Data / Investment advisers / California / Santa Clara
Investment advisers in Santa Clara, CA: 11 firms, $327 billion in AUM
11 investment advisers have their main office in Santa Clara, California: 4 SEC registered and 7 exempt reporting. The registered advisers report $327 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Edelman Financial Engines with $326 billion.
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- 11Advisers
- 4SEC registered
- 7Exempt reporting
- $327 billionTotal AUM
- 3Advisers over $100 million
- 7Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Edelman Financial Engines | Santa Clara | $326.29 billion | 1,517,156 | 1,679 | Not listed | (833) 752-6333 | edelmanfinancialengines.com | adviserinfo.sec.gov |
| Nri Wealth Management, LLC | Santa Clara | $309.8 million | 888 | 2 | Not listed | (408) 373-5570 | nriwealth.com | adviserinfo.sec.gov |
| Altura Wealth Advisors Inc. | Santa Clara | $250.1 million | 1,027 | 12 | Not listed | (408) 642-1322 | alturawealthadvisors.com | adviserinfo.sec.gov |
| Taiwania Capital Management USA, Inc. | Santa Clara | Not listed | Not listed | Not listed | 4 | (408) 475-7670 | taiwaniacapital.com | adviserinfo.sec.gov |
| Applied Ventures, LLC | Santa Clara | Not listed | Not listed | Not listed | 3 | (408) 727-5555 | adviserinfo.sec.gov | |
| Id Ventures America | Santa Clara | Not listed | Not listed | Not listed | 3 | (408) 894-7916 | adviserinfo.sec.gov | |
| Asia2g Capital | Santa Clara | Not listed | Not listed | Not listed | 1 | (408) 560-8823 | asia2gcapital.com | adviserinfo.sec.gov |
| Aurum Partners LLC | Santa Clara | Not listed | Not listed | Not listed | 1 | (408) 562-4949 | aurumpartners.vc | adviserinfo.sec.gov |
| SK Telecom Venture Capital, LLC | Santa Clara | Not listed | Not listed | Not listed | 1 | (650) 543-7000 | skta.com | adviserinfo.sec.gov |
| Soma Ventures Group, LLC | Santa Clara | Not listed | Not listed | Not listed | 1 | (415) 582-0589 | adviserinfo.sec.gov | |
| Cove | Santa Clara | Not listed | 0 | 5 | Not listed | (651) 442-9483 | usecove.com | adviserinfo.sec.gov |
Advisers in Santa Clara that manage private funds
7 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Taiwania Capital Management USA, Inc. | Santa Clara | CA | 4 | Not listed | Not listed | 4 | Not listed | $263.3 million | Not listed | adviserinfo.sec.gov |
| Applied Ventures, LLC | Santa Clara | CA | 3 | Not listed | Not listed | 3 | Not listed | $73.2 million | Not listed | adviserinfo.sec.gov |
| Id Ventures America | Santa Clara | CA | 3 | Not listed | Not listed | 3 | Not listed | $1.8 million | Not listed | adviserinfo.sec.gov |
| Asia2g Capital | Santa Clara | CA | 1 | Not listed | Not listed | 1 | Not listed | $28 million | Not listed | adviserinfo.sec.gov |
| Aurum Partners LLC | Santa Clara | CA | 1 | Not listed | Not listed | 1 | Not listed | $44.8 million | Not listed | adviserinfo.sec.gov |
| SK Telecom Venture Capital, LLC | Santa Clara | CA | 1 | Not listed | Not listed | 1 | Not listed | $172.3 million | Not listed | adviserinfo.sec.gov |
| Soma Ventures Group, LLC | Santa Clara | CA | 1 | 1 | Not listed | Not listed | Not listed | $3.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.