Data / Form D filings / Feb 6
Form D filings, February 6, 2023: 108 companies raised $7.39 billion
108 operating companies filed a Form D on February 6, 2023, reporting $7.39 billion sold. Largest: HF Marketable Securities Pool, LLC ($5.50 billion), Wheelock Street Real Estate Long Term Value Fund, LP ($967.8 million), ADREX Multifamily I DST ($172.8 million). The median filing is $2 million, and 96 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 108Form D filings
- $7.39 billionreported sold
- $2 millionmedian amount sold
- TXmost filings (19)
Most filings by state: TX 19, NY 14, CA 10, WA 7, NV 5. By industry: Other 23, Commercial 15, Other Technology 15, REITS and Finance 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HF Marketable Securities Pool, LLC | Other | Knoxville | TN | $5,502,500,000 | Indefinite | 28 | Feb 6 | sec.gov |
| Wheelock Street Real Estate Long Term Value Fund, LP (amended) | Other Real Estate | Greenwich | CT | $967,818,961 | Indefinite | 34 | Feb 6 | sec.gov |
| ADREX Multifamily I DST (amended) | Other Real Estate | Denver | CO | $172,846,196 | $315,482,094 | 143 | Feb 6 | sec.gov |
| Arcellx, Inc. | Biotechnology | Gaithersburg | MD | $100,000,003 | $100,000,003 | 1 | Feb 6 | sec.gov |
| Labels Buyer, LLC (amended) | Other | Elk Grove Village | IL | $86,790,000 | Indefinite | 57 | Feb 6 | sec.gov |
| BioDerm Holdings, LP | Other Health Care | Denver | CO | $85,357,000 | $85,357,000 | 32 | Feb 6 | sec.gov |
| NexPoint Buffalo DST (amended) | Other Real Estate | Dallas | TX | $53,133,590 | $54,531,314 | 187 | Feb 6 | sec.gov |
| Waveland Resource Partners VI, LP (amended) | Oil and Gas | Irvine | CA | $49,551,148 | $100,000,000 | 600 | Feb 6 | sec.gov |
| BMPC Ultimate Holdings, LLC | Other | Austin | TX | $37,750,000 | $37,750,000 | 6 | Feb 6 | sec.gov |
| Ljulja Beauty Inc. | Other | New York | NY | $22,999,963 | $22,999,963 | 5 | Feb 6 | sec.gov |
| Lake Charles Investco LLC | Other | Little Rock | AR | $22,775,000 | $26,500,000 | 55 | Feb 6 | sec.gov |
| ELEVATE COMMUNITIES HOLDINGS, LLC | Other Real Estate | Dallas | TX | $21,377,001 | $159,250,000 | 90 | Feb 6 | sec.gov |
| Biolog, Inc. /DE/ (amended) | Biotechnology | Hayward | CA | $17,500,000 | $17,500,000 | 20 | Feb 6 | sec.gov |
| Hume AI Inc. | Other | New York | NY | $16,646,501 | $17,771,859 | 13 | Feb 6 | sec.gov |
| Rise McClintock Partners, LLC | Residential | Scottsdale | AZ | $15,128,534 | $18,030,134 | 223 | Feb 6 | sec.gov |
| 2900 Matlock Rd LLC | Residential | Frisco | TX | $13,393,499 | $15,000,000 | 139 | Feb 6 | sec.gov |
| RedShelf, Inc. | Other Technology | Chicago | IL | $13,115,928 | $15,380,952 | 4 | Feb 6 | sec.gov |
| Slingshot Biosciences, Inc. | Other | Emeryville | CA | $11,227,334 | $11,227,334 | 8 | Feb 6 | sec.gov |
| HealthAtom Inc. | Other | Santiago | $10,650,526 | $10,650,526 | 16 | Feb 6 | sec.gov | |
| AnswersNow, Inc. | Other Technology | Richmond | VA | $10,519,518 | $10,519,518 | 15 | Feb 6 | sec.gov |
| Halsey Lenders, LLC | REITS and Finance | Issaquah | WA | $10,500,000 | $13,500,000 | 37 | Feb 6 | sec.gov |
