Skip to the page
Get started – free

Data / Form D filings / Week of Sep 16

Form D filings, week of September 16, 2024: 398 companies raised $27.48 billion

398 operating companies filed a Form D in the week of September 16, 2024, reporting $27.48 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.88 billion), Nationwide BOLI Private Placement Variable Account ($5.34 billion), Nationwide PPVUL Separate Account - 4 ($3.51 billion). The median filing is $2.7 million, and 537 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

Get this list every weekWeekly RSS feed
  • 398Form D filings
  • $27.48 billionreported sold
  • $2.7 millionmedian amount sold
  • CAmost filings (53)

Most filings by state: CA 53, TX 43, NY 40, FL 21, GA 17. By industry: Other 104, Other Technology 71, Other Real Estate 54, Commercial 46.

By day: Sep 16 (79), Sep 17 (79), Sep 18 (96), Sep 19 (72), Sep 20 (72).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,883,360,508Indefinite442Sep 18sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,337,586,271Indefinite39Sep 18sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$3,507,000,000Indefinite7Sep 18sec.gov
Alliant Holdings, L.P. (amended)OtherIrvineCA$3,158,752,608Indefinite617Sep 16sec.gov
NEMO TOPCO, INC.OtherSan FranciscoCA$865,668,873$865,668,873121Sep 19sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$858,768,063Indefinite116Sep 18sec.gov
ORIGIN INCOMEPLUS FUND, LLC (amended)REITS and FinanceChicagoIL$332,765,936Indefinite1367Sep 20sec.gov
BP Funding Trust, Series SPL-V (amended)Other Banking and Financial ServicesWilmingtonDE$229,383,022Indefinite30Sep 20sec.gov
Applied Digital Corp.OtherDallasTX$160,000,013$160,000,01313Sep 20sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Sep 18sec.gov
FREIGHT TOPCO, LLCOtherSan FranciscoCA$129,615,776$129,615,77622Sep 19sec.gov
WFC LA, Inc.OtherSanta MonicaCA$123,067,880$123,067,88010Sep 17sec.gov
G&W Intermediate Holdings LLC (amended)OtherHoustonTX$111,200,000Indefinite12Sep 20sec.gov
Brightmore Brands TopCo LLCOtherScottsdaleAZ$98,213,484$98,213,4845Sep 20sec.gov
Employee Health Holdings, LPOther Health CareNew YorkNY$78,792,530Indefinite36Sep 16sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$74,983,893Indefinite21Sep 18sec.gov
Harbinger Motors Inc.Other TechnologyGarden GroveCA$72,711,243$75,012,97839Sep 19sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$70,250,461Indefinite2Sep 18sec.gov
Second Front Systems, Inc.Other TechnologyArlingtonVA$69,999,860$70,000,0007Sep 18sec.gov
Rivus Pharmaceuticals, Inc.PharmaceuticalsCharlottesvilleVA$66,000,000$66,000,0007Sep 17sec.gov
Rivus Pharmaceuticals, Inc.PharmaceuticalsCharlottesvilleVA$65,999,999$65,999,9997Sep 17sec.gov
