.
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- 89Form D filings
- $735.3 millionreported sold
- $2.2 millionmedian amount sold
- TXmost filings (14)
Most filings by state: TX 14, NY 13, CA 10, WA 5, VA 3. By industry: Other Technology 24, Other 19, Commercial 12, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HPA SPQ Topco, LP | Other Technology | New York | NY | $162,345,178 | $162,345,178 | 20 | Jun 28 | sec.gov |
| Strategic Storage Growth Trust III, Inc. (amended) | REITS and Finance | Ladera Ranch | CA | $82,258,736 | $275,000,000 | 1003 | Jun 28 | sec.gov |
| Welltower OP LLC (amended) | REITS and Finance | Toledo | OH | $77,017,904 | Indefinite | 28 | Jun 28 | sec.gov |
| HighFive Healthcare TopCo, LLC | Other Health Care | Birmingham | AL | $53,000,000 | $53,000,000 | 2 | Jun 28 | sec.gov |
| HighFive Healthcare TopCo, LLC | Other Health Care | Birmingham | AL | $47,664,353 | $47,664,353 | 96 | Jun 28 | sec.gov |
| Goodman Capital Liquid Credit Strategy Fund I LLC (amended) | REITS and Finance | Great Neck | NY | $45,668,130 | $46,000,000 | 173 | Jun 28 | sec.gov |
| Pelage Pharmaceuticals, Inc. | Pharmaceuticals | Los Angeles | CA | $16,749,994 | $16,749,994 | 6 | Jun 28 | sec.gov |
| Six/Ten Group, LLC (amended) | Other | Winter Haven | FL | $16,668,702 | $20,000,041 | 42 | Jun 28 | sec.gov |
| Healing Humanity Productions, Inc. | Other | San Francisco | CA | $14,999,999 | $14,999,999 | 2 | Jun 28 | sec.gov |
| Sevco Security, Inc. | Other Technology | Austin | TX | $14,999,998 | $16,999,997 | 4 | Jun 28 | sec.gov |
| SmartKem, Inc. (amended) | Other Technology | Manchester | $14,329,065 | $14,329,065 | 89 | Jun 28 | sec.gov | |
| Noa Associates, L.P. | Commercial | Blue Bell | PA | $14,000,000 | $14,000,000 | 106 | Jun 28 | sec.gov |
| Driftwood Golf Club Development, Inc. (amended) | Other | Scottsdale | AZ | $14,000,000 | $51,800,000 | 133 | Jun 28 | sec.gov |
| Range Finance, Inc. | Other Technology | Mclean | VA | $12,675,180 | $12,999,991 | 24 | Jun 28 | sec.gov |
| Voxel Labs Inc. | Other Technology | San Francisco | CA | $12,000,000 | $12,000,000 | 4 | Jun 28 | sec.gov |
| Virtual Incision Corp | Biotechnology | Lincoln | NE | $10,971,230 | $22,499,999 | 33 | Jun 28 | sec.gov |
| ARIX Technologies, Inc. (amended) | Other Technology | Jackson | LA | $10,314,730 | $10,314,730 | 17 | Jun 28 | sec.gov |
| HFS Laredo Industrial, LP | Other Real Estate | Dallas | TX | $10,100,000 | $10,100,000 | 79 | Jun 28 | sec.gov |
| Rimkus Holdings, LLC (amended) | Other | Houston | TX | $8,044,625 | $10,000,000 | 63 | Jun 28 | sec.gov |
| Filo Mining Corp. | Other | Vancouver | $7,478,209 | $7,478,209 | 14 | Jun 28 | sec.gov | |
| WHICRE South Reno Industrial Partners I LLC | Commercial | Chicago | IL | $7,300,000 | $7,300,000 | 14 | Jun 28 | sec.gov |
| Truewerk, Inc. | Other | Denver | CO | $7,000,000 | $7,000,000 | 2 | Jun 28 | sec.gov |
| Cytosolix, Inc. | Biotechnology | Tolland | CT | $6,605,171 | $6,605,171 | 12 | Jun 28 | sec.gov |
| HelloJoy, Inc. | Other Technology | Chicago | IL | $6,584,996 | $6,584,996 | 9 | Jun 28 | sec.gov |
| REFRAME HEALTH, INC. (amended) | Other | San Francisco | CA | $5,102,021 | $5,102,021 | 46 | Jun 28 | sec.gov |
| Complete Sleep, Inc. | Other Health Care | Larchmont | NY | $5,000,000 | $5,000,000 | 4 | Jun 28 | sec.gov |
