Data / Investment advisers / Illinois / Rising Point Capital
Rising Point Capital, Chicago, IL: $220 million AUM, SEC registered investment adviser
Rising Point Capital is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $220 million in regulatory assets under management in its Form ADV filed June 9, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 341131
- SEC file number
- 801-136700
- SEC status
- Approved, effective July 9, 2026
- Legal name
- Rising Point Capital Management, LLC
- Main office
- 167 N. Green St. 5th Floor, Chicago, IL 60607
- Phone
- (312) 479-8582
- Website
- risingpointcapital.com
- Regulatory AUM
- $219,649,179 in the Form ADV filed June 9, 2026
- Discretionary AUM
- $219,649,179
- Accounts
- 4
- Employees
- 9, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 4: 4 private equity funds
- Gross assets of private funds
- $219,649,180
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $219.6 million |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lizard Investors LLC | Chicago | $232.8 million | 1 | adviserinfo.sec.gov |
| Alerce Investment Management, L.P. | Chicago | $226.9 million | 13 | adviserinfo.sec.gov |
| Mentor Capital Management Inc. | Chicago | $226.4 million | Not listed | adviserinfo.sec.gov |
| Bantamac Capital, LLC | Chicago | $224.7 million | Not listed | adviserinfo.sec.gov |
| Erie Street Growth Partners | Chicago | $221.2 million | 7 | adviserinfo.sec.gov |
| Core Capital Management, LLC | Chicago | $216.2 million | 1 | adviserinfo.sec.gov |
| DV Capital Advisors, LLC | Chicago | $203.4 million | 5 | adviserinfo.sec.gov |
| Chicago Capital Management, LLC | Chicago | $202.8 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Rising Point Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.