Data / Form D filings / Feb 3
Form D filings, February 3, 2023: 95 companies raised $28.20 billion
95 operating companies filed a Form D on February 3, 2023, reporting $28.20 billion sold. Largest: METROPOLITAN LIFE INSURANCE CO ($8.72 billion), METROPOLITAN LIFE INSURANCE CO ($8.72 billion), METROPOLITAN LIFE INSURANCE CO ($6.33 billion). The median filing is $1.3 million, and 151 pooled investment funds also filed that day.
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- 95Form D filings
- $28.20 billionreported sold
- $1.3 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, NY 14, TX 12, AZ 6, MD 5. By industry: REITS and Finance 18, Other 16, Other Technology 13, Insurance 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $8,720,537,988 | Indefinite | 78 | Feb 3 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $8,720,537,988 | Indefinite | 78 | Feb 3 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $6,328,873,924 | Indefinite | 16 | Feb 3 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $2,765,432,797 | Indefinite | 112 | Feb 3 | sec.gov |
| AlixPartners Holdings, LLP (amended) | Business Services | New York | NY | $364,781,851 | Indefinite | 328 | Feb 3 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO (amended) | Insurance | Lincoln | NE | $311,750,000 | Indefinite | 5 | Feb 3 | sec.gov |
| METROPOLITAN LIFE INSURANCE CO (amended) | Insurance | New York | NY | $240,000,000 | Indefinite | 6 | Feb 3 | sec.gov |
| Crosswind Mortgage REIT, L.P. (amended) | REITS and Finance | Los Angeles | CA | $178,674,104 | Indefinite | 148 | Feb 3 | sec.gov |
| Garuda Therapeutics, Inc. | Biotechnology | Cambridge | MA | $62,124,935 | $62,898,094 | 13 | Feb 3 | sec.gov |
| COMPASS INVESTORS LP (A NY LP) (amended) | Investing | Minneapolis | MN | $61,859,512 | $250,000,000 | 179 | Feb 3 | sec.gov |
| A&R Partners Fund I, LLC (amended) | Commercial | Gulf Shores | AL | $49,143,702 | $150,000,000 | 15 | Feb 3 | sec.gov |
| MG Tribeca North Investments L.P. | Residential | San Diego | CA | $32,300,000 | $32,300,000 | 10 | Feb 3 | sec.gov |
| METROPOLITAN TOWER LIFE INSURANCE CO | Insurance | Lincoln | NE | $30,000,000 | Indefinite | 3 | Feb 3 | sec.gov |
| Red Door Ecoserv, LLC | Investing | Memphis | TN | $28,700,000 | $38,500,000 | 48 | Feb 3 | sec.gov |
| FirstHand Health, Inc. | Other Technology | New York | NY | $28,080,000 | $29,999,998 | 1 | Feb 3 | sec.gov |
| EUCLID LABS, INC. (amended) | Other Technology | San Francisco | CA | $27,623,729 | $27,623,729 | 42 | Feb 3 | sec.gov |
| Morgan Wilcox Investors, LLC | Residential | Houston | TX | $26,800,000 | $27,000,000 | 27 | Feb 3 | sec.gov |
| Empire Village at Paseo de Luces, LLC (amended) | Residential | Scottsdale | AZ | $24,508,486 | $30,000,000 | 383 | Feb 3 | sec.gov |
| Empire Village at Camelback Park, LLC (amended) | Residential | Scottsdale | AZ | $24,231,300 | $25,000,000 | 414 | Feb 3 | sec.gov |
| Seattle Food Tech, Inc. | Other | Seattle | WA | $20,321,630 | $30,734,497 | 55 | Feb 3 | sec.gov |
| Reno Opco Holding, LLC | Other | Minneapolis | MN | $17,950,000 | $17,950,000 | 11 | Feb 3 | sec.gov |
| EUCLID LABS, INC. (amended) | Other Technology | San Francisco | CA | $16,233,546 | $16,233,546 | 26 | Feb 3 | sec.gov |
| DoveHill Sponsor Fund I, LLC | Lodging and Conventions | Philadelphia | PA | $14,375,000 | $20,000,000 | 30 | Feb 3 | sec.gov |
| Dimension Inx Corp. | Biotechnology | Chicago | IL | $11,999,993 | $15,000,000 | 17 | Feb 3 | sec.gov |
| Allure Security Technology, Inc. (amended) | Other Technology | Wellesley | MA | $9,875,244 | $9,875,244 | 16 | Feb 3 | sec.gov |
