Data / Form D filings / May 31
Form D filings, May 31, 2023: 108 companies raised $592.8 million
108 operating companies filed a Form D on May 31, 2023, reporting $592.8 million sold. Largest: National Capital Properties VI, LP ($136.1 million), ALIMERA SCIENCES INC ($81 million), Encore Redevelopment, LLC ($38.4 million). The median filing is $1 million, and 142 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 108Form D filings
- $592.8 millionreported sold
- $1 millionmedian amount sold
- UTmost filings (16)
Most filings by state: UT 16, TX 14, CA 12, NY 7, FL 6. By industry: Other 30, Other Technology 23, Residential 15, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| National Capital Properties VI, LP (amended) | Other Real Estate | Washington | DC | $136,100,000 | $275,000,000 | 4 | May 31 | sec.gov |
| ALIMERA SCIENCES INC (amended) | Pharmaceuticals | Alpharetta | GA | $81,000,000 | $81,000,000 | 16 | May 31 | sec.gov |
| Encore Redevelopment, LLC | Commercial | Burlington | VT | $38,400,000 | Indefinite | 1 | May 31 | sec.gov |
| DRS Holdings I, Inc. (amended) | Investment Banking | Boston | MA | $37,389,349 | Indefinite | 33 | May 31 | sec.gov |
| PayIt Holdings, LLC (amended) | Other | Kansas City | MO | $28,937,640 | Indefinite | 15 | May 31 | sec.gov |
| Aura Group, Inc. | Other Technology | Boston | MA | $21,975,000 | $21,975,000 | 1 | May 31 | sec.gov |
| Manus Bio Inc. | Other | Waltham | MA | $21,225,000 | $22,286,250 | 14 | May 31 | sec.gov |
| Sonex Health, Inc. | Other Health Care | Eagan | MN | $19,999,999 | $40,000,000 | 1 | May 31 | sec.gov |
| Hardwoods Holdings, LLC (amended) | Other | Frisco | TX | $16,261,536 | Indefinite | 13 | May 31 | sec.gov |
| Logik.io Inc. | Other Technology | Libertyville | IL | $15,709,994 | $15,709,994 | 19 | May 31 | sec.gov |
| PartsTech, Inc. | Other Technology | Cambridge | MA | $14,999,996 | $15,000,000 | 2 | May 31 | sec.gov |
| Gardens Interactive, Inc. | Other Technology | Los Angeles | CA | $12,250,004 | $31,376,456 | 2 | May 31 | sec.gov |
| Trinity Crestview Office Investors LLC (amended) | Other Real Estate | Southlake | TX | $11,450,000 | $20,000,000 | 109 | May 31 | sec.gov |
| BioSqueeze, Inc. (amended) | Other Technology | Butte | MT | $9,449,998 | $9,449,998 | 9 | May 31 | sec.gov |
| Rumble Inc. | Other Technology | Longboat Key | FL | $8,924,800 | Indefinite | 57 | May 31 | sec.gov |
| DXE 1801 Haddon LLC | Residential | Massapequa | NY | $7,800,000 | $7,800,000 | 67 | May 31 | sec.gov |
| RBW Sports & Classics, Inc. | Manufacturing | Claymont | DE | $7,506,000 | $12,636,100 | 1 | May 31 | sec.gov |
| Swapretail, Inc. (amended) | Other | West Palm Beach | FL | $5,877,825 | $7,269,110 | 14 | May 31 | sec.gov |
| Maximal Learning, Inc. | Other Technology | Bellevue | WA | $5,674,993 | $5,774,993 | 8 | May 31 | sec.gov |
| TruWeather Solutions, Inc. | Other Technology | Reston | VA | $5,304,575 | $7,000,000 | 2 | May 31 | sec.gov |
| IsoTalent, Inc. | Other Technology | Lehi | UT | $5,149,998 | Indefinite | 10 | May 31 | sec.gov |
| GenEp, Inc. | Other Health Care | Charlottesville | VA | $4,955,006 | $5,305,079 | 8 | May 31 | sec.gov |
