Data / Investment advisers / Florida / N.L.C. LLC
N.L.C. LLC, Boca Raton, FL: $292 million AUM, SEC registered investment adviser
N.L.C. LLC is an SEC registered investment adviser with its main office in Boca Raton, Florida and reports $292 million in regulatory assets under management in its Form ADV filed October 24, 2026. Its clients include pooled investment vehicles. It is paid through fixed fees and performance based fees. It advises 16 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 330231
- SEC file number
- 801-136945
- SEC status
- Approved, effective August 5, 2026
- Main office
- 6644 Serena Lane, Boca Raton, FL 33433
- Phone
- (631) 896-0041
- Regulatory AUM
- $292,176,321 in the Form ADV filed October 24, 2026
- Discretionary AUM
- $292,176,321
- Accounts
- 16
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees, performance based fees
- Private funds
- 16: 15 private equity funds, 1 venture capital fund
- Gross assets of private funds
- $292,176,321
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 16 | $292.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $292.2 million | October 24, 2026 |
| September 1, 2026 | $286.1 million | August 9, 2026 |
Other advisers in Boca Raton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Comprehensive Wealth Solutions, LLC | Boca Raton | $374.3 million | Not listed | adviserinfo.sec.gov |
| C Cubed Capital Partners, LLC | Boca Raton | $362.7 million | 2 | adviserinfo.sec.gov |
| Opal Capital LLC | Boca Raton | $348.3 million | Not listed | adviserinfo.sec.gov |
| Ipcp Management, LLC | Boca Raton | $345.6 million | 7 | adviserinfo.sec.gov |
| Colony Capital Investment Advisors, LLC | Boca Raton | $336.2 million | 4 | adviserinfo.sec.gov |
| Alpha Zero LLC | Boca Raton | $269.8 million | Not listed | adviserinfo.sec.gov |
| Semus Wealth Partners, LLC | Boca Raton | $262.7 million | Not listed | adviserinfo.sec.gov |
| Karlov Street Capital, LLC | Boca Raton | $251 million | 30 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boca Raton, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- N.L.C. LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.