Data / Investment advisers / California / Groundforce Capital Management, LLC
Groundforce Capital Management, LLC, Mill Valley, CA: $439 million AUM, SEC registered investment adviser
Groundforce Capital Management, LLC is an SEC registered investment adviser with its main office in Mill Valley, California and reports $439 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 299383
- SEC file number
- 801-120160
- SEC status
- Approved, effective January 15, 2021
- Main office
- 38 Miller Ave Suite 20, Mill Valley, CA 94941
- Phone
- (415) 203-5681
- Regulatory AUM
- $439,168,640 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $439,168,640
- Accounts
- 4
- Employees
- 10, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 4: 3 private equity funds, 1 venture capital fund
- Gross assets of private funds
- $439,168,640
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $439.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $439.2 million | March 24, 2026 |
| December 1, 2025 | $503.5 million | March 27, 2025 |
Other advisers in Mill Valley
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sivia Capital Partners, LLC | Mill Valley | $1.24 billion | 1 | adviserinfo.sec.gov |
| Violich Capital Management | Mill Valley | $1.04 billion | Not listed | adviserinfo.sec.gov |
| Relevant Wealth Advisors, LLC | Mill Valley | $799 million | Not listed | adviserinfo.sec.gov |
| Cypress Point Investment Management LP | Mill Valley | $512.4 million | 2 | adviserinfo.sec.gov |
| Gordian Wealth Advisors, LLC | Mill Valley | $488.7 million | Not listed | adviserinfo.sec.gov |
| Bayhunt Capital LLC | Mill Valley | $362.1 million | Not listed | adviserinfo.sec.gov |
| Assembly Wealth | Mill Valley | $336.7 million | Not listed | adviserinfo.sec.gov |
| Litfund | Mill Valley | $289.7 million | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Mill Valley, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Groundforce Capital Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.