Data / Form D filings / Jun 2
Form D filings, June 2, 2023: 77 companies raised $943.4 million
77 operating companies filed a Form D on June 2, 2023, reporting $943.4 million sold. Largest: Cengage Learning Holdings II, Inc. ($525 million), Swing Education, Inc. ($39.3 million), SURGE Therapeutics, Inc. ($32 million). The median filing is $1.9 million, and 156 pooled investment funds also filed that day.
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- 77Form D filings
- $943.4 millionreported sold
- $1.9 millionmedian amount sold
- NYmost filings (9)
Most filings by state: NY 9, CA 9, TX 8, MA 4, WA 4. By industry: Other Technology 23, Other 11, Other Real Estate 6, Investing 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Cengage Learning Holdings II, Inc. | Other Technology | Boston | MA | $524,999,970 | $524,999,970 | 20 | Jun 2 | sec.gov |
| Swing Education, Inc. | Other | San Francisco | CA | $39,328,421 | $39,328,421 | 4 | Jun 2 | sec.gov |
| SURGE Therapeutics, Inc. | Biotechnology | Cambridge | MA | $32,003,969 | $49,999,998 | 22 | Jun 2 | sec.gov |
| Hilco Redevelopment 776 F&F, LLC | Other Real Estate | Chicago | IL | $29,095,100 | $29,095,100 | 75 | Jun 2 | sec.gov |
| Kasypa Inc. | Telecommunications | Lake Forest | CA | $25,802,623 | $25,932,757 | 69 | Jun 2 | sec.gov |
| ELEMENTIS PLC (amended) | Manufacturing | London | $22,895,903 | Indefinite | 6 | Jun 2 | sec.gov | |
| OXCCU TECH LTD. | Energy Conservation | Oxford, Oxfordshire | $22,174,514 | $22,174,514 | 11 | Jun 2 | sec.gov | |
| Artelon, Inc. | Biotechnology | Marietta | GA | $19,999,998 | $30,000,004 | 1 | Jun 2 | sec.gov |
| PIC CAR WASH 5, LLC (amended) | Commercial | Irmo | SC | $19,207,225 | $25,000,000 | 210 | Jun 2 | sec.gov |
| Pluton Biosciences, Inc. | Biotechnology | St. Louis | MO | $17,579,071 | $17,579,071 | 12 | Jun 2 | sec.gov |
| AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC | Insurance | Charlotte | NC | $17,413,794 | $17,413,794 | 705 | Jun 2 | sec.gov |
| Hilco Redevelopment PHL F&F, LLC | Other Real Estate | Chicago | IL | $15,750,000 | $15,750,000 | 37 | Jun 2 | sec.gov |
| Envexergy Inc. | Other | New York | NY | $15,613,243 | $15,613,243 | 13 | Jun 2 | sec.gov |
| Algorithmiq Inc. | Other Technology | Helsinki | $14,002,136 | $20,000,000 | 21 | Jun 2 | sec.gov | |
| Homewood Heights Holdings, LLC | Commercial | Birmingham | AL | $13,000,000 | $13,000,000 | 44 | Jun 2 | sec.gov |
| Never Forget Brands LLC (amended) | Retailing | Isle Of Palms | SC | $10,009,000 | Indefinite | 51 | Jun 2 | sec.gov |
| Overture Resurfacing Inc. | Other Technology | Irvine | CA | $9,629,752 | $9,629,752 | 59 | Jun 2 | sec.gov |
| Chairish, Inc. (amended) | Other Technology | San Francisco | CA | $9,094,591 | $9,094,591 | 51 | Jun 2 | sec.gov |
| endear Health, Inc. | Other Technology | Miami | FL | $7,500,000 | $8,000,000 | 6 | Jun 2 | sec.gov |
| CleanFiber Buffalo, LLC | Manufacturing | Blasdell | NY | $4,950,000 | $6,000,000 | 20 | Jun 2 | sec.gov |