ONL Therapeutics, Inc.BiotechnologyAnn ArborMI$59,999,998$65,000,00235Sep 16sec.gov
CSA Medical, Inc.OtherLexingtonMA$59,663,552$71,158,45352Sep 18sec.gov
NexPoint Semiconductor Manufacturing DST (amended)Other Real EstateDallasTX$57,960,490$136,944,633122Sep 18sec.gov
JLLX Grand Prairie Distribution Center, DST (amended)Other Real EstateChicagoIL$56,357,021$64,629,52934Sep 16sec.gov
American Aerogel Corp (amended)OtherRochesterNY$53,919,584$66,022,82521Sep 17sec.gov
Doorloop Inc.Other TechnologyMiami BeachFL$51,625,110$51,625,1104Sep 19sec.gov
PG Dallas Uptown Investors, LLC (amended)Other Real EstateAtlantaGA$46,045,290$51,100,000302Sep 20sec.gov
DELOITTE CONSULTING LLP (amended)OtherNew YorkNY$46,034,924Indefinite459Sep 17sec.gov
PG Dallas Uptown Investors, LLC (amended)Other Real EstateAtlantaGA$45,445,290$51,100,000299Sep 16sec.gov
599 W. Princeton Holdings, LLCCommercialDentonTX$45,000,000$45,000,0000Sep 20sec.gov
Xscape Photonics Inc.Other TechnologyFort LeeNJ$43,849,970$44,000,00011Sep 19sec.gov
FORAN MINING CORP (amended)OtherVancouver$40,953,738$40,953,73810Sep 16sec.gov
Aether Fuels Pte. Ltd. (amended)Other EnergyN/A$36,857,522$36,857,52212Sep 19sec.gov
Highline Real Estate Fund 1, LP (amended)Other Real EstateMiamiFL$35,000,000$75,000,00048Sep 17sec.gov
Yellow Card Financial Inc.InvestingBirminghamAL$33,219,928$34,220,0009Sep 19sec.gov
Benevity Enterprise LtdOtherVancouver$32,056,310Indefinite1Sep 18sec.gov
BrightSpring Health Services, Inc.Other Health CareLouisvilleKY$30,000,000$30,000,0001Sep 16sec.gov
ivWatch LLC (amended)Other Health CareNewport NewsVA$26,933,659$33,283,65916Sep 19sec.gov
Simplex Employee Holding Co II, LLCInvestingChicagoIL$25,950,000Indefinite26Sep 18sec.gov
JLLX Diversified VI, DST (amended)Other Real EstateChicagoIL$24,096,889$104,867,4969Sep 16sec.gov
CSL Avondale Hills, LPCommercialQuebec$24,000,000$24,000,0000Sep 20sec.gov
SynXGlobal Inc.Business ServicesAtlantaGA$21,500,000$21,500,0001Sep 18sec.gov
DELOITTE & TOUCHE LLP (amended)OtherNew YorkNY$21,170,367Indefinite275Sep 17sec.gov
MH PHospitality Investments A, LLCCommercialDenverCO$21,000,000$31,000,00012Sep 16sec.gov
Layer3 XYZ, Inc. (amended)Other TechnologySt. PetersMO$20,580,151$20,592,96828Sep 20sec.gov
Interplay Learning, Inc.Other TechnologyAustinTX$20,000,000$42,500,0051Sep 20sec.gov
Jackson Rose Venture II, LLC (amended)OtherSeaside ParkNJ$19,787,000$100,000,00090Sep 19sec.gov
Eclypsium, Inc.Other TechnologyPortlandOR$19,715,302$30,000,01416Sep 20sec.gov
NexPoint Small Bay II DST (amended)Other Real EstateDallasTX$19,468,524$38,775,52654Sep 18sec.gov
Falcon Hospice, L.P. (amended)Other Health CareAtlantaGA$19,380,090Indefinite95Sep 19sec.gov
