Data / Form D filings / Feb 7
Form D filings, February 7, 2023: 74 companies raised $4.15 billion
74 operating companies filed a Form D on February 7, 2023, reporting $4.15 billion sold. Largest: ORANJE TOPCO, INC. ($3.41 billion), PATHFINDER PARTNERS INCOME FUND, L.P. ($175.2 million), CF ARRABELLA MULTIFAMILY DST ($58.5 million). The median filing is $3.4 million, and 136 pooled investment funds also filed that day.
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- 74Form D filings
- $4.15 billionreported sold
- $3.4 millionmedian amount sold
- NYmost filings (18)
Most filings by state: NY 18, CA 13, TX 9, WA 5, NJ 3. By industry: Other 19, Other Real Estate 8, Residential 8, Other Technology 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ORANJE TOPCO, INC. | Other | San Francisco | CA | $3,410,728,416 | $3,410,728,416 | 6 | Feb 7 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | San Diego | CA | $175,248,152 | $175,248,152 | 717 | Feb 7 | sec.gov |
| CF ARRABELLA MULTIFAMILY DST (amended) | Residential | New York | NY | $58,492,000 | $58,492,000 | 125 | Feb 7 | sec.gov |
| Research Imaging Company, LLC | Other Health Care | Teaneck | NJ | $57,451,000 | $57,451,000 | 2 | Feb 7 | sec.gov |
| CF West End Multifamily DST (amended) | Residential | New York | NY | $47,000,000 | $47,000,000 | 63 | Feb 7 | sec.gov |
| Alleviant Medical, Inc. | Other Health Care | Austin | TX | $43,901,405 | $88,334,339 | 35 | Feb 7 | sec.gov |
| AQ Carver Parent, L.P. (amended) | Other | New York | NY | $37,835,502 | Indefinite | 13 | Feb 7 | sec.gov |
| 1819 ES Partners Fund, L.P. | Other | Memphis | TN | $35,452,500 | $38,500,000 | 21 | Feb 7 | sec.gov |
| Percapita Group, Inc. | Other | New York | NY | $29,647,493 | $38,500,000 | 19 | Feb 7 | sec.gov |
| Rainier OZ LLC (amended) | Other Real Estate | Seattle | WA | $26,625,000 | $38,200,000 | 28 | Feb 7 | sec.gov |
| Bandier Holdings LLC (amended) | Retailing | New York | NY | $25,996,482 | $43,096,482 | 9 | Feb 7 | sec.gov |
| Otolith Sound, Inc. | Biotechnology | Washington | DC | $24,799,853 | $24,799,853 | 33 | Feb 7 | sec.gov |
| PINNACLE WEST CAPITAL CORP (amended) | Electric Utilities | Phoenix | AZ | $16,500,000 | Indefinite | 0 | Feb 7 | sec.gov |
| Hemanext Inc. | Other Health Care | Lexington | MA | $13,248,996 | $15,000,000 | 38 | Feb 7 | sec.gov |
| Wastefuel Global LLC | Other Energy | Seattle | WA | $12,720,250 | $13,000,000 | 17 | Feb 7 | sec.gov |
| BROADWAY EXPERIENTIAL, LLC (amended) | Other | New York | NY | $12,650,000 | $12,650,000 | 155 | Feb 7 | sec.gov |
| Spiral Therapeutics Inc (amended) | Other Health Care | South San Francisco | CA | $10,904,985 | $10,904,985 | 48 | Feb 7 | sec.gov |
| Precise Systems Holdings, LLC | Other | Mclean | VA | $10,000,000 | $10,000,000 | 2 | Feb 7 | sec.gov |
| Paravest Laurel, L.P. | Commercial | Dallas | TX | $9,040,609 | $9,040,609 | 69 | Feb 7 | sec.gov |
