Data / Form D filings / Jun 1
Form D filings, June 1, 2023: 69 companies raised $859.1 million
69 operating companies filed a Form D on June 1, 2023, reporting $859.1 million sold. Largest: Resolute Investment Holdings, LLC ($342.2 million), Eikon Therapeutics, Inc. ($140.8 million), X4 Pharmaceuticals, Inc ($65 million). The median filing is $2.4 million, and 102 pooled investment funds also filed that day.
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- 69Form D filings
- $859.1 millionreported sold
- $2.4 millionmedian amount sold
- TXmost filings (14)
Most filings by state: TX 14, CA 11, AZ 5, NY 5, IL 4. By industry: Other 16, Other Technology 13, Residential 8, Commercial 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Resolute Investment Holdings, LLC (amended) | Other | New York | NY | $342,234,830 | Indefinite | 21 | Jun 1 | sec.gov |
| Eikon Therapeutics, Inc. | Biotechnology | Hayward | CA | $140,759,782 | $534,999,983 | 21 | Jun 1 | sec.gov |
| X4 Pharmaceuticals, Inc | Biotechnology | Boston | MA | $65,015,462 | $65,023,725 | 22 | Jun 1 | sec.gov |
| Striveworks, Inc | Other Technology | Austin | TX | $32,279,220 | $32,779,221 | 17 | Jun 1 | sec.gov |
| Mosaic Real Estate Fund V, LLC | Other Real Estate | Houston | TX | $30,850,000 | $30,850,000 | 51 | Jun 1 | sec.gov |
| GrayBul Riverwood LP | Residential | Greenville | SC | $29,400,000 | $29,400,000 | 88 | Jun 1 | sec.gov |
| Aware Recovery Care, Inc. | Other Health Care | Wallingford | CT | $24,999,855 | $24,999,855 | 1 | Jun 1 | sec.gov |
| CPG Beyond the Cloud, LLC | Other Technology | Ashburn | VA | $20,000,000 | $35,000,000 | 3 | Jun 1 | sec.gov |
| Billd Holdings, Inc. | Other | Austin | TX | $18,166,838 | $27,403,354 | 4 | Jun 1 | sec.gov |
| Aware Recovery Care, Inc. | Other Health Care | Wallingford | CT | $10,000,000 | $10,000,000 | 9 | Jun 1 | sec.gov |
| First Guaranty Bancshares, Inc. | Commercial Banking | Hammond | LA | $10,000,000 | $10,000,000 | 17 | Jun 1 | sec.gov |
| Makers RE Holdings LLC | Commercial | Milwaukee | WI | $9,604,000 | $9,604,000 | 91 | Jun 1 | sec.gov |
| Chairish, Inc. | Other Technology | San Francisco | CA | $9,094,591 | $9,094,591 | 51 | Jun 1 | sec.gov |
| GMI-Dobbs Ferry, LP (amended) | Other Real Estate | Westlake | TX | $8,579,151 | $8,579,151 | 86 | Jun 1 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $8,510,638 | $150,000,000 | 0 | Jun 1 | sec.gov |
| Joy Memories, Inc. | Business Services | Oakland | CA | $8,072,418 | $8,072,418 | 28 | Jun 1 | sec.gov |
| 3VP Smithfield LLC | Other Real Estate | Atlanta | GA | $6,809,812 | $6,850,000 | 19 | Jun 1 | sec.gov |
| Durhamite Holdings LLC | Other | Durham | NC | $6,700,000 | $10,000,000 | 7 | Jun 1 | sec.gov |
| Reset Technology Corp | Other | Englewood Cliffs | NJ | $6,380,511 | $6,498,011 | 16 | Jun 1 | sec.gov |
| HZ DST Credit Fund I, LLC | Residential | San Francisco | CA | $5,500,000 | $25,000,000 | 7 | Jun 1 | sec.gov |
| JVM Realty Apartment Fund 9, LLC (amended) | Other Real Estate | Oak Brook | IL | $5,384,400 | $75,000,000 | 53 | Jun 1 | sec.gov |
| Bryj Technologies Inc | Other Technology | Los Altos | CA | $5,291,799 | $10,807,911 | 5 | Jun 1 | sec.gov |
| Jubilee Joint Venture | Oil and Gas | Plano | TX | $4,794,000 | $5,000,000 | 50 | Jun 1 | sec.gov |
| Atlante Capital LLC | Other | Sao Paulo Sp | $4,310,000 | $4,310,000 | 7 | Jun 1 | sec.gov | |
| Palm Tree Crew Holdings, LLC | Other | Miami Beach | FL | $4,198,374 | $10,000,000 | 20 | Jun 1 | sec.gov |
| UrgentIQ Inc. | Other Technology | New York | NY | $3,749,999 | $4,499,998 | 3 | Jun 1 | sec.gov |
| Newport OncC, LLC | Residential | Cumming | GA | $3,500,000 | $3,500,000 | 20 | Jun 1 | sec.gov |
| CIRE Landco, L.P. | Residential | Houston | TX | $3,250,000 | $3,250,000 | 7 | Jun 1 | sec.gov |
| Niche Protocol Inc. | Other Technology | Los Angeles | CA | $3,150,572 | $4,300,000 | 8 | Jun 1 | sec.gov |
| Upfront Healthcare Services, Inc. | Other Technology | Chicago | IL | $3,011,262 | $7,000,000 | 4 | Jun 1 | sec.gov |