| MYNO CARBON CORP. (amended) | Other | Bainbridge Island | WA | $4,905,000 | $8,000,000 | 25 | May 31 | sec.gov |
| MaQro Final Mile Pref-A Fund LP | Other | Austin | TX | $4,600,000 | $4,600,000 | 25 | May 31 | sec.gov |
| SparkCharge, Inc. | Other Technology | Somerville | MA | $4,560,000 | $10,000,000 | 6 | May 31 | sec.gov |
| REED'S, INC. | Manufacturing | Norwalk | CT | $4,050,001 | $4,050,001 | 4 | May 31 | sec.gov |
| TrueBuilt Software, Inc. | Other Technology | Huntington Beach | CA | $4,000,000 | $4,000,000 | 3 | May 31 | sec.gov |
| App0 Inc. | Other | Austin | TX | $3,875,000 | $4,375,000 | 3 | May 31 | sec.gov |
| Policy Confluence, Inc. | Other Technology | Middleton | WI | $3,688,364 | $15,000,000 | 1 | May 31 | sec.gov |
| Open Sauced, Inc. | Other Technology | Oakland | CA | $3,514,999 | $3,514,999 | 33 | May 31 | sec.gov |
| Substack Inc. | Other Technology | San Francisco | CA | $3,288,358 | $4,999,990 | 1 | May 31 | sec.gov |
| HRP SR CHICAGO LLC | Commercial | Atlanta | GA | $3,000,000 | $3,000,000 | 10 | May 31 | sec.gov |
| Trice Technologies Inc. | Other Technology | Austin | TX | $2,989,999 | $2,989,999 | 8 | May 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,607,934 | Indefinite | 96 | May 31 | sec.gov |
| IMBED BIOSCIENCES, INC | Biotechnology | Middleton | WI | $2,500,000 | $6,000,000 | 2 | May 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,382,616 | Indefinite | 96 | May 31 | sec.gov |
| RZT Plantation, LLC | Commercial | Fort Lauderdale | FL | $2,066,001 | $2,066,001 | 10 | May 31 | sec.gov |
| Aclarion, Inc. | Other | Broomfield | CO | $2,000,000 | $2,000,000 | 2 | May 31 | sec.gov |
| Teardown Funding #2,LLC | Other Travel | Brevard | NC | $1,575,000 | $1,950,000 | 28 | May 31 | sec.gov |
| Seattle Funding Group, Ltd. | Other | Bellevue | WA | $1,550,000 | $1,550,000 | 13 | May 31 | sec.gov |
| Inherent Biosciences, Inc. | Biotechnology | Salt Lake City | UT | $1,513,869 | Indefinite | 12 | May 31 | sec.gov |
| RBI Louisville Holdings III LLC | Other Real Estate | Columbus | OH | $1,500,000 | $7,370,000 | 12 | May 31 | sec.gov |
| Mattereum Group Ltd (amended) | Other Technology | London | $1,341,912 | Indefinite | 16 | May 31 | sec.gov | |
| U First Capital Fund XIX LLC | Other | Fremont | CA | $1,175,000 | $5,000,000 | 5 | May 31 | sec.gov |
| American Infrastructure Group, Inc. (amended) | Other Technology | Houston | TX | $1,030,028 | $1,030,028 | 59 | May 31 | sec.gov |
| Arc Techtonics, Inc. | Biotechnology | Hampton | NH | $1,000,000 | $1,000,000 | 5 | May 31 | sec.gov |
| Care One Services LLC | Other Health Care | Memphis | TN | $1,000,000 | $1,000,000 | 4 | May 31 | sec.gov |
| TRAPOL8, Inc. | Other Technology | Dallas | TX | $975,000 | Indefinite | 4 | May 31 | sec.gov |
| EUDA Health Holdings Ltd | Other Health Care | One Pemimpin | $940,000 | $4,000,000 | 8 | May 31 | sec.gov | |
| Launchpoint Electric Propulsion Solutions, Inc. (amended) | Other | Goleta | CA | $875,000 | $1,000,000 | 1 | May 31 | sec.gov |
| Amarah LLC | Residential | Irving | TX | $850,000 | $850,000 | 12 | May 31 | sec.gov |
