Data / Form D filings / Jul 26
Form D filings, July 26, 2023: 101 companies raised $699.3 million
101 operating companies filed a Form D on July 26, 2023, reporting $699.3 million sold. Largest: Ascent Capital Fund III, LLC ($97.5 million), LUMICELL, INC. ($75.8 million), CS ASQ Investors, LLC ($59.8 million). The median filing is $2.2 million, and 129 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 101Form D filings
- $699.3 millionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 13, NY 11, MA 8, PA 4. By industry: Other Technology 31, Other 29, Other Health Care 8, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Ascent Capital Fund III, LLC (amended) | REITS and Finance | Bellevue | WA | $97,477,366 | $250,000,000 | 525 | Jul 26 | sec.gov |
| LUMICELL, INC. | Biotechnology | Newton | MA | $75,843,150 | $110,204,111 | 47 | Jul 26 | sec.gov |
| CS ASQ Investors, LLC | Commercial | Boston | MA | $59,811,500 | $59,811,500 | 1034 | Jul 26 | sec.gov |
| Wellings Real Estate Income Fund (amended) | Commercial | Forest | VA | $39,943,797 | Indefinite | 383 | Jul 26 | sec.gov |
| DGS Rich Acquisition Corp | Other | Mansfield | MA | $39,630,000 | $39,630,000 | 2 | Jul 26 | sec.gov |
| HiddenLayer, Inc. | Other Technology | Leander | TX | $31,899,983 | $50,000,000 | 3 | Jul 26 | sec.gov |
| WAAM Topco, LLC | Other Banking and Financial Services | Birmingham | AL | $30,050,495 | $30,050,495 | 32 | Jul 26 | sec.gov |
| Prolaio, Inc. | Other Health Care | Scottsdale | AZ | $25,499,985 | $25,499,985 | 3 | Jul 26 | sec.gov |
| AOA DX Inc. | Biotechnology | Boulder | CO | $23,611,721 | $24,188,865 | 119 | Jul 26 | sec.gov |
| Regal Voice, Inc. | Other | New York | NY | $23,545,195 | $23,545,195 | 34 | Jul 26 | sec.gov |
| One Acre Fund (amended) | Agriculture | Highland Park | IL | $16,139,500 | $50,000,000 | 36 | Jul 26 | sec.gov |
| CERTIFICIAL, INC. | Other Technology | Holly Springs | NC | $15,197,362 | $15,197,362 | 9 | Jul 26 | sec.gov |
| Stay Ai, Inc. | Other Technology | Park City | UT | $15,088,000 | $15,088,000 | 21 | Jul 26 | sec.gov |
| Regal Voice, Inc. | Other | New York | NY | $14,999,961 | $14,999,961 | 3 | Jul 26 | sec.gov |
| Fifth Asset, Inc. | Other Technology | Charlotte | NC | $12,499,999 | $12,499,999 | 5 | Jul 26 | sec.gov |
| Vali Cyber, Inc. | Other Technology | Charlottesville | VA | $11,056,848 | $12,861,555 | 38 | Jul 26 | sec.gov |
| Aspinity, Inc. | Other Technology | Pittsburgh | PA | $10,863,384 | $10,863,384 | 18 | Jul 26 | sec.gov |
| Akooda, Inc. | Other | Boston | MA | $10,799,984 | $10,799,984 | 27 | Jul 26 | sec.gov |
| Rocket.Chat Holdings, Ltd. | Other Technology | Grand Cayman | $9,962,053 | $9,999,977 | 11 | Jul 26 | sec.gov | |
| Legacy Living Green Township Real Estate, LLC | Other Health Care | Indianapolis | IN | $9,650,000 | Indefinite | 77 | Jul 26 | sec.gov |