Rise Highland Park Partners, LLCResidentialScottsdaleAZ$17,635,977$17,635,977175Sep 20sec.gov
BlackCloak, Inc.Other TechnologyLake MaryFL$16,999,982$16,999,98211Sep 17sec.gov
Deloitte Tax LLP (amended)OtherNew YorkNY$16,977,007Indefinite200Sep 17sec.gov
10F Opportunity Co 1, LLCOther Real EstateRaleighNC$16,855,000$25,000,0009Sep 16sec.gov
Ascent in Chandler Partners, LLCResidentialMiamiFL$16,317,672$19,000,000309Sep 18sec.gov
Texas Strategic Growth Fund, L.P. (amended)Other Real EstateDallasTX$15,831,000$100,000,000131Sep 19sec.gov
Neuro42, Inc.Other Health CareSan FranciscoCA$15,551,687$36,551,49285Sep 16sec.gov
Barrel Reserve Technologies, Inc.OtherRedwood CityCA$15,400,000$22,000,00027Sep 18sec.gov
Solestial, Inc.OtherTempeAZ$15,058,060$21,908,06112Sep 19sec.gov
Twentyeight Health, Inc.Other TechnologyBrooklynNY$14,493,490$14,493,49031Sep 18sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$14,394,744Indefinite9Sep 18sec.gov
TCD 262 SW Infill Logistics Investment I LPCommercialBostonMA$14,200,000$16,250,00037Sep 20sec.gov
FARADAY FUTURE INTELLIGENT ELECTRIC INC.ManufacturingGardenaCA$13,894,274$30,019,2744Sep 20sec.gov
BenWick Inc.Other TechnologyNew YorkNY$13,732,996$13,732,99616Sep 17sec.gov
Solana Holdings LLC (amended)Other Real EstateIndianapolisIN$13,658,100$13,658,10061Sep 19sec.gov
Solana Holdings LLCOther Real EstateIndianapolisIN$13,658,000$13,658,00061Sep 19sec.gov
LENDonate CA LLC (amended)Other Banking and Financial ServicesLos AltosCA$13,570,525$50,000,00063Sep 17sec.gov
HomeThrive, Inc. (amended)Other Health CareNorthbrookIL$13,249,979$22,000,00016Sep 18sec.gov
Bloomlife, Inc.Other TechnologySan FranciscoCA$12,929,458$14,886,95350Sep 16sec.gov
HavocAI Inc.Other TechnologyProvidenceRI$12,233,286$12,255,00012Sep 17sec.gov
Roots Automation, Inc.OtherNew YorkNY$11,999,997$11,999,9974Sep 16sec.gov
JHT CORNERS CROSSING, LLCOther Real EstateNew AlbanyOH$11,670,511$11,670,51110Sep 20sec.gov
STAQ Pharma, Inc.PharmaceuticalsDenverCO$11,400,001$30,000,0008Sep 16sec.gov
Multiscale Technologies, Inc.Other TechnologyAtlantaGA$11,089,992$14,000,0004Sep 18sec.gov
ColdSnap, Corp.Other TechnologyBillericaMA$10,672,764$25,000,000100Sep 17sec.gov
RealFin Fund I LLC (amended)Other Real EstateHoustonTX$10,638,065$100,000,00010Sep 19sec.gov
Nampa Interchange Park 1, LPCommercialSpokane ValleyWA$10,500,000$10,500,00025Sep 19sec.gov
Lyniate US Holdings LPOtherWilmingtonDE$10,165,000Indefinite8Sep 20sec.gov
PARC Ventures Inc.OtherPasadenaCA$10,154,731$10,454,73264Sep 20sec.gov
Shoal CreekOtherShoal CreekAL$10,000,000$12,000,00055Sep 16sec.gov
JONES FINANCIAL COMPANIES LLLPOther Banking and Financial ServicesDes PeresMO$9,769,000$13,602,000904Sep 20sec.gov
On Belay Holdings, Inc.Other Health CareBostonMA$9,399,998$14,000,0006Sep 16sec.gov