| Fort Health, Inc. | Other Health Care | New York | NY | $8,750,000 | $8,999,999 | 14 | Feb 3 | sec.gov |
| Apexti Inc. | Other | Tallahassee | FL | $8,499,986 | $8,499,999 | 7 | Feb 3 | sec.gov |
| HG Vermont CA II, LP (amended) | Commercial | Norfolk | VA | $7,500,000 | $7,500,000 | 4 | Feb 3 | sec.gov |
| Venulum Ltd. (amended) | Other | Road Reef, Road Town, Tortola | $6,965,434 | Indefinite | 345 | Feb 3 | sec.gov | |
| Digma Inc. | Other Technology | Sunnyvale | CA | $6,509,958 | $6,704,999 | 21 | Feb 3 | sec.gov |
| BluStream Corp (amended) | Telecommunications | Worcester | MA | $5,500,000 | $6,000,000 | 13 | Feb 3 | sec.gov |
| Innovative Display Systems, LLC | Biotechnology | Irvine | CA | $4,620,000 | Indefinite | 19 | Feb 3 | sec.gov |
| Abacus Bioscience Inc. | Other | Sammamish | WA | $4,413,591 | $4,413,591 | 13 | Feb 3 | sec.gov |
| Cissonia Ventures LLC | Other | New York | NY | $3,400,000 | $3,400,000 | 4 | Feb 3 | sec.gov |
| Sequoia Equities - Pacific Grove, A California Limited Partnership (amended) | Other | Walnut Creek | CA | $3,206,359 | $58,300,000 | 11 | Feb 3 | sec.gov |
| Lockchain Corp. | Other Technology | Athens | GA | $3,000,000 | $3,000,000 | 8 | Feb 3 | sec.gov |
| Zorion Medical, Inc. | Other Health Care | Zionsville | IN | $2,500,000 | $2,675,000 | 16 | Feb 3 | sec.gov |
| Evofem Biosciences, Inc. | Biotechnology | San Diego | CA | $2,307,693 | $2,307,693 | 8 | Feb 3 | sec.gov |
| Kalyumet Campground Investors, LLC | Commercial | Houston | TX | $1,575,000 | $1,575,000 | 25 | Feb 3 | sec.gov |
| MG Assets VII, LLC | Residential | Pismo Beach | CA | $1,500,000 | $5,260,000 | 3 | Feb 3 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $1,300,000 | $1,300,000 | 1 | Feb 3 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $1,280,000 | $1,280,000 | 1 | Feb 3 | sec.gov |
| Signal W Investment Group I, LLC | Restaurants | Boston | MA | $1,200,000 | $3,000,000 | 4 | Feb 3 | sec.gov |
| B Boys, Inc. | Other | New York | NY | $1,155,000 | $2,500,000 | 13 | Feb 3 | sec.gov |
| Rentvine LLC | Other Technology | Estero | FL | $1,150,000 | $1,150,000 | 8 | Feb 3 | sec.gov |
| My Amelia, Inc. | Other | Plantation | FL | $1,050,000 | $1,500,000 | 6 | Feb 3 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $1,000,000 | $1,000,000 | 1 | Feb 3 | sec.gov |
| NIL-NFT Holdings, Inc. (amended) | Other | Chicago | IL | $962,500 | $2,500,000 | 18 | Feb 3 | sec.gov |
| Lindoe Inc | Commercial Banking | Ordway | CO | $756,435 | $756,435 | 25 | Feb 3 | sec.gov |
| TradeOff Financial Corp. | Other Technology | Conifer | CO | $737,590 | $2,000,000 | 8 | Feb 3 | sec.gov |
| Z Loan & Investment, LLC | REITS and Finance | Stateline | NV | $566,000 | $566,000 | 7 | Feb 3 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $562,500 | $562,500 | 1 | Feb 3 | sec.gov |
| Nemo Digital Holdings Corp. (amended) | Other Banking and Financial Services | Sheridan | WY | $500,000 | $1,383,800 | 1 | Feb 3 | sec.gov |
| August Partners, Inc. | Other Technology | Portland | OR | $450,000 | $3,000,000 | 2 | Feb 3 | sec.gov |
| Long Creek RV Park LLC | Residential | Lago Vista | TX | $420,000 | $420,000 | 10 | Feb 3 | sec.gov |
| GS DIV Revere I REIT, LLC | REITS and Finance | Charleston | SC | $250,000 | $250,000 | 125 | Feb 3 | sec.gov |
| MIP V DC REIT, LLC | REITS and Finance | New York | NY | $250,000 | $250,000 | 125 | Feb 3 | sec.gov |
| Somato Inc | Other Technology | San Francisco | CA | $230,000 | $500,000 | 3 | Feb 3 | sec.gov |
