Data / Form D filings / Jun 16
Form D filings, June 16, 2023: 117 companies raised $2.03 billion
117 operating companies filed a Form D on June 16, 2023, reporting $2.03 billion sold. Largest: OPTCAPITAL LLC ($881.1 million), PROVIDENT MORTGAGE TRUST INC ($271.7 million), PACIFIC LIFE INSURANCE CO ($134.5 million). The median filing is $1.6 million, and 133 pooled investment funds also filed that day.
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- 117Form D filings
- $2.03 billionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (38)
Most filings by state: CA 38, NY 11, TX 7, FL 7, KS 7. By industry: Other 33, Commercial 20, Insurance 16, Other Real Estate 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| OPTCAPITAL LLC (amended) | Other Banking and Financial Services | Charlotte | NC | $881,115,996 | Indefinite | 335 | Jun 16 | sec.gov |
| PROVIDENT MORTGAGE TRUST INC (amended) | REITS and Finance | Santa Rosa | CA | $271,677,450 | Indefinite | 398 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $134,451,748 | Indefinite | 30 | Jun 16 | sec.gov |
| American Landmark Fund IV (Non-US) LP (amended) | Other Real Estate | Lake Park | FL | $80,000,000 | Indefinite | 2 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $54,408,831 | Indefinite | 27 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $50,037,323 | Indefinite | 41 | Jun 16 | sec.gov |
| GC Champion Holdings, LLC (amended) | Other | San Francisco | CA | $41,226,000 | Indefinite | 7 | Jun 16 | sec.gov |
| Vernal Biosciences, Inc. (amended) | Biotechnology | Colchester | VT | $40,998,390 | $40,998,390 | 10 | Jun 16 | sec.gov |
| Stroma Medical Corp | Other Technology | Irvine | CA | $39,436,871 | $43,747,109 | 144 | Jun 16 | sec.gov |
| MycoWorks, Inc. | Other | Emeryville | CA | $37,050,853 | $63,125,742 | 11 | Jun 16 | sec.gov |
| American Landmark Fund IV LP (amended) | Other Real Estate | Lake Park | FL | $35,500,000 | Indefinite | 7 | Jun 16 | sec.gov |
| Galium Rice Partners LLC | Commercial | North Miami Beach | FL | $32,000,000 | $32,000,000 | 95 | Jun 16 | sec.gov |
| CWS SAF XIII QPF, LLC (amended) | Other Real Estate | Newport Beach | CA | $30,125,512 | $50,000,000 | 79 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $26,972,544 | Indefinite | 14 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $16,127,630 | Indefinite | 2 | Jun 16 | sec.gov |
| Guidelight Health, Inc. | Other Health Care | Glencoe | IL | $15,000,000 | $15,000,000 | 1 | Jun 16 | sec.gov |
| Closing Parent Holdco, L.P. (amended) | Other | New York | NY | $12,951,238 | Indefinite | 21 | Jun 16 | sec.gov |
| Western Highland Fund II LLC | Investing | South Lake Tahoe | CA | $10,990,790 | $100,000,000 | 53 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $10,054,549 | Indefinite | 3 | Jun 16 | sec.gov |
| Cube Group, Inc. | Other Technology | Chicago | IL | $10,000,000 | $10,000,000 | 41 | Jun 16 | sec.gov |
| SCC RE DEBT FUND I, LP | Commercial | New York | NY | $9,900,000 | $25,000,000 | 14 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,771,925 | Indefinite | 3 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,512,805 | Indefinite | 12 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,053,800 | Indefinite | 1 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $8,597,700 | Indefinite | 2 | Jun 16 | sec.gov |
