Form D filings, June 20, 2023: 109 companies raised $19.66 billion

Name: Form D filings, June 20, 2023: 109 companies raised $19.66 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

109 operating companies filed a Form D on June 20, 2023, reporting $19.66 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.69 billion), Nationwide PPVUL Separate Account - 6 ($4.99 billion), Nationwide PPVUL Separate Account - 4 ($2.65 billion). The median filing is $1.9 million, and 99 pooled investment funds also filed that day.

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109Form D filings
$19.66 billionreported sold
$1.9 millionmedian amount sold
TXmost filings (17)

Most filings by state: TX 17, CA 9, NY 9, OH 9, FL 7. By industry: Other Technology 29, Other 20, Other Real Estate 12, Commercial 10.

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)	Insurance	Columbus	OH	$9,691,243,850	Indefinite	448	Jun 20	sec.gov
Nationwide PPVUL Separate Account - 6 (amended)	Insurance	Columbus	OH	$4,987,251,587	Indefinite	25	Jun 20	sec.gov
Nationwide PPVUL Separate Account - 4 (amended)	Insurance	Columbus	OH	$2,646,000,000	Indefinite	7	Jun 20	sec.gov
NHIT: Core Disciplined Alpha Trust (amended)	Investing	Boston	MA	$1,148,169,334	Indefinite	18	Jun 20	sec.gov
Nationwide PPVUL Separate Account - 3 (amended)	Insurance	Columbus	OH	$423,458,011	Indefinite	84	Jun 20	sec.gov
Nationwide Private Placement Variable Account - E (amended)	Insurance	Columbus	OH	$133,364,197	Indefinite	4	Jun 20	sec.gov
LEXICON PHARMACEUTICALS, INC.	Pharmaceuticals	The Woodlands	TX	$72,215,130	$72,215,130	1	Jun 20	sec.gov
LaLa Land Kind Cafe, LLC	Restaurants	Dallas	TX	$60,000,000	$60,000,000	3	Jun 20	sec.gov
DGB USA Inc.	Other Technology	Weston	FL	$52,175,301	$61,879,907	11	Jun 20	sec.gov
Nationwide PPVUL Separate Account 7 (amended)	Insurance	Columbus	OH	$45,154,163	Indefinite	2	Jun 20	sec.gov
CF Legacy at Fox Valley Multifamily DST (amended)	Residential	New York	NY	$43,606,648	$57,225,000	93	Jun 20	sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)	Insurance	Columbus	OH	$39,296,036	Indefinite	12	Jun 20	sec.gov
REC Allston Co-Investors, L.P.	Commercial	Atlanta	GA	$31,578,947	$31,578,947	2	Jun 20	sec.gov
Telesis Bio Inc.	Other Health Care	San Diego	CA	$28,000,000	$74,200,000	4	Jun 20	sec.gov
Biopharmaceutical Research Co (amended)	Other Technology	Castroville	CA	$23,156,923	$23,156,923	36	Jun 20	sec.gov
MCI PREFERRED INCOME FUND VI, LLC (amended)	Other Real Estate	Dallas	TX	$18,781,091	$500,000,000	73	Jun 20	sec.gov
Material Evolution Inc.	Other Technology	Dover	DE	$18,770,994	$18,770,994	11	Jun 20	sec.gov
Bitvore Corp. (amended)	Other Technology	Aliso Viejo	CA	$12,774,858	Indefinite	6	Jun 20	sec.gov
