Data / Form D filings / Jun 21
Form D filings, June 21, 2023: 100 companies raised $611.3 million
100 operating companies filed a Form D on June 21, 2023, reporting $611.3 million sold. Largest: Aledade, Inc. ($260 million), NORTHSHORE INVESTMENTS, LLC ($35.5 million), Sustainable Metals Solutions LLC ($31.8 million). The median filing is $2 million, and 121 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 100Form D filings
- $611.3 millionreported sold
- $2 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 11, FL 10, TX 7, AZ 7. By industry: Other 23, Commercial 16, Other Technology 15, Other Real Estate 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Aledade, Inc. | Other Technology | Bethesda | MD | $259,999,767 | $259,999,767 | 11 | Jun 21 | sec.gov |
| NORTHSHORE INVESTMENTS, LLC | Other Real Estate | Salt Lake City | UT | $35,475,000 | $35,475,000 | 80 | Jun 21 | sec.gov |
| Sustainable Metals Solutions LLC | Other | Lakewood | CO | $31,828,787 | $35,000,000 | 114 | Jun 21 | sec.gov |
| MG Artesia Investments L.P. | Residential | San Diego | CA | $24,874,337 | $24,874,337 | 312 | Jun 21 | sec.gov |
| Veralox Therapeutics Inc. | Biotechnology | Frederick | MD | $24,013,521 | $24,999,971 | 14 | Jun 21 | sec.gov |
| PSQ Holdings, Inc. (amended) | Other Technology | West Palm Beach | FL | $22,500,000 | $22,500,000 | 50 | Jun 21 | sec.gov |
| IconOVir Bio, Inc. | Biotechnology | San Diego | CA | $20,230,000 | $20,230,000 | 34 | Jun 21 | sec.gov |
| MG Ridge at Castle Rock Investments L.P. | Residential | San Diego | CA | $16,100,536 | $16,100,536 | 312 | Jun 21 | sec.gov |
| System Initiative, Inc. | Other Technology | San Francisco | CA | $15,000,000 | $15,000,000 | 5 | Jun 21 | sec.gov |
| SmartKem, Inc. | Other Technology | Manchester | $12,299,000 | Indefinite | 80 | Jun 21 | sec.gov | |
| UCAN Co (amended) | Other | Woodbridge | CT | $10,705,476 | $10,705,476 | 21 | Jun 21 | sec.gov |
| STAQ Pharma, Inc. (amended) | Pharmaceuticals | Denver | CO | $10,121,691 | $20,000,000 | 17 | Jun 21 | sec.gov |
| Victorville SA, LLC | Commercial | San Diego | CA | $9,500,000 | $9,500,000 | 1 | Jun 21 | sec.gov |
| PredictionStrike, Inc. | Other Technology | Bay Shore | NY | $7,768,584 | $8,000,000 | 12 | Jun 21 | sec.gov |
| Urban Entertainment Concepts, LLC | Other | Denver | CO | $7,135,000 | $11,500,000 | 33 | Jun 21 | sec.gov |
| New Urban Development Fund 2A, LLC | Commercial | Peachtree Corners | GA | $6,966,270 | $8,000,000 | 20 | Jun 21 | sec.gov |
| Crux Hydrogen Inc. | Other | Santa Cruz | CA | $6,225,000 | $8,350,000 | 5 | Jun 21 | sec.gov |
| AHML II, LLC (amended) | Residential | Durango | CO | $5,788,509 | Indefinite | 17 | Jun 21 | sec.gov |
| 12 Berry Funding L.P. | Other Real Estate | Woodmere | NY | $5,250,000 | $5,250,000 | 39 | Jun 21 | sec.gov |
