Data / Investment advisers / California / Berkeley Partners Management, LLC
Berkeley Partners Management, LLC, Oakland, CA: $3.1 billion AUM, SEC registered investment adviser
Berkeley Partners Management, LLC is an SEC registered investment adviser with its main office in Oakland, California and reports $3.1 billion in regulatory assets under management in its Form ADV filed June 8, 2026. Its clients include pooled investment vehicles, state and municipal governments and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 284163
- SEC file number
- 801-108092
- SEC status
- Approved, effective July 18, 2016
- Main office
- 1111 Broadway Suite 1670, Oakland, CA 94607
- Phone
- (415) 295-8075
- Website
- berkeleypartners.com
- Regulatory AUM
- $3,055,617,704 in the Form ADV filed June 8, 2026
- Discretionary AUM
- $1,602,436,854
- Non discretionary AUM
- $1,453,180,850
- Accounts
- 5
- Employees
- 57, of which 17 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $1.60 billion |
| State or municipal government entities | Fewer than 5 | $892.3 million |
| Corporations or other businesses | Fewer than 5 | $560.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.06 billion | March 24, 2026 |
| December 1, 2025 | $2.57 billion | March 31, 2025 |
Other advisers in Oakland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ci Global Investments Inc. | Oakland | $14.74 billion | Not listed | adviserinfo.sec.gov |
| Vanguard Personalized Indexing Management | Oakland | $11.35 billion | Not listed | adviserinfo.sec.gov |
| Veris Wealth Partners, LLC | Oakland | $2.86 billion | 1 | adviserinfo.sec.gov |
| Liberty Wealth Management, LLC | Oakland | $1.73 billion | 1 | adviserinfo.sec.gov |
| Merritt Point Partners LLC | Oakland | $636.1 million | 2 | adviserinfo.sec.gov |
| Financial Avengers, Inc. | Oakland | $488.4 million | Not listed | adviserinfo.sec.gov |
| Carbon Collective Investing, LLC | Oakland | $348.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oakland, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving state and municipal governments
- Berkeley Partners Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.