CWS SAF XIV QPF, LLC (amended)	Other Real Estate	Newport Beach	CA	$12,101,195	$50,000,000	0	Jun 20	sec.gov
SixMap, Inc.	Other Technology	Pasadena	MD	$11,758,729	$11,758,729	5	Jun 20	sec.gov
Asaas Ltd	Other Banking and Financial Services	Joinville		$10,971,517	$27,474,673	4	Jun 20	sec.gov
CA Land Group, LLC	Residential	Blue Bell	PA	$10,750,000	$10,750,000	93	Jun 20	sec.gov
UCAN Co	Other	Woodbridge	CT	$10,505,479	$10,505,479	16	Jun 20	sec.gov
Nationwide PPVUL Separate Account - 5 (amended)	Insurance	Columbus	OH	$10,082,135	Indefinite	6	Jun 20	sec.gov
COPILOT CORP.	Other Technology	Chicago	IL	$9,900,001	$10,000,000	7	Jun 20	sec.gov
Legacy Tower EB-5 Lender, LLC	Other	Miami	FL	$9,040,000	$75,800,000	96	Jun 20	sec.gov
Vantage Acquisition Partners, LLC (amended)	Other Real Estate	Bloomfield Hills	MI	$7,600,000	$7,600,000	11	Jun 20	sec.gov
Global Publishing Interactive, Inc.	Other Technology	New York	NY	$6,521,191	$9,521,190	17	Jun 20	sec.gov
500 Northwest 63rd Street, LLC	Commercial	Pasadena	CA	$4,825,000	$10,250,000	35	Jun 20	sec.gov
Surround Medical Systems, Inc.	Manufacturing	Morrisville	NC	$4,399,500	$10,000,000	74	Jun 20	sec.gov
AgEagle Aerial Systems Inc.	Other Technology	Wichita	KS	$4,180,000	$4,180,000	3	Jun 20	sec.gov
FarmTogether Hidden Oaks, LLC	Other Real Estate	Lewes	DE	$4,046,136	$4,046,136	137	Jun 20	sec.gov
FAIRMINT INC (amended)	Other Technology	Dover	DE	$3,620,950	Indefinite	74	Jun 20	sec.gov
Evolve Bits, Inc. (amended)	Other Technology	New York	NY	$3,505,949	$3,505,980	29	Jun 20	sec.gov
BBOK Holding Company, LLC	Commercial	Southlake	TX	$3,500,000	$3,750,000	16	Jun 20	sec.gov
Built for Teams, Inc.	Other Technology	Salt Lake City	UT	$3,500,000	$4,750,000	10	Jun 20	sec.gov
NEMO Arms, Inc. (amended)	Other	Kalispell	MT	$3,500,000	$5,000,000	7	Jun 20	sec.gov
AMBOSS TECHNOLOGIES, INC.	Other Technology	Portland	OR	$3,236,483	$3,236,483	8	Jun 20	sec.gov
Chartwell Parent, Inc.	Other	New York	NY	$3,197,600	$3,197,600	15	Jun 20	sec.gov
CWS SAF XIV QI, LLC (amended)	Other Real Estate	Newport Beach	CA	$3,193,319	$50,000,000	0	Jun 20	sec.gov
Chromatic 3D Materials Inc. (amended)	Other Technology	Golden Valley	MN	$3,118,500	$3,118,500	23	Jun 20	sec.gov
Humalytix, LLC	Other Technology	Mansfield	GA	$2,562,496	$2,562,496	23	Jun 20	sec.gov
Syr Corp.	Other	Jersey City	NJ	$2,410,000	$2,410,000	10	Jun 20	sec.gov
Epona Ventures LLC	Other	New York	NY	$2,250,000	$2,250,000	4	Jun 20	sec.gov
Dock Health Inc.	Other Technology	Great Barrington	MA	$2,041,690	$2,041,690	9	Jun 20	sec.gov
Airx Health Software, Inc.	Other Technology	Pacific Grove	CA	$1,900,000	$2,000,000	2	Jun 20	sec.gov
24TH ESTATE LLC	Commercial	North Miami Beach	FL	$1,800,000	$1,800,000	4	Jun 20	sec.gov