| Eterna Therapeutics Inc. | Biotechnology | Cambridge | MA | $8,715,000 | $8,715,000 | 19 | Jul 26 | sec.gov |
| Eterna Therapeutics Inc. | Biotechnology | Cambridge | MA | $8,715,000 | $8,715,000 | 19 | Jul 26 | sec.gov |
| Breedr Holdings Inc. | Agriculture | Austin | TX | $8,691,809 | $10,441,812 | 9 | Jul 26 | sec.gov |
| Slingshot Aerospace, Inc. (amended) | Other Technology | Austin | TX | $8,415,900 | $20,000,000 | 9 | Jul 26 | sec.gov |
| DevRev, Inc. (amended) | Other | Palo Alto | CA | $7,100,000 | Indefinite | 38 | Jul 26 | sec.gov |
| Lettuce Financial Labs, Inc. | Other Technology | San Francisco | CA | $5,924,997 | $6,000,000 | 8 | Jul 26 | sec.gov |
| G3 Esports LLC | Other Technology | Egg Harbor Twp. | NJ | $5,510,000 | $5,510,000 | 21 | Jul 26 | sec.gov |
| Safebooks, Inc. | Other Technology | Wilmington | DE | $4,850,002 | $4,850,002 | 12 | Jul 26 | sec.gov |
| Global Pain Center Corp. (amended) | Other Technology | Gladwyne | PA | $4,499,994 | $4,499,994 | 10 | Jul 26 | sec.gov |
| Feel Therapeutics, Inc. (amended) | Other Technology | San Francisco | CA | $4,281,137 | $7,000,000 | 20 | Jul 26 | sec.gov |
| HomeState Hospitalities, LLC | Restaurants | Los Angeles | CA | $4,250,000 | $5,000,000 | 6 | Jul 26 | sec.gov |
| Cottage Play Ltd Liability Co (amended) | Other | New York | NY | $4,108,500 | $6,000,000 | 62 | Jul 26 | sec.gov |
| SOJERN INC (amended) | Other Technology | Omaha | NE | $4,078,546 | $4,078,546 | 34 | Jul 26 | sec.gov |
| Emotiv Inc. | Other Technology | San Francisco | CA | $3,900,000 | $10,000,000 | 5 | Jul 26 | sec.gov |
| Regal Voice, Inc. | Other | New York | NY | $3,599,999 | $3,599,999 | 5 | Jul 26 | sec.gov |
| Voyant Photonics, Inc. | Other Technology | New York | NY | $3,193,224 | $5,000,000 | 19 | Jul 26 | sec.gov |
| Amira Health (amended) | Other Technology | San Francisco | CA | $2,797,998 | $3,500,000 | 17 | Jul 26 | sec.gov |
| Greystar 2023 Investors, LLC | Other Banking and Financial Services | Charleston | SC | $2,380,000 | Indefinite | 36 | Jul 26 | sec.gov |
| Woosh Air Inc. (amended) | Other Technology | South San Francisco | CA | $2,275,000 | $2,275,000 | 15 | Jul 26 | sec.gov |
| CGC Spring Street, LLC | Other Real Estate | New York | NY | $2,250,000 | $2,250,000 | 26 | Jul 26 | sec.gov |
| Basys.ai Inc. | Other | Somerville | MA | $2,199,991 | $2,400,000 | 17 | Jul 26 | sec.gov |
| R&N Farming 2, LLC | Other Real Estate | Fresno | CA | $2,169,000 | $2,169,000 | 94 | Jul 26 | sec.gov |
| Mentavi, Inc. | Other Technology | Grand Rapids | MI | $2,073,975 | $3,000,000 | 5 | Jul 26 | sec.gov |
| EmptyVessel Inc. | Other Technology | Austin | TX | $1,857,808 | $4,999,748 | 4 | Jul 26 | sec.gov |
| SUMITOMO CORP (amended) | Other | Tokyo | $1,786,116 | Indefinite | 6 | Jul 26 | sec.gov | |
| RL PR AQUAMARINA PH LLC | Investing | Aventura | FL | $1,525,000 | $1,525,000 | 9 | Jul 26 | sec.gov |
