Data / Investment advisers / Caxton Associates LLP
Caxton Associates LLP, London, United Kingdom: $71.6 billion AUM, SEC registered investment adviser
Caxton Associates LLP is an SEC registered investment adviser with its main office in London, United Kingdom and reports $71.6 billion in regulatory assets under management in its Form ADV filed September 18, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and other fees. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 333153
- SEC file number
- 801-136549
- SEC status
- Approved, effective June 23, 2026
- Main office
- 20 Carlton House Terrace 2nd Floor, London, United Kingdom SW1Y 5AN
- Phone
- +44 207 647 0770
- Website
- caxton.com
- Regulatory AUM
- $71,557,546,999 in the Form ADV filed September 18, 2026
- Discretionary AUM
- $71,557,546,999
- Accounts
- 19
- Employees
- 130, of which 55 give investment advice
- Form of organization
- Limited Liability Partnership
- Paid through
- a percentage of assets under management, other fees
- Private funds
- 5: 5 hedge funds
- Gross assets of private funds
- $47,895,138,253
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 19 | $64.29 billion |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Caxton Associates LLP on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.