Momo Medical Group Inc.Other TechnologyMelvilleNY$8,891,000$10,591,00033Sep 16sec.gov
Prana Housing Preservation Fund, L.P. (amended)ResidentialSan FranciscoCA$8,840,000$60,000,00047Sep 19sec.gov
Dune Technology Partners IV, LLC (amended)InvestingMemphisTN$8,800,000$8,800,00053Sep 19sec.gov
Dune Technology Partners IV, LLC (amended)InvestingMemphisTN$8,800,000$8,800,00053Sep 19sec.gov
Deloitte LLP (amended)OtherNew YorkNY$8,705,940Indefinite122Sep 17sec.gov
Kasisto, Inc.Other TechnologyNew YorkNY$8,645,899$8,645,89935Sep 17sec.gov
Boston Materials, Inc.Other TechnologyBillericaMA$8,501,421$13,709,4177Sep 20sec.gov
UPDATE BEVERAGES INC. (amended)OtherNew YorkNY$7,958,074$13,883,50038Sep 17sec.gov
Hudson Buligo LPCommercialWilmingtonDE$7,703,400$7,703,40029Sep 18sec.gov
Client-side development, Inc.Other TechnologyDoverDE$7,690,996$7,690,99633Sep 18sec.gov
CURADEL SURGICAL INNOVATIONS, INC.Other Health CareNatickMA$7,500,052$8,500,00024Sep 18sec.gov
PG San Antonio OZ, L.P. (amended)Other Real EstateAtlantaGA$7,413,025$20,000,00041Sep 16sec.gov
Thesis Capital, LLCInvestingHoustonTX$7,370,000$7,370,00014Sep 17sec.gov
xAI I, a series of WeFunds LLCOtherHendersonNV$7,237,442$7,237,442166Sep 18sec.gov
Avant Digital FundInvestingGeorge Town, Grand Cayman$7,200,000$10,000,0006Sep 18sec.gov
Scribenote Inc.Other TechnologyKitchener$7,084,999$7,084,9994Sep 18sec.gov
OT Healthcare Fund I, LLCOtherBostonMA$7,075,000Indefinite10Sep 19sec.gov
PNC LIHTC Fund 93, LLCOther Real EstatePortlandOR$7,071,789$7,071,7891Sep 20sec.gov
Hodges Properties II JAX Investors, LLCOther Real EstateValdostaGA$7,000,000$7,000,0006Sep 20sec.gov
3LP Hartland Equity Fund LLCOther Real EstateMilwaukeeWI$6,983,000$6,983,00015Sep 20sec.gov
SAIL FUSION, LLCOther Health CareDel MarCA$6,853,074$8,134,18656Sep 19sec.gov
r.World, PBC (amended)OtherMinneapolisMN$6,800,000$10,000,00046Sep 20sec.gov
Starling Medical, Inc.BiotechnologyHoustonTX$6,750,611$7,300,61337Sep 18sec.gov
Centerlane Elevon Cottages LLCCommercialCharlotteNC$6,700,000$6,700,00038Sep 19sec.gov
HALSTON WATERLEIGH AVAFI, LPResidentialNew YorkNY$6,508,500$60,000,00096Sep 18sec.gov
Airtonomy, Inc. (amended)Other TechnologyGrand ForksND$6,376,993$8,377,0147Sep 20sec.gov
MCM Greenhaven LPResidentialMill ValleyCA$6,220,000$6,220,00035Sep 18sec.gov
BAE SYSTEMS PLC /FI/OtherLondon$6,160,302$6,160,30232Sep 20sec.gov
COLLOV, INC.Other TechnologyRedwood CityCA$6,000,000$6,500,0003Sep 20sec.gov
RC Real Estate Fund I LLC (amended)CommercialThe WoodlandsTX$5,961,906$25,000,00027Sep 16sec.gov
MIMG CCXXXIX Vicino on the Lake, LLCCommercialFranktownCO$5,935,000$11,225,00081Sep 18sec.gov
Front Range Opportunity Zone Fund II, LLCResidentialChampaignIL$5,925,000$10,000,00013Sep 18sec.gov