| Autonomix Medical, Inc. | Other Health Care | The Woodlands | TX | $2,399,990 | $4,000,000 | 27 | Jun 1 | sec.gov |
| Inscripta, Inc. | Biotechnology | Pleasanton | CA | $1,855,000 | $1,855,000 | 2 | Jun 1 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $1,630,000 | $1,630,000 | 2 | Jun 1 | sec.gov |
| Ad Astra Integrity Measurement Systems, Inc. | Other Technology | Lawrence | KS | $1,599,981 | $1,849,981 | 14 | Jun 1 | sec.gov |
| Flex Box Partners, LLC | Commercial | Fayetteville | AR | $1,575,000 | $1,575,000 | 6 | Jun 1 | sec.gov |
| Centreville MHP LLC | Residential | Oviedo | FL | $1,550,500 | $1,550,500 | 21 | Jun 1 | sec.gov |
| HOPR.AI, INC. | Other | Edison | NJ | $1,479,500 | Indefinite | 4 | Jun 1 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $1,350,387 | $2,068,839 | 133 | Jun 1 | sec.gov |
| CELESTIAL THERAPEUTICS INC. (amended) | Biotechnology | Irvine | CA | $1,085,000 | Indefinite | 11 | Jun 1 | sec.gov |
| LUXUS ALTERNATIVES INC. | Other | New York | NY | $1,070,000 | $7,000,000 | 4 | Jun 1 | sec.gov |
| Module Design, Inc. | Construction | Pittsburgh | PA | $1,055,573 | $3,000,000 | 3 | Jun 1 | sec.gov |
| Profit Inc Holdings, LLC | Other | Southlake | TX | $975,000 | $1,000,000 | 6 | Jun 1 | sec.gov |
| Ginkgo Shield LLC | Investing | Charlotte | NC | $969,000 | $969,000 | 15 | Jun 1 | sec.gov |
| Med2Lab, Inc. | Other Technology | Lorton | VA | $915,175 | $1,915,175 | 11 | Jun 1 | sec.gov |
| Natural Intelligence Systems, Inc. (amended) | Other Technology | Boise | ID | $880,000 | $1,380,000 | 19 | Jun 1 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $817,456 | $1,339,839 | 107 | Jun 1 | sec.gov |
| WF7, LLC | Investing | Mukilteo | WA | $800,000 | $800,000 | 2 | Jun 1 | sec.gov |
| Starboard Star Cart Investment C LLC | Other | Houston | TX | $525,000 | $525,000 | 6 | Jun 1 | sec.gov |
| BringYour, Inc. | Other Technology | San Francisco | CA | $500,000 | $500,000 | 1 | Jun 1 | sec.gov |
| Origin Life Sciences, Inc. | Biotechnology | Princeton | NJ | $500,000 | $850,000 | 1 | Jun 1 | sec.gov |
| TLATech Inc | Other Technology | Brooklyn | NY | $455,000 | $2,000,000 | 4 | Jun 1 | sec.gov |
| LusOasis, Inc. | Other | Naperville | IL | $450,000 | $900,000 | 3 | Jun 1 | sec.gov |
| TRANS CANADA GOLD CORP. | Other | Vancouver | $259,980 | $1,039,920 | 5 | Jun 1 | sec.gov | |
| Jackpot Digital Inc. | Manufacturing | Vancouver | $250,000 | $500,000 | 1 | Jun 1 | sec.gov | |
| Coliseum SPSTR 2 LLC | Commercial | Austin | TX | $175,000 | $2,500,000 | 3 | Jun 1 | sec.gov |
| Comedor Dallas, LLC | Restaurants | Austin | TX | $140,000 | $3,500,000 | 2 | Jun 1 | sec.gov |
| INRADIO INC | Other Technology | Kansas City | MO | $100,000 | $100,000 | 1 | Jun 1 | sec.gov |
| Baude LLC (amended) | Other | Albany | NY | $75,000 | $75,000 | 15 | Jun 1 | sec.gov |
| ATLANTIC LITHOTRIPSY, LLC | Other Health Care | Columbus | OH | $50,700 | $50,700 | 1 | Jun 1 | sec.gov |
| Nuooly, Inc. | Other | Dallas | TX | $50,000 | $500,000 | 1 | Jun 1 | sec.gov |
| Wind Harvest Pilot Project Inc | Other Energy | Davis | CA | $4,000 | $4,000 | 1 | Jun 1 | sec.gov |
| PW Fund 1 LLC | Commercial | Scottsdale | AZ | $0 | $5,000,000 | 0 | Jun 1 | sec.gov |
| Shea Connelly Development, LLC | Commercial | Scottsdale | AZ | $0 | $12,000,000 | 0 | Jun 1 | sec.gov |
| Verus Partners, LLC | Residential | Leesburg | VA | $0 | $72,000 | 0 | Jun 1 | sec.gov |
| Rolling Hills Investor LLC | Other Real Estate | Phoenix | AZ | $0 | $20,000,000 | 0 | Jun 1 | sec.gov |
| Rio Bravo Joint Venture | Oil and Gas | Plano | TX | $0 | $5,000,000 | 0 | Jun 1 | sec.gov |
| Epic Capital Funds LLC | Other | Meridian | ID | $0 | $2,500,000 | 0 | Jun 1 | sec.gov |
| Chariot Management Holdings LLC | Manufacturing | Oak Brook | IL | $0 | Indefinite | 0 | Jun 1 | sec.gov |
| Columbia Pacific International Senior Living, LP | Other | Seattle | WA | $0 | $30,000,000 | 0 | Jun 1 | sec.gov |
June 2, 2023 · May 31, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.