| Runhouse Inc. | Other Technology | New York | NY | $4,889,998 | $5,565,000 | 26 | Jun 21 | sec.gov |
| AHML, LLC (amended) | Commercial | Durango | CO | $4,789,369 | Indefinite | 16 | Jun 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $4,741,572 | $4,741,572 | 1 | Jun 21 | sec.gov |
| Westgate Investors LLC | Other Real Estate | Carmel | IN | $4,210,000 | $22,000,000 | 36 | Jun 21 | sec.gov |
| Investorresidences.com 10 Property Fund LP (amended) | Other Real Estate | Scottsdale | AZ | $4,164,080 | Indefinite | 45 | Jun 21 | sec.gov |
| E79 - MACP JV1, LLC | Residential | Miami | FL | $4,100,000 | $4,100,000 | 17 | Jun 21 | sec.gov |
| 101 Henley Funding L.P. | Other Real Estate | New York | NY | $3,750,000 | $3,750,000 | 38 | Jun 21 | sec.gov |
| Switchyards Inc. (amended) | Other | Atlanta | GA | $3,415,935 | $3,499,989 | 28 | Jun 21 | sec.gov |
| Citrus CBD Industries Inc. (amended) | Other | West Hollywood | CA | $3,171,541 | $3,671,541 | 30 | Jun 21 | sec.gov |
| Nirvana Water Sciences Corp. | Other | Forestport | NY | $2,625,000 | $2,625,000 | 3 | Jun 21 | sec.gov |
| King Pkwy Storage LLC | Other Real Estate | Houston | TX | $2,600,000 | $2,600,000 | 26 | Jun 21 | sec.gov |
| 1555 60 Funding L.P. | Other Real Estate | Woodmere | NY | $2,400,000 | $2,400,000 | 4 | Jun 21 | sec.gov |
| FIRST AMERICAN BANCORP | Commercial Banking | Greenwood Village | CO | $2,300,000 | $5,000,000 | 9 | Jun 21 | sec.gov |
| Davis Development Group LLC | Residential | Harrison | NJ | $2,100,000 | Indefinite | 18 | Jun 21 | sec.gov |
| ForMotiv Inc. (amended) | Other Technology | Bryn Mawr | PA | $2,000,001 | $2,000,001 | 14 | Jun 21 | sec.gov |
| Victory GP Fund I, LLC | Construction | Grand Rapids | MI | $2,000,000 | $5,000,000 | 4 | Jun 21 | sec.gov |
| Pharma Solutions USA, Inc. | Pharmaceuticals | Penn Valley | PA | $2,000,000 | $4,250,000 | 2 | Jun 21 | sec.gov |
| CS1031 Aspen Vista BFR Housing, DST | Commercial | Glen Allen | VA | $1,996,353 | $20,500,000 | 0 | Jun 21 | sec.gov |
| Doc Buddy Inc. | Other | Greenwood Village | CO | $1,840,000 | $2,000,000 | 3 | Jun 21 | sec.gov |
| Nu-Tek BioSciences, LLC | Biotechnology | Minnetonka | MN | $1,680,000 | $3,000,000 | 8 | Jun 21 | sec.gov |
| Streamline Investment Group I, LLC | Commercial | Mesa | AZ | $1,550,000 | $1,550,000 | 21 | Jun 21 | sec.gov |
| Virtuous AI, Inc. | Other Technology | Los Gatos | CA | $1,500,000 | $1,500,000 | 1 | Jun 21 | sec.gov |
| Gatho Inc | Other Technology | Miami Beach | FL | $1,500,000 | $2,000,000 | 1 | Jun 21 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $1,354,694 | $2,068,839 | 134 | Jun 21 | sec.gov |
| Milky Way Unicorn, LLC | Investing | New York | NY | $1,226,364 | $1,226,364 | 11 | Jun 21 | sec.gov |
| EXEMPT, INC. | Commercial | Greensboro | NC | $1,100,000 | $385,415,000 | 6 | Jun 21 | sec.gov |