| Pathway Beauty Associates LLC | Other | New York | NY | $750,000 | $750,000 | 13 | May 31 | sec.gov |
| SMK ATM Fund 4 LLC | Commercial | Bend | OR | $572,000 | $10,000,000 | 8 | May 31 | sec.gov |
| Tethon Corp | Other | Omaha | NE | $500,000 | $2,000,000 | 1 | May 31 | sec.gov |
| Z Loan & Investment, LLC | REITS and Finance | Stateline | NV | $444,000 | $444,000 | 8 | May 31 | sec.gov |
| Portside Wealth Group, LLC | Investing | Provo | UT | $412,500 | $500,000 | 14 | May 31 | sec.gov |
| Good Dog Food Ltd | Other | London | $374,799 | $374,799 | 5 | May 31 | sec.gov | |
| ALCHEMIST MINING Inc | Other | Vancouver | $358,892 | $358,892 | 12 | May 31 | sec.gov | |
| Woody Storage Investors LP | Commercial | Missouri City | TX | $350,000 | $350,000 | 9 | May 31 | sec.gov |
| Apalachee Self Storage LLC | Commercial | Orlando | FL | $350,000 | $4,500,000 | 2 | May 31 | sec.gov |
| Elevai Labs Inc. (amended) | Other | Newport Beach | CA | $323,589 | $1,600,000 | 8 | May 31 | sec.gov |
| Gaingels Prime Trust 2022 LLC (amended) | Other | Burlington | VT | $280,166 | $280,166 | 28 | May 31 | sec.gov |
| Goldsource Mines Inc. | Other | Vancouver | $266,607 | $470,266 | 1 | May 31 | sec.gov | |
| Hera Biotech, Inc. | Biotechnology | San Antonio | TX | $260,000 | $1,000,000 | 4 | May 31 | sec.gov |
| ECOBOT, Inc. | Other | Asheville | NC | $250,000 | $2,000,000 | 2 | May 31 | sec.gov |
| IndulgeRx Brands Inc (amended) | Other | Woods Cross | UT | $249,017 | $553,370 | 4 | May 31 | sec.gov |
| ABACUS MINING & EXPLORATION CORP | Other | Vancouver | $237,812 | $435,989 | 5 | May 31 | sec.gov | |
| 831 Stories, Inc. (amended) | Other | Brooklyn | NY | $225,000 | Indefinite | 3 | May 31 | sec.gov |
| 831 Stories, Inc. | Other | Brooklyn | NY | $225,000 | Indefinite | 3 | May 31 | sec.gov |
| Sport Fishing Championship Enterprise LLC | Other | Trophy Club | TX | $200,000 | $3,000,000 | 1 | May 31 | sec.gov |
| Zodiac Gold Inc. | Other | Vancouver | $120,095 | $1,000,000 | 6 | May 31 | sec.gov | |
| Bottle & Press, LLC | Other | Portland | OR | $100,000 | $2,000,000 | 2 | May 31 | sec.gov |
| brooqLy, Inc. (amended) | Other Technology | Palos Hills | IL | $78,000 | Indefinite | 3 | May 31 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $53,763 | $300,000,000 | 0 | May 31 | sec.gov |
| Indrocorp Technologies Inc. | Other Technology | Vancouver | $51,472 | $51,472 | 2 | May 31 | sec.gov | |
| Vironix Health Inc. | Other | Austin | TX | $40,000 | $250,000 | 2 | May 31 | sec.gov |
| InnovaQor, Inc. | Other Health Care | West Palm Beach | FL | $30,000 | $30,000 | 3 | May 31 | sec.gov |
| Indrocorp Technologies Inc. | Other Technology | Vancouver | $18,453 | $18,453 | 1 | May 31 | sec.gov | |