Endurus - Regency Park, LLC (amended)CommercialMinneapolisMN$5,882,000$6,100,00082Sep 19sec.gov
GSP III, LLC (amended)Other Real EstateChesterbrookPA$5,823,765$25,000,00056Sep 17sec.gov
CuraSen Therapeutics, Inc.BiotechnologySan CarlosCA$5,785,019$45,690,3057Sep 18sec.gov
Metabolics Pharma, Inc.BiotechnologyPhiladelphiaPA$5,526,626$6,299,9897Sep 19sec.gov
Juno Corp.OtherToronto$5,501,250$5,501,2503Sep 16sec.gov
KMX Technologies, Inc. (amended)OtherSharonCT$5,319,371$6,819,37116Sep 20sec.gov
ChampionHQ, Inc.Business ServicesIndianapolisIN$5,184,995$5,185,00010Sep 18sec.gov
Xebec Holdings, LLC (amended)Other Real EstateDallasTX$5,116,299$10,000,00013Sep 16sec.gov
Autumn Trace Holdings LLCOther Real EstateIndianapolisIN$5,097,500$5,147,50030Sep 17sec.gov
1613 Greenview LLCOther Real EstateNew YorkNY$5,025,000$6,820,00023Sep 17sec.gov
Felix Technologies Inc. (amended)Other TechnologySan FranciscoCA$5,015,000$5,405,00011Sep 18sec.gov
Akia SyndicateOther TechnologySan FranciscoCA$4,999,998$4,999,9984Sep 19sec.gov
Cerca Glenview LLCResidentialGlenviewIL$4,875,000$7,000,00068Sep 16sec.gov
Hourglass Digital Group, Inc.Other TechnologyNew YorkNY$4,750,000Indefinite10Sep 19sec.gov
Sugarloaf Buligo LPCommercialWilmingtonDE$4,713,500$4,713,50032Sep 18sec.gov
Velou Inc.ComputersNew YorkNY$4,524,998$5,000,0006Sep 18sec.gov
345 Bob Heath, LLCCommercialHuntsvilleAL$4,450,000$6,500,00017Sep 17sec.gov
RCP Lending Fund I LLC (amended)REITS and FinanceConroeTX$4,401,300$25,000,00016Sep 18sec.gov
CIRCA Scientific, Inc.Other Health CareEnglewoodCO$4,393,527$15,999,9851Sep 20sec.gov
CCP MN HOLDINGS, LLCOther Real EstateSkokieIL$4,253,000$4,300,00026Sep 20sec.gov
Emko Industrial Fund I LP AEFP SPV, LLCBusiness ServicesNarbethPA$4,250,000Indefinite2Sep 18sec.gov
Row Global, Inc.Other TechnologyMiamiFL$4,225,004$6,600,00713Sep 16sec.gov
Perimeter Park Northeast, LLCOther Real EstateAlpharettaGA$4,200,000$4,200,00013Sep 16sec.gov
MIMG CCXLIII Westminster, LLCCommercialFranktownCO$3,960,000$14,900,00059Sep 19sec.gov
I-V Access Technology, Inc. (amended)Other Health CareSan FranciscoCA$3,867,539$4,299,58914Sep 18sec.gov
Spectrum Antimicrobials, Inc.PharmaceuticalsPetalumaCA$3,855,000$4,000,00028Sep 16sec.gov
Kings 2901 W 5TH, L.P.CommercialDallasTX$3,633,000$3,633,00011Sep 18sec.gov
r.World, PBC (amended)OtherMinneapolisMN$3,620,000$5,000,00027Sep 20sec.gov
Sandstone Kaufman 105 Partners LtdOther Real EstatePlanoTX$3,600,000$3,600,00048Sep 18sec.gov
BEKHealth CorpOther TechnologyBranfordCT$3,597,455$4,624,17613Sep 17sec.gov
Optiwatt Inc.Other TechnologySan FranciscoCA$3,500,000$5,250,0003Sep 18sec.gov
Nucs AI Inc.Other TechnologyDoverDE$3,500,000$3,500,0001Sep 17sec.gov