| Trinity Houston Prime III Investors LLC | Other Real Estate | Southlake | TX | $9,000,000 | $15,000,000 | 83 | Feb 7 | sec.gov |
| San Antonio Portfolio Holdings, LP | Commercial | Norfolk | VA | $6,003,119 | $7,113,120 | 37 | Feb 7 | sec.gov |
| Ralston Creek Investment LLC | Residential | Arvada | CO | $6,000,000 | $6,000,000 | 8 | Feb 7 | sec.gov |
| Pallet PBC | Manufacturing | Everett | WA | $5,689,503 | $5,690,000 | 8 | Feb 7 | sec.gov |
| Kaamel Technology Inc (amended) | Other Technology | Los Gatos | CA | $5,200,650 | $5,200,650 | 15 | Feb 7 | sec.gov |
| CS Maybank Charleston 2023 Investor LLC | Other Real Estate | Morristown | NJ | $5,200,000 | $6,500,000 | 27 | Feb 7 | sec.gov |
| BLUESPEC INC (amended) | Computers | Framingham | MA | $5,000,000 | $5,000,000 | 4 | Feb 7 | sec.gov |
| Preceptis Medical, Inc. | Other Health Care | Golden Valley | MN | $4,499,996 | $7,000,000 | 2 | Feb 7 | sec.gov |
| Inhibikase Therapeutics, Inc. | Pharmaceuticals | Atlanta | GA | $4,200,000 | $4,200,000 | 1 | Feb 7 | sec.gov |
| TherOptix, Inc. (amended) | Other | Needham | MA | $4,029,444 | $4,500,000 | 38 | Feb 7 | sec.gov |
| Racing & Performance Holdings, LLC | Manufacturing | Cold Spring Harbor | NY | $3,586,525 | $3,586,525 | 94 | Feb 7 | sec.gov |
| Wadsworth Capital XI LLC | Residential | Arvada | CO | $3,400,000 | $3,600,000 | 12 | Feb 7 | sec.gov |
| Hanimune Therapeutics Inc | Agriculture | Philadelphia | PA | $3,304,288 | $5,064,275 | 33 | Feb 7 | sec.gov |
| TruckPay, Inc. (amended) | Other Technology | Tenafly | NJ | $3,220,000 | $3,220,000 | 30 | Feb 7 | sec.gov |
| Secured Fixed Income Fund, LLC (amended) | Other Real Estate | Orlando | FL | $3,200,113 | Indefinite | 16 | Feb 7 | sec.gov |
| TOWER ONE WIRELESS CORP. | Telecommunications | Vancouver | $2,880,563 | $2,880,563 | 4 | Feb 7 | sec.gov | |
| Pressed Roots Inc. | Retailing | Dallas | TX | $2,500,000 | $2,500,000 | 28 | Feb 7 | sec.gov |
| ClearingBid, Inc. | Investment Banking | Burlingame | CA | $2,230,000 | $3,000,000 | 6 | Feb 7 | sec.gov |
| Stack Technologies, Inc. | Other Technology | New York | NY | $2,000,000 | $3,000,000 | 1 | Feb 7 | sec.gov |
| RAND AT FOREST HILL, LLC | Commercial | Knoxville | TN | $1,991,546 | $2,200,000 | 17 | Feb 7 | sec.gov |
| Pressed Roots Inc. | Retailing | Dallas | TX | $1,846,000 | $3,000,000 | 11 | Feb 7 | sec.gov |
| Waters Edge F&F LLC | Other Real Estate | Raleigh | NC | $1,692,500 | $1,692,500 | 30 | Feb 7 | sec.gov |
| Hello Hazel, Inc. | Retailing | New York | NY | $1,678,456 | $1,812,500 | 9 | Feb 7 | sec.gov |
| Evolve Real Estate Fund 1, LLC | Commercial | Greensboro | NC | $1,250,000 | $30,000,000 | 1 | Feb 7 | sec.gov |
| S3D iNC | Business Services | Redondo Beach | CA | $1,200,009 | $1,200,009 | 1 | Feb 7 | sec.gov |
| Idaho Strategic Resources, Inc. | Other | Coeur D'Alene | ID | $878,500 | $878,500 | 6 | Feb 7 | sec.gov |
| MDHI Charles Town LLC | Commercial | Beckley | WV | $600,000 | $1,300,000 | 12 | Feb 7 | sec.gov |