| Patriot Fund III LLC (amended) | Commercial | Las Vegas | NV | $4,825,000 | $25,000,000 | 28 | Jun 2 | sec.gov |
| Ritual Media, PBC | Other Technology | New York | NY | $4,766,194 | $5,200,000 | 25 | Jun 2 | sec.gov |
| CBP Productions 1, LLC | Other | Scottsdale | AZ | $4,700,000 | $4,700,000 | 79 | Jun 2 | sec.gov |
| Aircon Air Freight, Inc. | Other Technology | Flower Mound | TX | $4,584,998 | $4,635,001 | 7 | Jun 2 | sec.gov |
| Kasypa Inc. | Telecommunications | Lake Forest | CA | $4,224,999 | $4,224,999 | 33 | Jun 2 | sec.gov |
| Peak Ski Company, LLC (amended) | Manufacturing | Bozeman | MT | $4,100,000 | $8,000,000 | 18 | Jun 2 | sec.gov |
| Helios Ambient Partners, LLC | Investing | Denver | CO | $4,025,000 | $4,025,000 | 23 | Jun 2 | sec.gov |
| Bambi Health, Inc. | Other Technology | Great Neck | NY | $3,750,000 | $4,000,000 | 1 | Jun 2 | sec.gov |
| Meridian Storage Lenders, LLC | REITS and Finance | Issaquah | WA | $3,325,000 | $3,325,000 | 16 | Jun 2 | sec.gov |
| Hopewell Therapeutics, Inc. | Biotechnology | Woburn | MA | $3,000,002 | $10,000,001 | 1 | Jun 2 | sec.gov |
| Seek AI Inc. | Other Technology | New York | NY | $3,000,000 | $3,000,000 | 4 | Jun 2 | sec.gov |
| NOTICE NINJA INC. | Other Technology | New Smyrna Beach | FL | $2,623,809 | $2,623,809 | 3 | Jun 2 | sec.gov |
| Skyway Realty RM LLC (amended) | Investing | Orlando | FL | $2,500,000 | $2,500,000 | 29 | Jun 2 | sec.gov |
| Infectious Disease Connect, Inc. | Other Health Care | Cranberry Township | PA | $1,950,000 | $4,000,000 | 3 | Jun 2 | sec.gov |
| OMD on High Street, LLC | Commercial | Virginia Beach | VA | $1,900,000 | $1,900,000 | 5 | Jun 2 | sec.gov |
| Cortina Partners Adventure Travel 1, LLC | Other | Holladay | UT | $1,880,000 | $1,880,000 | 9 | Jun 2 | sec.gov |
| PCIH Series 10 a series of Piedmont Capital Investment Holdings, LLC | Investing | Raleigh | NC | $1,850,000 | $1,850,000 | 7 | Jun 2 | sec.gov |
| Little Sparrows Technologies, Inc. | Other Technology | Winchester | MA | $1,620,573 | $3,120,573 | 13 | Jun 2 | sec.gov |
| Mi Alma Mia, Inc. | Other Technology | Atlanta | GA | $1,585,000 | $1,585,000 | 16 | Jun 2 | sec.gov |
| DemandWell, Inc. | Other Technology | Indianapolis | IN | $1,552,763 | $1,552,763 | 4 | Jun 2 | sec.gov |
| Sust Inc. | Other Technology | San Francisco | CA | $1,510,000 | $2,000,000 | 4 | Jun 2 | sec.gov |
| CapX Ventures Fund 5, LLC | Oil and Gas | Colleyville | TX | $1,250,000 | $2,000,000 | 17 | Jun 2 | sec.gov |
| Locke Property Management, LLC | Other | Hereford | TX | $1,000,000 | $1,000,000 | 2 | Jun 2 | sec.gov |
| Toolbelt, Inc. | Other Technology | Vancouver | WA | $1,000,000 | $3,000,077 | 1 | Jun 2 | sec.gov |
| Aktivate, Inc. | Other Technology | New York | NY | $899,997 | $1,500,000 | 5 | Jun 2 | sec.gov |
| Oak Tree Flats LLC | Residential | Burnsville | MN | $735,000 | $735,000 | 12 | Jun 2 | sec.gov |
| Conductor Solar, Inc. | Other Technology | Athens | OH | $645,000 | $1,200,000 | 7 | Jun 2 | sec.gov |
| HRP Fordham F&F, LLC | Other Real Estate | Chicago | IL | $575,100 | $575,100 | 11 | Jun 2 | sec.gov |