Grimes Capital Group, LLC (amended)OtherWestervilleOH$3,453,500$3,453,50020Sep 18sec.gov
Sanger Land Developers LLCOther Real EstateFriscoTX$3,286,213$4,011,21316Sep 19sec.gov
Play Your Court, LLC (amended)OtherVirginia BeachVA$3,268,625$3,268,62545Sep 16sec.gov
ReferPro, Inc.Other TechnologyLehiUT$3,199,998$3,199,9986Sep 19sec.gov
Alveo Investments, LLCOther Health CareCincinnatiOH$3,170,000$5,770,66420Sep 19sec.gov
Kroh Diversified Oil & Gas Fund I, LP (amended)Oil and GasFort WorthTX$3,147,800$20,000,00031Sep 18sec.gov
MontyCloud, Inc.Other TechnologyRedmondWA$3,138,305$6,000,0009Sep 18sec.gov
Juno Corp.OtherToronto$3,105,200$3,105,2001Sep 16sec.gov
FLOX (US) Inc.Other TechnologyBuffaloNY$3,037,800$6,037,8008Sep 18sec.gov
Oregon Green Manufacturing LLCManufacturingPortlandOR$3,000,000$3,000,0002Sep 19sec.gov
Deloitte Touche Tohmatsu Services, LLC (amended)OtherNew YorkNY$2,976,205$2,976,20533Sep 16sec.gov
Front Range Opportunity Zone Fund IV, LLCResidentialChampaignIL$2,900,000$20,000,00010Sep 18sec.gov
GSP Growth Fund 1, LLC (amended)Other Real EstateChesterbrookPA$2,852,255$25,000,00023Sep 17sec.gov
UFUND Fort Totten LLCOther Real EstateAustinTX$2,850,000$5,000,00026Sep 18sec.gov
Deloitte Financial Advisory Services LLP (amended)OtherNew YorkNY$2,837,342Indefinite29Sep 17sec.gov
OWP PHARMACEUTICALS, INC.PharmaceuticalsNapervilleIL$2,730,773$2,730,77311Sep 16sec.gov
Cargobot, IncOther TechnologyMiamiFL$2,699,990$4,212,5007Sep 19sec.gov
Franklin WWT LLCOther Real EstateWest FargoND$2,670,168$2,670,16811Sep 20sec.gov
PopReach CorpOtherToronto$2,668,445$7,668,4451Sep 18sec.gov
Lakeshore IRF Holdings, LLC (amended)Other Real EstateDallasTX$2,655,000$8,680,23733Sep 17sec.gov
Bedelia, Inc.Other TechnologyBrooklynNY$2,639,496$2,639,49627Sep 19sec.gov
TripSuite, Inc.Other TechnologyBrooklynNY$2,500,000$2,500,0004Sep 19sec.gov
EMF Florida Development Fund, L.P. (amended)CommercialPlanoTX$2,500,000$50,000,0008Sep 18sec.gov
Pearl Industrial, LLCOther Real EstateAlpharettaGA$2,498,910$2,498,91021Sep 16sec.gov
Dry Pocket Properties Lot 2, LLCOther Real EstateGreenvilleSC$2,463,085$2,463,0858Sep 19sec.gov
Tidewater Inn, LLC (amended)Lodging and ConventionsStevensvilleMD$2,460,000$2,700,00020Sep 18sec.gov
TCIH-Messer Birmingham, LLCCommercialTulsaOK$2,415,000$2,415,00039Sep 20sec.gov
RL Project Investors LLCOther Real EstateWilmingtonDE$2,378,759$2,500,00029Sep 19sec.gov
RSAW Funding Company, LLCResidentialColumbusOH$2,250,000$5,000,0007Sep 18sec.gov
Maximum Fidelity Surgical Simulations, Inc.BiotechnologySt. LouisMO$2,249,998$2,249,9989Sep 18sec.gov
Origin Opportunity Zone Fund III, LLC (amended)Other Real EstateChicagoIL$2,205,874Indefinite80Sep 20sec.gov
KCP ROOFING HOLDINGS, LLCOtherHonoluluHI$2,200,000$2,200,0008Sep 20sec.gov