| Vespucci Transcend SPV I, LLC, Series 1 Transcend | Investing | Spicewood | TX | $4,620,000 | $4,620,000 | 2 | Jun 28 | sec.gov |
| Raymond Thomas Holdings, Inc. | Other | Mount Kisco | NY | $4,000,000 | $4,000,000 | 16 | Jun 28 | sec.gov |
| 315 Elizabeth LLC | Commercial | Lenoir | NC | $3,000,000 | $3,000,000 | 9 | Jun 28 | sec.gov |
| MWR TopCo, LLC | Other | Carmel | IN | $2,900,000 | $2,900,000 | 7 | Jun 28 | sec.gov |
| Southern Star Storage IV - Rockport DST | Commercial | Houston | TX | $2,891,104 | $3,433,109 | 3 | Jun 28 | sec.gov |
| LAKE LANIER STORAGE PARTNERS, LLC | Other Real Estate | Villa Park | CA | $2,850,000 | $5,000,000 | 7 | Jun 28 | sec.gov |
| EOF Real Property II, LLC | Residential | Boston | MA | $2,800,000 | $11,200,000 | 12 | Jun 28 | sec.gov |
| Lulu Snacks Inc. | Other | Madison | NJ | $2,183,500 | $3,500,000 | 24 | Jun 28 | sec.gov |
| Abside Networks, Inc. | Telecommunications | Acton | MA | $2,000,338 | $2,000,338 | 1 | Jun 28 | sec.gov |
| Cedar Cove RV Holdco, LLC | Other Real Estate | Roanoke | VA | $1,900,000 | $1,900,000 | 13 | Jun 28 | sec.gov |
| BRAINCHAIN.AI INC. | Other | New York | NY | $1,894,999 | $3,000,011 | 1 | Jun 28 | sec.gov |
| Inaru Valley LLC | Other | San Juan | PR | $1,800,000 | $3,000,000 | 2 | Jun 28 | sec.gov |
| Cedar Cove RV Holdco, LLC (amended) | Other Real Estate | Roanoke | VA | $1,675,000 | $1,675,000 | 13 | Jun 28 | sec.gov |
| Prosper Tech, Inc. | Other Technology | New York | NY | $1,600,000 | $4,500,000 | 4 | Jun 28 | sec.gov |
| UltraScale Digital Infrastructure, Inc. (amended) | Other Technology | San Ramon | CA | $1,576,700 | $1,999,999 | 3 | Jun 28 | sec.gov |
| 4L Data Intelligence, Inc. | Other Technology | San Ramon | CA | $1,500,000 | Indefinite | 1 | Jun 28 | sec.gov |
| Singuli, Inc. | Other | Brooklyn | NY | $1,450,000 | $1,500,000 | 5 | Jun 28 | sec.gov |
| PostProcess Technologies, Inc. | Other Technology | Buffalo | NY | $1,440,000 | $3,000,000 | 17 | Jun 28 | sec.gov |
| Beyond Air, Inc. | Biotechnology | Garden City | NY | $1,375,000 | $1,375,000 | 2 | Jun 28 | sec.gov |
| RCP Kodiak Lake Adult Living, LLC | Other Real Estate | Dallas | TX | $1,343,200 | $11,300,000 | 146 | Jun 28 | sec.gov |
| Upswing International, Inc. | Other Technology | Austin | TX | $1,088,122 | $2,000,000 | 2 | Jun 28 | sec.gov |
| Technocentra Group, Inc. | Other Technology | Bloomington | IL | $1,000,000 | $1,500,000 | 1 | Jun 28 | sec.gov |
| GenHydro Inc. | Other Energy | Lancaster | PA | $1,000,000 | $1,000,000 | 0 | Jun 28 | sec.gov |
| REEM Capital OK IV LP | Oil and Gas | Edmond | OK | $875,000 | $875,000 | 11 | Jun 28 | sec.gov |
| MWR TopCo, LLC | Other | Carmel | IN | $775,000 | $775,000 | 4 | Jun 28 | sec.gov |
| First Wave BioPharma, Inc. | Biotechnology | Boca Raton | FL | $431,083 | $431,083 | 1 | Jun 28 | sec.gov |
| Prose LLC | Other Technology | Edmonds | WA | $350,000 | $350,000 | 1 | Jun 28 | sec.gov |
| NESTOR EHR, LLC | Other Technology | Sunset | LA | $330,000 | $1,000,000 | 6 | Jun 28 | sec.gov |
| Max Travel, Inc. (amended) | Other Technology | Los Angeles | CA | $320,000 | Indefinite | 6 | Jun 28 | sec.gov |
| WebinarTV Inc | Other Technology | Valley Center | CA | $280,000 | $280,000 | 5 | Jun 28 | sec.gov |
| Cobb CC Industrial Property Investors LP | Commercial | Dallas | TX | $275,000 | $12,180,767 | 3 | Jun 28 | sec.gov |
