Data / Form D filings / WAAM Topco, LLC
WAAM Topco, LLC: Form D filings
WAAM Topco, LLC, a financial services company in Birmingham, AL, filed 3 Form D notices with the SEC between 2023 and 2025. The latest, on March 21, 2025, reports $1.9 million sold of a $1.9 million offering to 16 investors.
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Company details from the filing
- Address
- 600 University Park Place, Suite 501, Birmingham, AL, 35209
- Phone
- (205) 871-3334
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1986939
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 21, 2025 | New notice | $1,942,477 | $1,942,477 | 16 | Mar 17, 2025 | sec.gov | |
| Jul 26, 2024 | Amendment | $30,050,495 | $30,050,495 | 55 | Jun 21, 2023 | sec.gov | |
| Jul 26, 2023 | New notice | $30,050,495 | $30,050,495 | 32 | Jun 21, 2023 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John W Copeland | Director | |
| Sean P. Bresnan | Director | |
| Matthew H Roesch | Director | |
| Justin T Russell | Executive Officer, Director | |
| Rich P Gill | Director | |
| Neil H White | Director | |
| James R Lazenby | Executive Officer | |
| Justin H Snell | Executive Officer |
Every Form D from the week of Mar 17, 2025 · All recent filings in Alabama · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what WAAM Topco, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.