| T35, LLC | Residential | Wilsonville | OR | $1,050,000 | $1,050,000 | 7 | Jun 21 | sec.gov |
| Champions Holdings, LLC | Commercial | Granger | IN | $1,000,000 | $33,200,000 | 1 | Jun 21 | sec.gov |
| Premier Weight Loss Management, LLC | Other Health Care | Carmel | IN | $1,000,000 | $1,000,000 | 10 | Jun 21 | sec.gov |
| Ridgeline Minerals Corp (amended) | Other | Vancouver | $896,212 | $896,212 | 27 | Jun 21 | sec.gov | |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $855,107 | $1,339,839 | 108 | Jun 21 | sec.gov |
| Topco Real Estate, Inc. | Commercial | Bryan | TX | $800,000 | Indefinite | 1 | Jun 21 | sec.gov |
| Apt AI, Inc. | Other | Stamford | CT | $750,000 | $1,000,000 | 2 | Jun 21 | sec.gov |
| Western Wealth Capital LXI US Investor, LP (amended) | Residential | Phoenix | AZ | $693,289 | $1,085,723 | 134 | Jun 21 | sec.gov |
| 104TH ST CONDOS LLC | Other Real Estate | Seattle | WA | $585,000 | $585,000 | 5 | Jun 21 | sec.gov |
| Mylo Residential Graceland Holdings LLC | Other Real Estate | Weston | FL | $500,000 | $7,000,000 | 1 | Jun 21 | sec.gov |
| Native Traits Corp | Agriculture | Kalamazoo | MI | $407,306 | $2,000,000 | 5 | Jun 21 | sec.gov |
| Flowell Inc. | Other | Salt Lake City | UT | $400,208 | $400,208 | 1 | Jun 21 | sec.gov |
| Nostopharma, LLC | Other | Potomac | MD | $250,000 | $250,000 | 1 | Jun 21 | sec.gov |
| OZ FUNDHUB LLC | Other Technology | Los Altos Hills | CA | $200,000 | $500,000 | 2 | Jun 21 | sec.gov |
| WittGen Inc. | Other Technology | Berkeley | CA | $180,000 | $180,000 | 3 | Jun 21 | sec.gov |
| Network VC Syndicate Fund LLC Series Volumetric | Investing | Wilmington | DE | $156,500 | $156,500 | 9 | Jun 21 | sec.gov |
| Triple Bev Holding Co LLC | Other | Cleburne | TX | $155,893 | $400,000 | 8 | Jun 21 | sec.gov |
| Recharge Inc. | Other Technology | Santa Monica | CA | $154,993 | $582,068 | 4 | Jun 21 | sec.gov |
| Wet Beverages LLC | Other | Las Vegas | NV | $150,000 | $150,000 | 1 | Jun 21 | sec.gov |
| Dore Copper Mining Corp. | Other | Toronto | $105,075 | $105,075 | 5 | Jun 21 | sec.gov | |
| Coffee Clozers Inc. | Computers | Wilmington | DE | $100,000 | $100,000 | 1 | Jun 21 | sec.gov |
| Resolys Bio, Inc. | Biotechnology | Delanson | NY | $50,000 | $5,000,000 | 1 | Jun 21 | sec.gov |
| Opswright, Inc | Other Technology | Indialantic | FL | $25,000 | $100,000 | 1 | Jun 21 | sec.gov |
| White Wolf Private Credit Partners LLC | Other | Miami | FL | $25,000 | $25,000 | 1 | Jun 21 | sec.gov |
| PINK MOON FILM, LLC | Other | Chicago | IL | $20,000 | $300,000 | 1 | Jun 21 | sec.gov |
| BIOCURITY PHARMACEUTICALS INC. | Biotechnology | West Palm Beach | FL | $16,900 | $650,000 | 5 | Jun 21 | sec.gov |
| VAAN CAPITAL FUNDS LLC | Commercial | Frisco | TX | $0 | $15,000,000 | 0 | Jun 21 | sec.gov |
| AVGI ES I LLC | Other Real Estate | Merrick | NY | $0 | $1,400,000 | 0 | Jun 21 | sec.gov |