| Repair Biotechnologies, Inc. | Biotechnology | Syracuse | NY | $8,389,479 | $8,625,520 | 38 | Jun 16 | sec.gov |
| MICROCARE HOLDINGS, LLC | Other | New Britain | CT | $8,000,000 | $8,000,000 | 5 | Jun 16 | sec.gov |
| DREP Fair Lawn (USA), LLC | Other Real Estate | New York | NY | $7,710,000 | Indefinite | 13 | Jun 16 | sec.gov |
| CMI TopCo, LLC | Other | Chicago | IL | $7,660,000 | $7,660,000 | 5 | Jun 16 | sec.gov |
| Rancho Santa Fe Lenders LLC (amended) | REITS and Finance | Newport Beach | CA | $7,500,000 | $7,500,000 | 14 | Jun 16 | sec.gov |
| Briarwood DCI, LLC | Other | Houston | TX | $7,250,000 | $8,500,000 | 22 | Jun 16 | sec.gov |
| 8Flow Inc. | Other | San Mateo | CA | $6,597,000 | $6,600,000 | 13 | Jun 16 | sec.gov |
| CWS SAF XIII QI, LLC (amended) | Other Real Estate | Newport Beach | CA | $4,930,918 | $50,000,000 | 0 | Jun 16 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $4,817,756 | $150,000,000 | 37 | Jun 16 | sec.gov |
| Nexteon Technologies, Inc. (amended) | Other Technology | Maple Glen | PA | $4,790,000 | $4,790,000 | 30 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,265,200 | Indefinite | 4 | Jun 16 | sec.gov |
| Atlas Plaza USA Limited Partnership | REITS and Finance | Vancouver | $4,204,500 | $4,204,500 | 27 | Jun 16 | sec.gov | |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,164,780 | Indefinite | 1 | Jun 16 | sec.gov |
| Viscarra-Savage Ranches, LP | Other Real Estate | Reedley | CA | $4,000,000 | $4,000,000 | 50 | Jun 16 | sec.gov |
| Superstate Inc. | Other | San Francisco | CA | $3,750,000 | $3,750,000 | 6 | Jun 16 | sec.gov |
| Nunbelievable, Inc. | Retailing | New York | NY | $3,577,570 | $4,128,215 | 18 | Jun 16 | sec.gov |
| Aglocell, Inc. | Telecommunications | Somonauk | IL | $3,557,740 | $10,000,000 | 11 | Jun 16 | sec.gov |
| Shyft Moving Inc. | Other Technology | Miami | FL | $3,179,873 | $10,000,000 | 55 | Jun 16 | sec.gov |
| TNG Rivermill Investors, LP | Commercial | San Diego | CA | $2,945,000 | $6,000,000 | 16 | Jun 16 | sec.gov |
| Tyler Asset Holdings 1 LLC | Residential | Richardson | TX | $2,875,000 | $3,500,000 | 30 | Jun 16 | sec.gov |
| HJH Granbury Paluxy LLC | Commercial | Wichita | KS | $2,280,145 | $5,170,000 | 21 | Jun 16 | sec.gov |
| Suton USA Limited Partnership | REITS and Finance | Vancouver | $2,270,500 | $2,270,500 | 27 | Jun 16 | sec.gov | |
| EWCP OZ Fund LLC (amended) | Commercial | Austin | TX | $2,235,418 | $50,000,000 | 19 | Jun 16 | sec.gov |
| BirdDog Adventures, Inc. | Other Technology | Austin | TX | $2,207,789 | $3,749,985 | 18 | Jun 16 | sec.gov |
| Wings&Arrow, LLC | Other | Cardiff | CA | $2,195,014 | $2,195,014 | 43 | Jun 16 | sec.gov |
| Stacker CMI, LLC | Other | Chicago | IL | $1,760,000 | $4,000,000 | 12 | Jun 16 | sec.gov |
| Capi Money, Inc | Other Banking and Financial Services | New York | NY | $1,522,499 | $2,022,499 | 13 | Jun 16 | sec.gov |
| DataBlend, Inc. | Other Technology | Stowe | VT | $1,500,000 | $2,000,000 | 4 | Jun 16 | sec.gov |
| LQR House Inc. | Other | Miami Beach | FL | $1,500,000 | $1,500,000 | 3 | Jun 16 | sec.gov |