| TourBuilt, LLC | Other Technology | Littleton | CO | $1,200,000 | $1,200,000 | 14 | Jul 26 | sec.gov |
| Rotounderworld, LLC (amended) | Other | Fairfield | CT | $1,175,000 | $2,500,000 | 54 | Jul 26 | sec.gov |
| ElectroWire Corp (amended) | Other Health Care | Lexington | SC | $1,025,000 | Indefinite | 16 | Jul 26 | sec.gov |
| Wheelhouse Games, Inc. | Other | Williston | ND | $950,000 | $950,000 | 8 | Jul 26 | sec.gov |
| TCIH-Lubbock Clovis Rd, LLC | Commercial | Tulsa | OK | $897,500 | $897,500 | 20 | Jul 26 | sec.gov |
| OneForce Inc. | Other Technology | Bellevue | WA | $810,000 | $2,000,000 | 10 | Jul 26 | sec.gov |
| D.Science Co. (amended) | Other Technology | Seattle | WA | $795,141 | $820,141 | 7 | Jul 26 | sec.gov |
| Guerrilla RF, Inc. | Other Technology | Greensboro | NC | $790,000 | Indefinite | 7 | Jul 26 | sec.gov |
| 505 Glascow, LLC | Other | Victoria | TX | $685,000 | $686,540 | 6 | Jul 26 | sec.gov |
| DIGOSTICS Ltd | Other Health Care | Didcot, Oxfordshire | $673,502 | $673,502 | 27 | Jul 26 | sec.gov | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | Commercial Banking | Tokyo | $649,617 | $649,617 | 4 | Jul 26 | sec.gov | |
| SHF Enterprises LLC | Agriculture | Petaluma | CA | $500,000 | $3,500,000 | 4 | Jul 26 | sec.gov |
| ShortLoop, Inc. | Other Technology | Delaware | DE | $500,000 | $2,750,000 | 2 | Jul 26 | sec.gov |
| Linder Mountain Prospect Partners (amended) | Oil and Gas | Hendersonville | TN | $453,250 | $1,470,000 | 11 | Jul 26 | sec.gov |
| Tule North Arlington LLC | Residential | Round Rock | TX | $400,000 | $500,000 | 6 | Jul 26 | sec.gov |
| ALCHEMIST MINING Inc (amended) | Other | Vancouver | $398,625 | $398,625 | 3 | Jul 26 | sec.gov | |
| Trigon Metals Inc. | Other | Toronto | $341,235 | $597,161 | 3 | Jul 26 | sec.gov | |
| Yoomi Health, Inc. | Other Health Care | Fayetteville | NY | $310,000 | $1,000,000 | 3 | Jul 26 | sec.gov |
| Aithentic inc. | Other Technology | Alpharetta | GA | $276,000 | Indefinite | 8 | Jul 26 | sec.gov |
| Wheelhouse Games, Inc. | Other | Williston | ND | $225,000 | $225,000 | 6 | Jul 26 | sec.gov |
| HALF FULL BREWERY, INC. (amended) | Manufacturing | Stamford | CT | $210,000 | $750,000 | 6 | Jul 26 | sec.gov |
| Chalk Talk Solutions, Inc. | Other | New York | NY | $200,000 | $1,000,000 | 2 | Jul 26 | sec.gov |
| Medcurity, Inc. | Other | Spokane | WA | $200,000 | $200,000 | 2 | Jul 26 | sec.gov |
| BabyQuip, Inc. | Other | Santa Fe | NM | $171,223 | $1,000,000 | 5 | Jul 26 | sec.gov |
| Coalesce Automation, Inc. | Other Technology | San Francisco | CA | $150,000 | $1,000,000 | 2 | Jul 26 | sec.gov |
| Theta Equity Partners, Inc. | Other | Philadelphia | PA | $125,000 | $500,000 | 3 | Jul 26 | sec.gov |
| Independence Gold Corp. | Other | Vancouver | $113,730 | $199,028 | 1 | Jul 26 | sec.gov | |