| CC Northland Management, LLC | Other Real Estate | Toluca Lake | CA | $537,434 | $13,000,000 | 8 | Feb 7 | sec.gov |
| Student Global LLC | Other Technology | New York | NY | $500,000 | $5,000,000 | 1 | Feb 7 | sec.gov |
| Fence Street Trading LLC | Other | Albany | NY | $432,000 | $1,000,000 | 8 | Feb 7 | sec.gov |
| FIRST RESPONDER HOLDING Co (amended) | Other | Los Alimitos | CA | $350,000 | $2,000,000 | 3 | Feb 7 | sec.gov |
| ZZ Driggs Inc. | Retailing | Brooklyn | NY | $250,000 | $6,000,000 | 3 | Feb 7 | sec.gov |
| His Only Son Films LLC (amended) | Other | San Francisco | CA | $230,000 | Indefinite | 3 | Feb 7 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $149,000 | $250,000 | 3 | Feb 7 | sec.gov |
| Ullico Infrastructure JFK REIT, LLC | REITS and Finance | Silver Spring | MD | $125,000 | $125,000 | 125 | Feb 7 | sec.gov |
| S3 Real Estate Credit A REIT II LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 7 | sec.gov |
| S3 Real Estate Credit REIT II LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Feb 7 | sec.gov |
| SIG23, LLC | Residential | Richland | WA | $94,851 | $15,000,000 | 4 | Feb 7 | sec.gov |
| ReelReactor, Inc. | Biotechnology | Encinitas | CA | $85,000 | $300,000 | 3 | Feb 7 | sec.gov |
| OSP Hamilton Management Aggregator, LLC | Other | New York | NY | $76,500 | $76,500 | 1 | Feb 7 | sec.gov |
| OSP Hamilton Holdings, LLC | Other | New York | NY | $76,500 | $76,500 | 1 | Feb 7 | sec.gov |
| Wooo Social Games Inc. | Other Technology | Coral Gables | FL | $60,000 | $59,000,000 | 3 | Feb 7 | sec.gov |
| NEUROSPHERE ENTERTAINMENT INC | Other | Los Angeles | CA | $0 | $3,000,000 | 0 | Feb 7 | sec.gov |
| IMH Boise Athleta, LLC | Other Real Estate | Carlsbad | CA | $0 | $3,000,000 | 0 | Feb 7 | sec.gov |
| Audacity Ventures A, LLC | Commercial | Orem | UT | $0 | $20,000,000 | 0 | Feb 7 | sec.gov |
| 3815 Eastside, LP | Residential | Lubbock | TX | $0 | $27,000,000 | 0 | Feb 7 | sec.gov |
| Mentor Park Investor Group LLC | Other | Mentor | OH | $0 | $1,720,000 | 0 | Feb 7 | sec.gov |
| Connect2Co, Inc. (amended) | Other Technology | Palisades | NY | $0 | Indefinite | 0 | Feb 7 | sec.gov |
| Connect2Co, Inc. | Other Technology | Palisades | NY | $0 | Indefinite | 0 | Feb 7 | sec.gov |
| CORE Group Restorations, Inc. | Other | Austin | TX | $0 | Indefinite | 21 | Feb 7 | sec.gov |
| Paladin Power Inc. | Manufacturing | Murrieta | CA | $0 | $10,000,000 | 0 | Feb 7 | sec.gov |
| Ariva Apts, LLC | Other | Carrollton | TX | $0 | $500,000 | 0 | Feb 7 | sec.gov |
| FREEDOM TERRACES, LLC (amended) | Residential | San Juan | PR | $0 | $3,300,000 | 0 | Feb 7 | sec.gov |
| SUNTEX MARINA INVESTORS LLC | Other Real Estate | Dallas | TX | $0 | Indefinite | 0 | Feb 7 | sec.gov |
| OBS Employee Equipment Leasing Program LLC | Other | Seattle | WA | $0 | $500,000 | 0 | Feb 7 | sec.gov |
February 8, 2023 · February 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.