| Rhino 30 Main LLC | Commercial | Boston | MA | $10,255,000 | $10,255,000 | 185 | Feb 6 | sec.gov |
| ZETAGEN THERAPEUTICS, INC. | Pharmaceuticals | Syracuse | NY | $9,634,360 | $15,000,000 | 44 | Feb 6 | sec.gov |
| Opscura, Inc. | Other Technology | Oakland | CA | $9,549,984 | $15,149,989 | 0 | Feb 6 | sec.gov |
| BalkanID Inc. | Other Technology | Austin | TX | $8,173,705 | $8,750,000 | 83 | Feb 6 | sec.gov |
| OREGON VENTURE FUND 2023, LLC | Other | Portland | OR | $7,425,000 | Indefinite | 134 | Feb 6 | sec.gov |
| Share Creators Software Inc. | Other Technology | Burlingame | CA | $7,402,156 | $7,402,156 | 4 | Feb 6 | sec.gov |
| 6242 PLEASANT GROVE LLC (amended) | Residential | Charlotte | NC | $6,975,000 | $8,000,000 | 56 | Feb 6 | sec.gov |
| Carium, Inc. | Other Technology | Petaluma | CA | $6,000,001 | $10,000,002 | 4 | Feb 6 | sec.gov |
| Lightfox Games, Inc. | Other Technology | Seattle | WA | $5,999,998 | $5,999,998 | 4 | Feb 6 | sec.gov |
| DIG Tigard QOF, LLC | Residential | Lake Oswego | OR | $5,825,000 | $5,825,000 | 22 | Feb 6 | sec.gov |
| DIG06 Industrial Portfolio Investors, LLC | Commercial | Roswell | GA | $5,818,381 | $5,818,381 | 82 | Feb 6 | sec.gov |
| RPIG 1938 FILLMORE LLC | Residential | Mckinney | TX | $5,730,000 | $13,000,000 | 78 | Feb 6 | sec.gov |
| NYIF Jersey City, LLC | REITS and Finance | New York | NY | $5,600,000 | $64,000,000 | 7 | Feb 6 | sec.gov |
| Wholesome Spirits Inc. | Other | Charleston | SC | $4,846,333 | $4,846,333 | 39 | Feb 6 | sec.gov |
| Apomaya, Inc. (amended) | Other Technology | Redwood City | CA | $4,775,550 | $4,775,550 | 8 | Feb 6 | sec.gov |
| EVR Global Butcher, LLC | Investing | Coral Gables | FL | $3,575,000 | $25,000,000 | 6 | Feb 6 | sec.gov |
| HYGIEIA INC | Other Health Care | Livonia | MI | $3,335,000 | $5,000,000 | 9 | Feb 6 | sec.gov |
| Wholesome Spirits Inc. | Other | Charleston | SC | $3,000,000 | $3,000,000 | 68 | Feb 6 | sec.gov |
| Teal Bio, Inc. (amended) | Other Health Care | Somerville | MA | $3,000,000 | $3,000,000 | 15 | Feb 6 | sec.gov |
| Innovein, Inc. | Other Health Care | Santa Rosa | CA | $2,545,164 | $11,923,800 | 7 | Feb 6 | sec.gov |
| Neighborhood Goods, Inc. | Retailing | Houston | TX | $2,500,000 | $5,000,000 | 1 | Feb 6 | sec.gov |
| Canna Remedies LLC | Retailing | Lincolnshire | IL | $2,400,000 | $2,400,000 | 30 | Feb 6 | sec.gov |
| RADMOR, INC. | Retailing | Seattle | WA | $2,400,000 | $4,000,000 | 1 | Feb 6 | sec.gov |
| PARTING STONE, INC. (amended) | Other | Santa Fe | NM | $2,036,669 | $2,968,853 | 32 | Feb 6 | sec.gov |
| Stonehenge Technology Labs, Inc. | Other Technology | Rogers | AR | $2,000,000 | $2,000,000 | 17 | Feb 6 | sec.gov |
| Blood Tracking Device, Inc | Other Technology | Webster | TX | $1,500,000 | Indefinite | 1 | Feb 6 | sec.gov |
| NXT Telcom Services Inc | Telecommunications | Las Vegas | NV | $1,500,000 | $1,500,000 | 6 | Feb 6 | sec.gov |
| D&I FREDERICK MANOR, LLC | Commercial | Lutherville | MD | $1,250,000 | $1,250,000 | 13 | Feb 6 | sec.gov |