| Cedarbrook 45th Ave Apartments LLC | Other | Portland | OR | $0 | $1,300,000 | 0 | Jun 21 | sec.gov |
| Prickett Holdings LLC | Commercial | West Des Moines | IA | $0 | $500,000 | 0 | Jun 21 | sec.gov |
| SBS Pinhook VIII LLC | Business Services | Lexington | KY | $0 | $5,000,000 | 50 | Jun 21 | sec.gov |
| NanoImaging Services, Inc. | Other | San Diego | CA | $0 | $6,000,000 | 5 | Jun 21 | sec.gov |
| POMONA WOODS LLC | Other Real Estate | Port Hadlock | WA | $0 | $6,000,000 | 0 | Jun 21 | sec.gov |
| CAA3 LLC | Commercial | Topeka | KS | $0 | $15,000,000 | 0 | Jun 21 | sec.gov |
| 111 Hotel EB-5, LLC | Commercial | Chicago | IL | $0 | $60,000,000 | 0 | Jun 21 | sec.gov |
| GRAND LIVING REALTY FUND LLC | Commercial | Palm Coast | FL | $0 | $5,000,000 | 0 | Jun 21 | sec.gov |
| Rosemont Reserve, LLC | Residential | Fairlawn | OH | $0 | $1,750,000 | 0 | Jun 21 | sec.gov |
| Ace Private Fund LLC | REITS and Finance | Liberty Hill | TX | $0 | $100,000,000 | 0 | Jun 21 | sec.gov |
| Five States Energy Company, L.L.C. | Oil and Gas | Dallas | TX | $0 | $20,000,000 | 0 | Jun 21 | sec.gov |
| Birch Brook Manor OS LLC | Residential | Newark | NJ | $0 | $7,300,000 | 0 | Jun 21 | sec.gov |
| TRIPLE CROWN HOLDINGS LLC (amended) | Commercial | Prospect | KY | $0 | $20,000,000 | 0 | Jun 21 | sec.gov |
| PM Coinvest IX LP | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Jun 21 | sec.gov |
| Sana Wealth Arcadia Investor LLC | Commercial | Sheridan | WY | $0 | $1,000,000 | 0 | Jun 21 | sec.gov |
| Inspired Senior Living of North Haven DST | Other Real Estate | Scottsdale | AZ | $0 | $29,885,926 | 0 | Jun 21 | sec.gov |
| Bison Capital Partners LLC (amended) | Other | Lantana | FL | $0 | $20,000,000 | 0 | Jun 21 | sec.gov |
| Inspired Senior Living of Winery Lane Development, LLC | Other Real Estate | Scottsdale | AZ | $0 | $10,127,827 | 0 | Jun 21 | sec.gov |
| Data Vault Holdings Inc. | Other Technology | New York | NY | $0 | $50,000,000 | 0 | Jun 21 | sec.gov |
| Baru Inc. | Other Technology | Cleveland Heights | OH | $0 | Indefinite | 0 | Jun 21 | sec.gov |
| New Magothy Investors LLLP | Commercial | Baltimore | MD | $0 | $660,015 | 0 | Jun 21 | sec.gov |
| TEP Management Incentive Aggregator, LLC | Other | Miami | FL | $0 | Indefinite | 100 | Jun 21 | sec.gov |
| LP Operating, LLC | Oil and Gas | Boerne | TX | $0 | $2,400,000 | 0 | Jun 21 | sec.gov |
| SoapBox Soaps LLC | Retailing | Washington | DC | $0 | $3,000,000 | 0 | Jun 21 | sec.gov |
| LEGENCE PARENT LLC | Other Energy | San Jose | CA | $0 | Indefinite | 65 | Jun 21 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $7,125,000 | 0 | Jun 21 | sec.gov |
| Lost River Mining, Inc. (amended) | Other | Juneau | AK | $0 | $40,000,000 | 0 | Jun 21 | sec.gov |
June 22, 2023 · June 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.