Data / Investment advisers / Missouri / Five Elms Capital
Five Elms Capital, Kansas City, MO: $3.1 billion AUM, SEC registered investment adviser
Five Elms Capital is an SEC registered investment adviser with its main office in Kansas City, Missouri and reports $3.1 billion in regulatory assets under management in its Form ADV filed June 1, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 23 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 163548
- SEC file number
- 801-110914
- SEC status
- Approved, effective July 31, 2017
- Legal name
- Five Elms Capital Management, LLC
- Main office
- 4801 Main St. Ste. 700, Kansas City, MO 64112
- Phone
- (913) 953-8960
- Website
- fiveelms.com
- Regulatory AUM
- $3,116,178,028 in the Form ADV filed June 1, 2026
- Discretionary AUM
- $3,116,178,028
- Accounts
- 23
- Employees
- 69, of which 58 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 23: 23 private equity funds
- Gross assets of private funds
- $3,187,430,712
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 23 | $3.12 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.12 billion | March 30, 2026 |
| December 1, 2025 | $3.06 billion | March 28, 2025 |
Other advisers in Kansas City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| American Century Investment Management Inc | Kansas City | $305.98 billion | 3 | adviserinfo.sec.gov |
| Scout Investments, Inc. | Kansas City | $36.57 billion | 3 | adviserinfo.sec.gov |
| Modern Wealth Management, LLC | Kansas City | $10.90 billion | Not listed | adviserinfo.sec.gov |
| Prairie Capital Management Group, LLC | Kansas City | $7.13 billion | 41 | adviserinfo.sec.gov |
| Commerce Investment Advisors, Inc. | Kansas City | $2.54 billion | Not listed | adviserinfo.sec.gov |
| American Century Investments Private Client Group, Inc. | Kansas City | $2.33 billion | Not listed | adviserinfo.sec.gov |
| Atwood & Palmer, Inc. | Kansas City | $2.04 billion | Not listed | adviserinfo.sec.gov |
| Platform Investments, LLC | Kansas City | $1.66 billion | 28 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kansas City, MO
- Investment advisers in Missouri
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Five Elms Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.