HORD COPLAN MACHT, INC. (amended)	Other	Baltimore	MD	$1,765,875	$1,990,875	59	Jun 20	sec.gov
169 City Hall LLC	Commercial	North Miami Beach	FL	$1,750,000	$1,750,000	13	Jun 20	sec.gov
RAIN Platforms Inc.	Other Technology	Liberty Hill	TX	$1,549,999	$2,000,000	2	Jun 20	sec.gov
Innovative Perioperative Technologies, LLC	Other Health Care	Portsmouth	NH	$1,520,000	$4,000,000	21	Jun 20	sec.gov
Whole & Free Foods, LLC	Retailing	Chicago	IL	$1,500,000	$1,500,000	21	Jun 20	sec.gov
BETTERHEALTHCARE INC.	Other Health Care	Port Jefferson	NY	$1,500,000	$1,500,000	1	Jun 20	sec.gov
Channel19, Inc.	Other	Fremont	CA	$1,449,998	$2,500,000	5	Jun 20	sec.gov
LCG 2933b LLC	Other	Summit	NJ	$1,400,000	$5,000,000	18	Jun 20	sec.gov
Marin Brands Inc.	Other	South Portland	ME	$1,325,000	$1,500,000	7	Jun 20	sec.gov
Zyus Life Sciences Inc.	Other Health Care	Saskatoon		$1,147,152	$1,147,152	6	Jun 20	sec.gov
pumpspotting, Inc.	Other Technology	Eliot	ME	$1,000,000	$2,000,000	3	Jun 20	sec.gov
OSS Global, Inc. (amended)	Other Technology	Austin	TX	$866,000	$2,000,000	7	Jun 20	sec.gov
OSS Global, Inc.	Other Technology	Austin	TX	$866,000	$2,000,000	7	Jun 20	sec.gov
Weaver Flex LLC	Other Real Estate	Westerville	OH	$825,000	$1,000,000	20	Jun 20	sec.gov
Exaloop, Inc.	Other Technology	Brookline	MA	$825,000	$1,500,000	3	Jun 20	sec.gov
AMBOSS TECHNOLOGIES, INC.	Other Technology	Portland	OR	$800,000	$800,000	6	Jun 20	sec.gov
Volli Entertainment LLC	Other	Charleston	SC	$750,000	$4,800,000	6	Jun 20	sec.gov
Alpine Advanced Materials, LLC	Other Technology	Dallas	TX	$750,000	$5,000,000	3	Jun 20	sec.gov
Columbia Power Technologies, Inc.	Other Energy	Charlottesville	VA	$750,000	$4,000,000	1	Jun 20	sec.gov
LifeSpot Technology, Inc.	Other Technology	Parker	CO	$749,998	$2,031,300	2	Jun 20	sec.gov
Gaingels Spark IV LLC (amended)	Other	Burlington	VT	$682,200	$682,200	31	Jun 20	sec.gov
1054-56 N Ashland Holdings LLC	Commercial	Chicago	IL	$655,000	$655,000	0	Jun 20	sec.gov
Apache Capital Management, LLC	Investing	Dallas	TX	$500,000	$500,000	10	Jun 20	sec.gov
Oakridge Dairy LLC	Agriculture	Ellington	CT	$495,071	$495,071	15	Jun 20	sec.gov
Gaingels Rewind AI LLC	Other	Burlington	VT	$478,723	$478,723	37	Jun 20	sec.gov
WMHIP, LLC	Other Real Estate	Louisville	KY	$469,500	$469,500	29	Jun 20	sec.gov
Windsor Court SC Realty Fund LLC	Other Real Estate	Red Bank	NJ	$400,000	$11,912,142	6	Jun 20	sec.gov
Louisville HIP, LLC	Other Real Estate	Louisville	KY	$365,000	$365,000	6	Jun 20	sec.gov
Battery Electron Transport Associates, Inc.	Other Technology	Salt Lake City	UT	$346,800	$400,000	9	Jun 20	sec.gov
Relevant Gold Corp.	Other	Vancouver		$220,631	$220,631	6	Jun 20	sec.gov
W4 LABS INC.	Other Technology	Tempe	AZ	$205,000	$205,000	8	Jun 20	sec.gov