| FloSpine Holdings, Inc. | Other Health Care | Boca Raton | FL | $225,000 | $1,000,000 | 3 | Jun 28 | sec.gov |
| BlackRidge Clearfork Partners Ltd | Oil and Gas | Lexington | KY | $185,000 | $347,812 | 3 | Jun 28 | sec.gov |
| Farmshelf Corp | Other Technology | Brooklyn | NY | $132,000 | $4,000,000 | 4 | Jun 28 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Jun 28 | sec.gov |
| APO Casa, LLC | Commercial | Houston | TX | $50,000 | $3,000,000 | 1 | Jun 28 | sec.gov |
| Shaw Circle Capital LLC | Other Banking and Financial Services | Mt. Pleasant | SC | $50,000 | $5,000,000 | 2 | Jun 28 | sec.gov |
| LNPR GROUP INC. | Other | Salt Lake City | UT | $50,000 | $50,000 | 1 | Jun 28 | sec.gov |
| BioSynchronicity Corp | Biotechnology | Spokane | WA | $25,000 | $200,000 | 2 | Jun 28 | sec.gov |
| Leith Medical, Inc. | Other Health Care | Austin | TX | $19,999 | $1,000,000 | 1 | Jun 28 | sec.gov |
| Hama Ventures, Inc. | Other | Brooklyn | NY | $15,000 | $250,000 | 3 | Jun 28 | sec.gov |
| SQE Holdings LLC | Other Technology | East Greenwich | RI | $0 | $10,000,000 | 0 | Jun 28 | sec.gov |
| Atlante Michigan Fund 1 LLC | Commercial | Farmington Hills, | MI | $0 | $2,500,000 | 0 | Jun 28 | sec.gov |
| Hembal Labs Inc | Other | Dover | DE | $0 | $10,000,000 | 0 | Jun 28 | sec.gov |
| CBUS Hotels, LLC | Tourism and Travel Services | Columbus | NE | $0 | $5,250,000 | 0 | Jun 28 | sec.gov |
| 1130 RAINIER C QOF, LLC | Other Real Estate | Seattle | WA | $0 | $3,000,000 | 0 | Jun 28 | sec.gov |
| Correctional Recovery, LLC | Other | Cleveland | OH | $0 | $450,000 | 0 | Jun 28 | sec.gov |
| We Eat Dreams Ltd Liability Co | Other | New York | NY | $0 | $7,000,000 | 0 | Jun 28 | sec.gov |
| Outpost Dundee, LLC | Commercial | Portland | OR | $0 | $15,000,000 | 0 | Jun 28 | sec.gov |
| Broomfield Storage Development LLC | Commercial | Denver | CO | $0 | $5,000,000 | 0 | Jun 28 | sec.gov |
| FSC Industrial Portfolio 27, DST (amended) | Other Real Estate | Wall | NJ | $0 | $78,325,000 | 0 | Jun 28 | sec.gov |
| Coffee Mountain Properties Fund LLC | Commercial | Oklahoma City | OK | $0 | Indefinite | 0 | Jun 28 | sec.gov |
| AUDAZZIO INC. (amended) | Other Technology | San Antonio | TX | $0 | $2,000,000 | 0 | Jun 28 | sec.gov |
| Sports Sonar Inc. | Other Technology | San Antonio | TX | $0 | $2,000,000 | 0 | Jun 28 | sec.gov |
| TerraZero Technologies Inc. | Other Technology | Vancouver | $0 | Indefinite | 1 | Jun 28 | sec.gov | |
| Avawatz Company, Inc | Other Technology | Dallas | TX | $0 | $5,000,000 | 0 | Jun 28 | sec.gov |
| N303, LLC | Commercial | Scottsdale | AZ | $0 | $8,500,000 | 0 | Jun 28 | sec.gov |
| San Gabriel Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $3,500,000 | 0 | Jun 28 | sec.gov |
| MLK & OTHELLO QOZB, LLC | Other Real Estate | Seattle | WA | $0 | $17,500,000 | 0 | Jun 28 | sec.gov |
| Skyre, Inc. | Other Technology | East Hartford | CT | $0 | $1,000,000 | 0 | Jun 28 | sec.gov |
| MLK & OTHELLO QOF, LLC | Other Real Estate | Seattle | WA | $0 | $2,500,000 | 0 | Jun 28 | sec.gov |
| Afaxys, Inc. | Business Services | Charleston | SC | $0 | $46,847,984 | 0 | Jun 28 | sec.gov |
| Kellbenx Inc. | Biotechnology | Great River | NY | $0 | $2,500,000 | 0 | Jun 28 | sec.gov |
June 29, 2023 · June 27, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.