| Climate Capital Partners GP, LLC | Investing | Charlotte | NC | $10,000 | Indefinite | 1 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 7607 Blessing (amended) | Residential | Cottonwood Heights | UT | $2,403 | $2,403 | 13 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 200 E 2300 N (amended) | Residential | Cottonwood Heights | UT | $2,244 | $2,244 | 11 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 5735 Timber Creek (amended) | Residential | Cottonwood Heights | UT | $906 | $906 | 7 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 5133 Dresden (amended) | Residential | Cottonwood Heights | UT | $652 | $652 | 3 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 14671 Beach (amended) | Residential | Cottonwood Heights | UT | $271 | $271 | 4 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 27670 Claymen (amended) | Residential | Cottonwood Heights | UT | $231 | $231 | 5 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 35434 25th (amended) | Residential | Cottonwood Heights | UT | $221 | $221 | 4 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 5124 Minneola (amended) | Residential | Cottonwood Heights | UT | $221 | $221 | 4 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 680 Village (amended) | Residential | Cottonwood Heights | UT | $131 | $131 | 4 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 5733 Enfield (amended) | Residential | Cottonwood Heights | UT | $131 | $131 | 4 | May 31 | sec.gov |
| Series Fund C, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $0 | Indefinite | 0 | May 31 | sec.gov |
| Don Martin Apartments LLC | Other Real Estate | Mesa | AZ | $0 | $1,952,276 | 0 | May 31 | sec.gov |
| 3653 East 2nd Holdings, LLC | Commercial | Newport Beach | CA | $0 | $1,580,000 | 0 | May 31 | sec.gov |
| ReNewVax Ltd | Biotechnology | Liverpool | $0 | $3,000,000 | 0 | May 31 | sec.gov | |
| Dubuque Legacy Fund, LLC | Other | Waterloo | IA | $0 | $5,000,000 | 0 | May 31 | sec.gov |
| Lento Bio, Inc | Pharmaceuticals | Lafayette | NY | $0 | $5,000,000 | 0 | May 31 | sec.gov |
| AFB Investors I LLC | Restaurants | Bloomfield Hills | MI | $0 | $5,000,000 | 0 | May 31 | sec.gov |
| EQT Exeter Multifamily Value Fund II, LP | Residential | Radnor | PA | $0 | Indefinite | 0 | May 31 | sec.gov |
| PRIVATE JET ONE WAYS, INC. | Airlines and Airports | Henderson | NV | $0 | $1,000,000 | 0 | May 31 | sec.gov |
| Tribble Inc. | Other Technology | Marina Del Rey | CA | $0 | $3,000,000 | 10 | May 31 | sec.gov |
| CRLA Funding I, LLC | Other Real Estate | Fairfield | CT | $0 | $600,000 | 0 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 1870 Myrtle (amended) | Residential | Cottonwood Heights | UT | $0 | $1 | 0 | May 31 | sec.gov |
| Realbid Token Holdings, LLC Series 1001 Leah Ave (amended) | Residential | Cottonwood Heights | UT | $0 | $1 | 0 | May 31 | sec.gov |
| KKR Infrastructure Conglomerate LLC | Other | New York | NY | $0 | Indefinite | 0 | May 31 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $36,000,000 | 0 | May 31 | sec.gov |
| Lock Trust, Inc. | Other Banking and Financial Services | Tampa | FL | $0 | $100,000,000 | 0 | May 31 | sec.gov |
| WRR-Madison #15, LP | Oil and Gas | Fort Worth | TX | $0 | $4,539,000 | 0 | May 31 | sec.gov |
| Bambu Systems, LLC (amended) | Other Banking and Financial Services | Memphis | TN | $0 | $50,000,000 | 0 | May 31 | sec.gov |
| brooqLy, Inc. (amended) | Other Technology | Palos Hills | IL | $0 | Indefinite | 0 | May 31 | sec.gov |
June 1, 2023 · May 30, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.