Data / Form D filings / SWARM Engineering, Inc.
SWARM Engineering, Inc.: Form D filings
SWARM Engineering, Inc., a technology company in Irvine, CA, filed 9 Form D notices with the SEC between 2020 and 2026. The latest, on June 9, 2026, reports $10.2 million sold of a $10.2 million offering to 13 investors.
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Company details from the filing
- Address
- 5319 UNIVERSITY DRIVE PMB 7214, Irvine, CA, 92612
- Phone
- (949) 861-1584
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1823602
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 9, 2026 | Amendment | $10,151,260 | $10,151,260 | 13 | Oct 30, 2024 | sec.gov | |
| Nov 4, 2024 | New notice | $7,000,000 | $4,511,260 | $2,488,740 | 5 | Oct 30, 2024 | sec.gov |
| Jun 10, 2024 | New notice | $1,500,000 | $367,000 | $1,133,000 | 2 | May 28, 2024 | sec.gov |
| Jun 27, 2023 | New notice | $1,500,000 | $1,033,980 | $466,020 | 4 | Jun 16, 2023 | sec.gov |
| Jun 29, 2022 | Amendment | $4,000,000 | $4,000,000 | 7 | Nov 2, 2021 | sec.gov | |
| Nov 4, 2021 | New notice | $1,500,000 | $1,100,000 | $400,000 | 3 | Nov 2, 2021 | sec.gov |
| Mar 31, 2021 | Amendment | $2,740,279 | $2,740,279 | 8 | Aug 31, 2020 | sec.gov | |
| Sep 8, 2020 | New notice | $474,573 | $474,573 | 2 | Aug 31, 2020 | sec.gov | |
| Sep 8, 2020 | New notice | $2,000,000 | $1,150,000 | $850,000 | 2 | Aug 31, 2020 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Anthony Howcroft | Director | |
| Mike Wise | Director | |
| Kurt Heikkinen | Director | |
| Vikram Sharma | Director | |
| Shail Khiyara | Executive Officer, Director | |
| Kirk Haney | Director |
Other technology companies in California that filed recently
- OutLens, Inc. $32,000 · Nov 2, 2026
- ECFX, Inc. offering · Nov 2, 2026
- Redwagon Systems Inc. $1.2 million · Oct 30, 2026
- General Compute Inc. $132.2 million · Oct 30, 2026
- Promptiva Health Inc. offering · Oct 30, 2026
- thenevercompany.ai Inc. $200,000 · Oct 29, 2026
Every Form D from the week of Jun 8, 2026 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what SWARM Engineering, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.