| Best Bees Co Inc. | Other | Boston | MA | $100,000 | $4,000,000 | 1 | Jul 26 | sec.gov |
| Kickapoo IUP, LLC | Other Health Care | Tucson | AZ | $86,320 | $86,320 | 3 | Jul 26 | sec.gov |
| Rivalista Inc. | Other | New York | NY | $50,000 | Indefinite | 1 | Jul 26 | sec.gov |
| Whitney Valve Corp | Other Health Care | Lexington | SC | $50,000 | Indefinite | 0 | Jul 26 | sec.gov |
| ALCHEMIST MINING Inc | Other | Vancouver | $39,862 | $39,862 | 3 | Jul 26 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $30,012 | Indefinite | 6 | Jul 26 | sec.gov |
| Calfus Inc. (amended) | Other Technology | Mountain View | CA | $20,000 | $20,000 | 2 | Jul 26 | sec.gov |
| ADHERE GEAR Technology Corp | Computers | Beaverton | OR | $11,000 | $231,000 | 1 | Jul 26 | sec.gov |
| Dune Technology Partners I-A, LLC | Investing | Memphis | TN | $0 | $3,250,000 | 16 | Jul 26 | sec.gov |
| Crestview Estates MHP, LLC | Residential | Boise | ID | $0 | $725,000 | 0 | Jul 26 | sec.gov |
| Merit Energy Partners L, L.P. | Oil and Gas | Dallas | TX | $0 | Indefinite | 0 | Jul 26 | sec.gov |
| SmartPass Inc. | Other Technology | Eagleville | PA | $0 | $2,199,990 | 12 | Jul 26 | sec.gov |
| Zero Coupon Ann Arbor Lab DST | Commercial | Oak Brook | IL | $0 | $18,483,693 | 0 | Jul 26 | sec.gov |
| Silicon Vistas 143 LLC | Other | Frisco | TX | $0 | $11,000,000 | 0 | Jul 26 | sec.gov |
| TFN Fiber Fund LLC | Other Technology | Plano | TX | $0 | $7,000,000 | 0 | Jul 26 | sec.gov |
| AMERICAN INTERNATIONAL HOME INVESTMENTS LLC | Commercial | Fort Wayne | IN | $0 | $2,000,000 | 0 | Jul 26 | sec.gov |
| Blackfin F&F Pineville LLC | Residential | Arlington | VA | $0 | $10,450,000 | 0 | Jul 26 | sec.gov |
| PrimeDST Net Lease 1, DST | Commercial | Dallas | TX | $0 | $25,256,823 | 0 | Jul 26 | sec.gov |
| Brand New Church | Other | Farmington | AR | $0 | $5,500,000 | 0 | Jul 26 | sec.gov |
| By Zerega Ltd Liability Co | Other | New York | NY | $0 | $1,250,000 | 0 | Jul 26 | sec.gov |
| Etta East Quarter Investors, LLC | Other | Dallas | TX | $0 | $1,500,000 | 0 | Jul 26 | sec.gov |
| CanTex Infill Industrial Fund I LP | Commercial | Dallas | TX | $0 | $50,000,000 | 0 | Jul 26 | sec.gov |
| CRLA Funding I, LLC (amended) | Other Real Estate | Fairfield | CT | $0 | $600,000 | 0 | Jul 26 | sec.gov |
| CakeTech, Inc. | Other Technology | Pelham | NY | $0 | $3,000,000 | 0 | Jul 26 | sec.gov |
| BYRON DEVON LYNCH IV ESTATE (amended) | Other | Champaign | IL | $0 | $10,000,000 | 1 | Jul 26 | sec.gov |
| BYRON DEVON LYNCH IV ESTATE | Other | Champaign | IL | $0 | $10,000,000 | 1 | Jul 26 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC | Commercial | Sacramento | CA | $0 | $175,000 | 0 | Jul 26 | sec.gov |
| ZT Motors Holding, L.P. | Other Health Care | Houston | TX | $0 | $100,000,000 | 0 | Jul 26 | sec.gov |
July 27, 2023 · July 25, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.