| FUNNY WATER, INC | Retailing | Chicago | IL | $1,200,000 | $3,500,000 | 7 | Feb 6 | sec.gov |
| Girlology, Inc. | Other | Mount Pleasant | SC | $1,000,000 | $2,500,000 | 1 | Feb 6 | sec.gov |
| RAIN Platforms Inc. | Other Technology | Liberty Hill | TX | $994,996 | $2,525,000 | 8 | Feb 6 | sec.gov |
| Moss Point RV Park H, LLC | Residential | Gulf Shores | AL | $950,000 | $1,925,000 | 19 | Feb 6 | sec.gov |
| OREGON VENTURE FUND XV, LLC | Other | Portland | OR | $941,750 | Indefinite | 16 | Feb 6 | sec.gov |
| Circle Pines Glen Oaks Center, LLC (amended) | Other Real Estate | Minnetonka | MN | $900,000 | $900,000 | 7 | Feb 6 | sec.gov |
| Circle Pines Glen Oaks Center, LLC | Other Real Estate | Minnetonka | MN | $900,000 | $900,000 | 7 | Feb 6 | sec.gov |
| Impact McClintock, LLC | Residential | Peoria | AZ | $877,499 | $1,000,000 | 24 | Feb 6 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $874,930 | $874,930 | 1 | Feb 6 | sec.gov |
| Clever Real Estate, Inc. | Other Technology | St. Louis | MO | $658,840 | $2,000,001 | 7 | Feb 6 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $625,845 | $625,845 | 1 | Feb 6 | sec.gov |
| Avadain, Inc. (amended) | Manufacturing | Eads | TN | $605,000 | $3,600,000 | 20 | Feb 6 | sec.gov |
| Roll Out the Barrel VIII LLC | Other | Indianapolis | IN | $600,000 | $600,000 | 7 | Feb 6 | sec.gov |
| Imagen Skiffey Family Dentistry Support Services, LLC | Other Health Care | Scottsdale | AZ | $578,500 | $578,500 | 2 | Feb 6 | sec.gov |
| In The Moment, Ltd. | Other | Carson City | NV | $500,000 | $500,000 | 1 | Feb 6 | sec.gov |
| Long Creek RV Park LLC (amended) | Residential | Lago Vista | TX | $420,000 | $420,000 | 10 | Feb 6 | sec.gov |
| EPIC MF I CAMELBACK 188 REIT LP | REITS and Finance | Denver | CO | $375,000 | $375,000 | 125 | Feb 6 | sec.gov |
| Ewan Strome Management LLC | Other | New York | NY | $330,000 | $330,000 | 27 | Feb 6 | sec.gov |
| Balanced Media Technology, LLC | Other | Allen | TX | $250,000 | $250,000 | 1 | Feb 6 | sec.gov |
| Gaingels Inscribe AI LLC | Other | Burlington | VT | $221,275 | $221,275 | 8 | Feb 6 | sec.gov |
| HICAP ABQ PORTFOLIO LLC | Residential | Bronx | NY | $200,000 | $8,000,000 | 2 | Feb 6 | sec.gov |
| Niche Biopharmaceuticals LLC | Pharmaceuticals | Shorewood | MN | $200,000 | $200,000 | 5 | Feb 6 | sec.gov |
| UGE International Ltd. (amended) | Other Energy | Toronto | $161,000 | $161,000 | 4 | Feb 6 | sec.gov | |
| UGE International Ltd. (amended) | Business Services | Toronto | $145,000 | $145,000 | 5 | Feb 6 | sec.gov | |
| MCROPP SNYTS REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| MCROPP SNYTS COINVEST REIT LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| PSOF VL DC REIT, LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| NE Gateway Mall Holdco LLC | REITS and Finance | Columbus | OH | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| DBR REIT LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| DLM Investment Partners REIT LP | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| Nuveen Real Estate U.S. Strategic Lab Vehicle REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| FRH McKinney Ranch REIT LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Feb 6 | sec.gov |