| HJH Blue Springs Hwy 7 LLC | Commercial | Wichita | KS | $1,435,000 | $2,025,000 | 16 | Jun 16 | sec.gov |
| HJH Arlington Green Oaks LLC | Commercial | Wichita | KS | $1,425,000 | $3,955,000 | 14 | Jun 16 | sec.gov |
| Synthetica Bio, Inc. | Biotechnology | Laguna Beach | CA | $1,325,000 | $3,000,000 | 4 | Jun 16 | sec.gov |
| HJH DeSoto Belt Line LLC | Commercial | Wichita | KS | $1,325,000 | $2,583,108 | 11 | Jun 16 | sec.gov |
| Carrick-Harvest, LLC | Agriculture | Aurora | CO | $1,233,900 | $1,233,900 | 2 | Jun 16 | sec.gov |
| Gumroad, Inc. | Other Technology | San Francisco | CA | $1,218,578 | $6,280,108 | 7 | Jun 16 | sec.gov |
| HJH Dallas Wheatland LLC | Commercial | Wichita | KS | $1,150,000 | $3,275,000 | 9 | Jun 16 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $1,125,000 | $2,000,000 | 13 | Jun 16 | sec.gov |
| HJH Novi 13 Mile LLC | Commercial | Wichita | KS | $1,095,000 | $1,250,000 | 13 | Jun 16 | sec.gov |
| TNG Green Valley, LP | Commercial | San Diego | CA | $1,035,764 | $1,200,000 | 18 | Jun 16 | sec.gov |
| GreenJay Therapeutics, Inc. | Pharmaceuticals | Conroe | TX | $1,005,531 | $1,005,531 | 27 | Jun 16 | sec.gov |
| Kachuwa Investment Cooperative PBC (amended) | Commercial | Boulder | CO | $1,005,000 | $7,500,000 | 2 | Jun 16 | sec.gov |
| Kachuwa Investment Cooperative PBC | Commercial | Boulder | CO | $1,005,000 | $7,500,000 | 3 | Jun 16 | sec.gov |
| VMH LLC | Other | Mission Viejo | CA | $1,000,000 | $5,000,000 | 10 | Jun 16 | sec.gov |
| SKAI Automotive Solutions, LLC | Other Technology | Raleigh | NC | $1,000,000 | $8,000,000 | 1 | Jun 16 | sec.gov |
| Nunbelievable, Inc. | Retailing | New York | NY | $965,000 | $1,500,000 | 3 | Jun 16 | sec.gov |
| Avenzoar Pharmaceuticals, Inc. | Biotechnology | Los Angeles | CA | $899,748 | $2,970,000 | 2 | Jun 16 | sec.gov |
| HJH St Joseph Belt LLC | Commercial | Wichita | KS | $835,000 | $2,370,000 | 11 | Jun 16 | sec.gov |
| TC LOCAL L5 III LLC | Other Real Estate | Dover | DE | $814,250 | $814,250 | 4 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $785,000 | Indefinite | 1 | Jun 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $685,000 | Indefinite | 1 | Jun 16 | sec.gov |
| Commerce Topco, LLC | Other Technology | Louisville | CO | $658,156 | $658,156 | 17 | Jun 16 | sec.gov |
| RTA Holdco, LLC (amended) | Insurance | New York | NY | $650,060 | $650,060 | 1 | Jun 16 | sec.gov |
| Wicked Australia 2023 Investment LLC | Other | New York | NY | $602,000 | $3,832,500 | 13 | Jun 16 | sec.gov |
| Efemoral Medical, Inc. | Biotechnology | Los Altos | CA | $525,000 | $3,000,000 | 2 | Jun 16 | sec.gov |
| BFXV Fund I, LLC | Other Real Estate | Morrisville | NC | $500,000 | Indefinite | 1 | Jun 16 | sec.gov |
| Insignis Therapeutics Inc. | Other | North Haven | CT | $500,000 | Indefinite | 1 | Jun 16 | sec.gov |
| DREP Fair Lawn (Cayman), LLC | Other Real Estate | New York | NY | $500,000 | Indefinite | 1 | Jun 16 | sec.gov |
| Trak Outdoors Ltd. | Other | Nanaimo | $410,847 | $410,847 | 2 | Jun 16 | sec.gov | |
| Spintech Holdings, Inc. | Manufacturing | Miamisburg | OH | $400,000 | $4,000,000 | 1 | Jun 16 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $364,000 | $400,000 | 5 | Jun 16 | sec.gov |
| Beyond Loan 2 LLC | Commercial | Irvine | CA | $350,000 | Indefinite | 1 | Jun 16 | sec.gov |