| Strong Capital Holdings Company, LLC (amended) | Investing | Stamford | CT | $460,000 | $460,000 | 5 | Jun 2 | sec.gov |
| Tribexa Inc. | Other Technology | Lewes | DE | $459,111 | $2,234,111 | 3 | Jun 2 | sec.gov |
| Newport Apts LLC | Residential | Cincinnati | OH | $410,000 | $410,000 | 10 | Jun 2 | sec.gov |
| LELAND INVESTORS PE LLC | Investing | Chevy Chase | MD | $350,000 | $350,000 | 7 | Jun 2 | sec.gov |
| CoLabs Int'l, Corp. (amended) | Other Health Care | Huntington Beach | CA | $315,000 | $600,000 | 4 | Jun 2 | sec.gov |
| AVP Wine Collective LLC | Other | Portland | OR | $250,000 | $250,000 | 9 | Jun 2 | sec.gov |
| RC FAIRFAXSCFLL | Other | Redmond | WA | $250,000 | $1,500,000 | 6 | Jun 2 | sec.gov |
| Prism Care Inc. (amended) | Other Health Care | Plano | TX | $250,000 | $2,600,000 | 1 | Jun 2 | sec.gov |
| Prism Care Inc. | Other Health Care | Plano | TX | $250,000 | $2,600,000 | 1 | Jun 2 | sec.gov |
| TEG Evanswood23, LLC | Residential | St Louis Park | MN | $225,000 | $21,200,000 | 3 | Jun 2 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $200,000 | $300,000,000 | 0 | Jun 2 | sec.gov |
| Continental Growth, LLC | Construction | Jacksonville | NC | $170,000 | $680,000 | 8 | Jun 2 | sec.gov |
| HyperSciences, Inc. | Telecommunications | Spokane | WA | $110,000 | $5,000,000 | 3 | Jun 2 | sec.gov |
| VIN-38 Vixiar Medical, LLC | Other | Fayetteville | AR | $60,000 | $500,000 | 7 | Jun 2 | sec.gov |
| LOREWORX, INC. | Other Technology | Parkton | MD | $50,000 | $50,000 | 2 | Jun 2 | sec.gov |
| VIN-39 Cardiowise, LLC | Other | Fayetteville | AR | $40,000 | $500,000 | 4 | Jun 2 | sec.gov |
| Myriad Uranium Corp. | Other | Vancouver | $34,500 | $34,500 | 3 | Jun 2 | sec.gov | |
| Getting Ahead Productions LLC | Other | New York | NY | $30,000 | $30,000 | 1 | Jun 2 | sec.gov |
| AIRBUS SE | Manufacturing | Leiden | $15,047 | Indefinite | 4 | Jun 2 | sec.gov | |
| TBOTG Development, Inc. | Other Real Estate | Austin | TX | $8,800 | $8,800 | 25 | Jun 2 | sec.gov |
| DeGirum Corp. | Other Technology | Santa Clara | CA | $3,330 | $3,330 | 3 | Jun 2 | sec.gov |
| MUINZER VWS, LLC | Other Real Estate | Lafayette | IN | $0 | $1,525,000 | 15 | Jun 2 | sec.gov |
| High Pointe Holdings, LLC | Other Real Estate | Williamsburg | MI | $0 | $22,000,000 | 0 | Jun 2 | sec.gov |
| True Star Fund IV, LP | Residential | Midland | TX | $0 | $40,000,000 | 0 | Jun 2 | sec.gov |
| 7RCC Global INC. | Other Banking and Financial Services | Miami Beach | FL | $0 | Indefinite | 0 | Jun 2 | sec.gov |
| Hyundai Technology Holdings, Inc. (amended) | Other Technology | New York | NY | $0 | Indefinite | 0 | Jun 2 | sec.gov |
| Hyundai Technology Holdings, Inc. (amended) | Other Technology | New York | NY | $0 | Indefinite | 0 | Jun 2 | sec.gov |
| MBS Services Capital, LLC | Business Services | Culver City | CA | $0 | Indefinite | 0 | Jun 2 | sec.gov |
| MatchRite Care LLC | Other Technology | Kansas City | MO | $0 | Indefinite | 1 | Jun 2 | sec.gov |
June 5, 2023 · June 1, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.