| His Only Son Films LLC | Other | San Francisco | CA | $230,000 | Indefinite | 3 | Feb 3 | sec.gov |
| HPS SIP V Real Asset REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| SIP V Atlanta REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| HUSPP REIT II LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| PRII One Sansome Holdings, LLC | REITS and Finance | Newark | NJ | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| HUSPP MARGINAL REIT LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| HUSPRF REIT LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| 23C REIT, LLC | REITS and Finance | Charleston | SC | $125,000 | $125,000 | 125 | Feb 3 | sec.gov |
| TFS, Inc. | Other Technology | New York | NY | $125,000 | $1,000,000 | 2 | Feb 3 | sec.gov |
| KAREP REIT 5-C, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| KAREP REIT 5-B, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| KAREP REIT 5-A, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| KCRED M-REIT, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| KCRED ASC-REIT, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| KA Multifamily REIT, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| KAGR2 MOB REIT, LLC | REITS and Finance | Los Angeles | CA | $115,000 | $115,000 | 115 | Feb 3 | sec.gov |
| Ikigai Marketing Works LLC | Other | Reno | NV | $100,000 | $100,000 | 1 | Feb 3 | sec.gov |
| Manticorp, LLC | Manufacturing | Cumberland | MD | $100,000 | $10,000,000 | 1 | Feb 3 | sec.gov |
| HOLO Footwear, Inc. | Other | Grand Rapids | MI | $75,000 | $3,000,000 | 1 | Feb 3 | sec.gov |
| Creative Affects LLC | Manufacturing | Placitas | NM | $40,000 | $1,200,000 | 3 | Feb 3 | sec.gov |
| Spacetwin Systems LLC (amended) | Other Technology | San Antonio | TX | $35,000 | Indefinite | 3 | Feb 3 | sec.gov |
| ULANJ Surgical Services, LLC | Other Health Care | Tucson | AZ | $29,000 | $29,000 | 1 | Feb 3 | sec.gov |
| SOUTHERN ITS INTERNATIONAL, INC. | Other | Palm Desert | CA | $20,000 | $5,000,000 | 1 | Feb 3 | sec.gov |
| ILS Equity Fund LLC | Other Real Estate | El Campo | TX | $0 | Indefinite | 0 | Feb 3 | sec.gov |
| Sofi Nacatoch Joint Venture | Oil and Gas | Prosper | TX | $0 | $400,000 | 0 | Feb 3 | sec.gov |
| Sofi Pressley Joint Venture | Oil and Gas | Prosper | TX | $0 | $848,250 | 0 | Feb 3 | sec.gov |
| Inspired Senior Living of Eugene DST | Commercial | Scottsdale | AZ | $0 | $27,531,788 | 0 | Feb 3 | sec.gov |
| DJE Income Fund I, LLC | Other Real Estate | San Antonio | TX | $0 | Indefinite | 0 | Feb 3 | sec.gov |
| MCG Summerdance Phase I Investors, LLC | Residential | Charlotte | NC | $0 | $31,000,000 | 0 | Feb 3 | sec.gov |
| Subto Fund LLC (amended) | Commercial | Tempe | AZ | $0 | $12,000,000 | 0 | Feb 3 | sec.gov |
| Keyglee Fund, LLC (amended) | Commercial | Tempe | AZ | $0 | $10,000,000 | 0 | Feb 3 | sec.gov |
| 3501 NHC Investors, LLC | Residential | Houston | TX | $0 | $4,300,000 | 0 | Feb 3 | sec.gov |
| Cameron Mt. Pleasant Investors, LLC | Commercial | Charlotte | NC | $0 | $12,000,000 | 0 | Feb 3 | sec.gov |
| Stable Group Investments LP | Other Real Estate | Henderson | NV | $0 | $7,000,000 | 0 | Feb 3 | sec.gov |
| Decentral Life, Inc. (amended) | Other | Greenwood Village | CO | $0 | $100,000,000 | 0 | Feb 3 | sec.gov |
| Amulet Technologies Ltd. | Other Technology | New York | NY | $0 | $350,000 | 0 | Feb 3 | sec.gov |
| Vision Marine Technologies Inc. | Other | Boisbraind | $0 | $2,333,405 | 4 | Feb 3 | sec.gov |
February 6, 2023 · February 2, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.