| Viridian Metals Corp. | Other | Ottawa | $251,918 | $575,813 | 1 | Jun 16 | sec.gov | |
| RYTE Corp | Other Health Care | Toronto | $250,000 | Indefinite | 1 | Jun 16 | sec.gov | |
| TIER ONE SILVER INC. (amended) | Other | Vancouver | $231,250 | $553,750 | 4 | Jun 16 | sec.gov | |
| Friends First LLC | Other | Jacksonville | FL | $225,000 | $225,000 | 16 | Jun 16 | sec.gov |
| COSMICA Inc. | Biotechnology | San Francisco | CA | $200,000 | $2,000,000 | 1 | Jun 16 | sec.gov |
| Free Play Media Inc. | Other | Woodland Hills | CA | $200,000 | $1,920,000 | 8 | Jun 16 | sec.gov |
| Carrick Properties, LLC | Commercial | Aurora | CO | $116,100 | $116,100 | 2 | Jun 16 | sec.gov |
| Buzze Inc. | Other | Phoenix | AZ | $100,000 | $2,000,000 | 2 | Jun 16 | sec.gov |
| AD Engineering LLC | Manufacturing | Timberville | VA | $100,000 | $500,000 | 1 | Jun 16 | sec.gov |
| Veza Innovations, LLC | Other | Clarksburg | MD | $65,000 | $650,000 | 1 | Jun 16 | sec.gov |
| Nubile LLC | Other | Brooklyn | NY | $30,000 | $30,000 | 1 | Jun 16 | sec.gov |
| Life Science Holding Co. | Manufacturing | Parker | CO | $28,000 | $2,500,000 | 3 | Jun 16 | sec.gov |
| Long Bay Cays Development Ltd Liability Co | Other | Brentwood | TN | $25,000 | $3,000,000 | 1 | Jun 16 | sec.gov |
| KNOWITALLS INNOVATIONS INC. | Other | Squamish | $14,708 | $14,708 | 1 | Jun 16 | sec.gov | |
| Commonwealth Sports LLC | Other | Los Angeles | CA | $2,000 | $525,000 | 1 | Jun 16 | sec.gov |
| TS Investors, LLC | Insurance | Media | PA | $1,600 | $20,000 | 1 | Jun 16 | sec.gov |
| Luna Vista Apts, LLC | Other | Carrollton | TX | $0 | $16,000,000 | 0 | Jun 16 | sec.gov |
| FLIPX CONSTRUCTION FUND LLC | Commercial | Hollywood | FL | $0 | $10,000,000 | 0 | Jun 16 | sec.gov |
| Epic Fromley Investor's Choice Development Fund, LLC | Commercial | Meridian | ID | $0 | Indefinite | 0 | Jun 16 | sec.gov |
| Emerald JV Holdings L.P. | Other | St. Louis | MO | $0 | Indefinite | 0 | Jun 16 | sec.gov |
| FIRCREST 168, LLC | Commercial | Lehi | UT | $0 | $2,910,000 | 34 | Jun 16 | sec.gov |
| Aethos Partners, Inc. | Other Health Care | Memphis | TN | $0 | $55,000 | 0 | Jun 16 | sec.gov |
| Capstone TopCo, Inc. | Other | Tysons | VA | $0 | Indefinite | 0 | Jun 16 | sec.gov |
| Emerald JV Management Aggregator L.P. | Other | St. Louis | MO | $0 | Indefinite | 0 | Jun 16 | sec.gov |
| Valkere Opportunity Fund I LLC | Other Real Estate | Phoenix | AZ | $0 | $15,000,000 | 0 | Jun 16 | sec.gov |
| Aries Artwork Ltd (amended) | Other | Tortola | $0 | $34,100,000 | 0 | Jun 16 | sec.gov | |
| Innovation Ventures Fund I LLC | Other Real Estate | Norcross | GA | $0 | $10,000,000 | 0 | Jun 16 | sec.gov |
| KBIQ TRUST (amended) | Other Banking and Financial Services | Stockbridge | GA | $0 | $500,000,000 | 0 | Jun 16 | sec.gov |
| SMCI Trust (amended) | Other Banking and Financial Services | Stockbridge | GA | $0 | $500,000,000 | 0 | Jun 16 | sec.gov |
| Moody National DST Sponsor, LLC | Commercial | Houston | TX | $0 | $13,225,282 | 0 | Jun 16 | sec.gov |
| Digital Advisors LLC | Other | Sheridan | WY | $0 | $100,000 | 0 | Jun 16 | sec.gov |
June 20, 2023 · June 15, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.