RESOLUTE RESOURCES LTD./CAN	Oil and Gas	Calgary		$202,698	$405,395	6	Jun 20	sec.gov
HandsDown, Inc.	Other Technology	Burlington	VT	$200,000	$300,000	4	Jun 20	sec.gov
feta Labs Inc.	Other Technology	Wilmington	DE	$180,000	$180,000	5	Jun 20	sec.gov
Harvest Invest - 057 LLC (A series of Harvest Invest LLC)	Investing	Fort Worth	TX	$155,000	$860,000	11	Jun 20	sec.gov
MicroNeb, Inc.	Pharmaceuticals	St. Petersburg	FL	$150,000	$1,250,000	2	Jun 20	sec.gov
Gaingels MasonHub 2023 LLC	Other	Burlington	VT	$100,000	$100,000	9	Jun 20	sec.gov
USEDC 2023 Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$53,763	$300,000,000	0	Jun 20	sec.gov
NPL 4 L.P.	Other Real Estate	New York	NY	$50,000	$2,178,000	1	Jun 20	sec.gov
USEDC 2023 Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$50,000	$300,000,000	0	Jun 20	sec.gov
Memoro, Inc.	Other Technology	South Portland	ME	$50,000	$300,000	1	Jun 20	sec.gov
SANTIAGO COLUMBIA VILLAGE LLC	Other	Orange	CA	$50,000	$50,000	1	Jun 20	sec.gov
Avid Realty Partners LLC	Residential	New York	NY	$50,000	Indefinite	1	Jun 20	sec.gov
Newco Cumming LLC	Residential	Roswell	GA	$36,800	$400,000	2	Jun 20	sec.gov
Gaingels Karma Bio LLC	Other	Burlington	VT	$30,691	$30,691	14	Jun 20	sec.gov
DW COLORADO #1 LP	Oil and Gas	Irving	TX	$0	$750,000	0	Jun 20	sec.gov
DW COLORADO #2 LP	Oil and Gas	Irving	TX	$0	$750,000	0	Jun 20	sec.gov
MedMama, LLC	Other	Anchorage	AK	$0	$3,000,000	0	Jun 20	sec.gov
Gateway Point Investor LLC	Other Real Estate	Baltimore	MD	$0	Indefinite	0	Jun 20	sec.gov
HF North Arlington LLC	Other Real Estate	Indianapolis	IN	$0	$725,000	0	Jun 20	sec.gov
DELOU REAL ESTATE CORP	Commercial	Cape Coral	FL	$0	$500,000,000	0	Jun 20	sec.gov
Advenir MOB Investors IV, LP	Commercial	Aventura	FL	$0	$13,525,000	0	Jun 20	sec.gov
Empire Village at Centerpoint Station, LLC	Residential	Scottsdale	AZ	$0	$40,000,000	0	Jun 20	sec.gov
CP Memory Care of Jacksonville (TX) LLC (amended)	Commercial	Dallas	TX	$0	$1,000,000	0	Jun 20	sec.gov
Aton Holdings Inc.	Other Health Care	Kansas City	MO	$0	$5,000,000	0	Jun 20	sec.gov
Legacy Income Fund, LLC (amended)	Other	Albuquerque	NM	$0	$10,000,000	0	Jun 20	sec.gov
Elegment Income Fund, LLC	Other	Lewes	DE	$0	$20,000,000	0	Jun 20	sec.gov
Financial Gravity Companies, Inc.	Investing	Lakeway	TX	$0	$100,000	1	Jun 20	sec.gov
Fairway America, LLC	Investing	Portland	OR	$0	$10,000,000	0	Jun 20	sec.gov
Magothy Associates LLLP	Commercial	Baltimore	MD	$0	$1,200,000	0	Jun 20	sec.gov
LabLabee Inc.	Telecommunications	New York	NY	$0	Indefinite	16	Jun 20	sec.gov
A.N. Global Group Holdings LTD	Other Energy	Arlington	TX	$0	$5,000,000	0	Jun 20	sec.gov

June 21, 2023 · June 16, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.