| Maxim Income REIT IV, LLC | REITS and Finance | New York | NY | $123,000 | $123,000 | 123 | Feb 6 | sec.gov |
| DPIF III Sanders Road REIT 3, LLC | Commercial | Reno | NV | $122,000 | $122,000 | 122 | Feb 6 | sec.gov |
| DPIF III Sanders Road REIT 2, LLC | Commercial | Reno | NV | $122,000 | $122,000 | 122 | Feb 6 | sec.gov |
| DPIF III Sanders Road REIT 1, LLC | Commercial | Reno | NV | $122,000 | $122,000 | 122 | Feb 6 | sec.gov |
| Mentor Park Investor Group LLC (amended) | Commercial | Mentor | OH | $80,000 | $1,800,000 | 2 | Feb 6 | sec.gov |
| Liberia Organic Cocoa & Agricultural Co | Agriculture | Washington | DC | $75,000 | $150,000 | 0 | Feb 6 | sec.gov |
| Me4U, Inc. | Other Technology | New York | NY | $50,000 | $450,000 | 1 | Feb 6 | sec.gov |
| DimensionalMechanics, Inc. | Other Technology | Bellevue | WA | $50,000 | $500,000 | 1 | Feb 6 | sec.gov |
| ATI AIRTEST TECHNOLOGIES INC | Energy Conservation | Delta | $14,936 | $14,936 | 1 | Feb 6 | sec.gov | |
| Right Left Franchise Group LLC | Other | Brooklyn | NY | $1 | $1 | 2 | Feb 6 | sec.gov |
| Evergreen - 101 College Park LLC | Commercial | Rockwall | TX | $0 | $1,200,000 | 0 | Feb 6 | sec.gov |
| BE Car Wash Fund LLC | Other | Sheridan | WY | $0 | $50,000,000 | 0 | Feb 6 | sec.gov |
| Capital Square Denton BFR, LLC | Commercial | Glen Allen | VA | $0 | $22,058,000 | 0 | Feb 6 | sec.gov |
| Foss Ohio 2024 Fund I, LLC | Investing | San Francisco | CA | $0 | Indefinite | 0 | Feb 6 | sec.gov |
| Shoreline 145th TOD Partners Two LLC | Other Real Estate | Seattle | WA | $0 | $5,500,000 | 0 | Feb 6 | sec.gov |
| Mimi's House RAL Fund, LLC | Commercial | West Chester | OH | $0 | $3,500,000 | 0 | Feb 6 | sec.gov |
| Traffic Marking Service, Inc. | Construction | Maple Lake | MN | $0 | $26,040,000 | 1 | Feb 6 | sec.gov |
| MIDWEST PORTFOLIO 5 LLC | Commercial | Omaha | NE | $0 | $9,000,000 | 0 | Feb 6 | sec.gov |
| Greenleaf Investment Partners L103, LLC | Commercial | Norcross | GA | $0 | $1,800,000 | 25 | Feb 6 | sec.gov |
| Spur Marvin Acres Fund LLC | Commercial | San Antonio | TX | $0 | $2,000,000 | 0 | Feb 6 | sec.gov |
| Quinlan34 Venture LLC | Commercial | Irving | TX | $0 | $1,500,000 | 0 | Feb 6 | sec.gov |
| Phoenix Park LLC | Commercial | Frisco | TX | $0 | $4,500,000 | 0 | Feb 6 | sec.gov |
| NYNJCRE Capital, Inc. | Other Technology | Hicksville | NY | $0 | $1,000,000 | 0 | Feb 6 | sec.gov |
| FinGoal, Inc. | Computers | Lafayette | CO | $0 | Indefinite | 0 | Feb 6 | sec.gov |
| OBI EMPLOYEE EQUIPMENT LEASING PROGRAM, LLC | Other | Seattle | WA | $0 | $1,000,000 | 0 | Feb 6 | sec.gov |
| OBI FISHERMEN EQUIPMENT LEASING PROGRAM LLC | Other | Seattle | WA | $0 | $500,000 | 0 | Feb 6 | sec.gov |
| Healthy Business Group, LLC | Health Insurance | New York | NY | $0 | $2,517,500 | 0 | Feb 6 | sec.gov |
February 7, 2023 · February 3, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.