Areca Holdings VII, LLCOtherLos AngelesCA$2,155,500$4,000,00012Sep 17sec.gov
MiRTLE Medical LLC (amended)Other Health CareNorth AndoverMA$2,102,100$2,500,00015Sep 19sec.gov
RD Linganore Owner, LLCOtherFrederickMD$2,050,000$2,050,00014Sep 16sec.gov
Boom I, a series of Capitalize Investments LLCOtherHendersonNV$2,039,892$2,039,892247Sep 17sec.gov
Brevium CorpOther TechnologyAmerican ForkUT$2,000,000$2,000,0001Sep 20sec.gov
CodeLathe Technologies Inc.Other TechnologyAustinTX$2,000,000$2,000,0005Sep 20sec.gov
Orgio, Inc.Other TechnologyNew YorkNY$1,991,192$1,991,19215Sep 18sec.gov
ORBION SPACE TECHNOLOGY, INC.Other TechnologyHoughtonMI$1,977,635$3,000,0009Sep 20sec.gov
BIOWISH TECHNOLOGIES INTERNATIONAL INC.ManufacturingCincinnatiOH$1,965,000$2,515,00010Sep 17sec.gov
Docuverus, Inc.Other TechnologyMullica HillNJ$1,880,000$1,880,00011Sep 17sec.gov
PENTATONE INC.OtherBrooklynNY$1,868,000$2,123,16010Sep 16sec.gov
Sitka Gold Corp.OtherVancouver$1,845,750$3,599,2133Sep 16sec.gov
Juno Corp.OtherToronto$1,821,750$1,821,7501Sep 16sec.gov
Ten Mile Surgery Center, LLCOther Health CareMeridianID$1,747,895Indefinite14Sep 18sec.gov
CADI Investment LLCInvestingMt. LaurelNJ$1,700,000$1,700,00010Sep 18sec.gov
Enaia, Inc.Other TechnologyTampaFL$1,700,000$1,700,0003Sep 18sec.gov
General Counsel AI, Inc.Other TechnologySan FranciscoCA$1,646,596$1,646,59614Sep 17sec.gov
Top Hatch Ventures LLCOtherDallasTX$1,608,000$2,000,00013Sep 17sec.gov
Relevant Coachella LLCResidentialLos AngelesCA$1,600,000$15,000,0002Sep 17sec.gov
Padel San Diego, LLCOtherSacramentoCA$1,562,000$3,200,00023Sep 20sec.gov
Flow Environmental Systems, Inc.ManufacturingRogersMN$1,550,000$2,000,0008Sep 16sec.gov
S24 Orange Fund MK, a series of Capitalize Funds LPOtherHendersonNV$1,526,265$1,526,265248Sep 17sec.gov
S24 Orange Fund NM, a series of Capitalize Funds LPOtherHendersonNV$1,526,265$1,526,265248Sep 17sec.gov
Novak Preferred Equity, L.P.CommercialGeorgetownTX$1,500,000$12,600,0003Sep 19sec.gov
Amaryllis Therapeutics, Inc.OtherCambridgeMA$1,500,000$1,500,0001Sep 18sec.gov
Mila Mend Inc.RetailingIrvingTX$1,500,000$1,500,0004Sep 18sec.gov
Batch Ventures I, a series of Capitalize Funds LPOtherHendersonNV$1,456,470$1,456,47049Sep 17sec.gov
KinCap Courtyard, LLCOtherGlen AllenVA$1,425,000$2,000,00013Sep 17sec.gov
Trigeminal Inc.Other TechnologyBillericaMA$1,400,000$1,400,0004Sep 16sec.gov
GELT SHADOWRIDGE SPV, LLCCommercialLos AngelesCA$1,336,000$1,336,00039Sep 19sec.gov
Myoptechs, Inc.Other Health CareColumbusOH$1,274,998$2,000,0007Sep 16sec.gov
INSTRUMENTUM, LLCOtherGrand RapidsMI$1,270,000$4,000,0009Sep 18sec.gov
LCP Largo 2250 LLCCommercialDenverCO$1,268,000$1,310,0007Sep 16sec.gov
Kizuna Care Inc. (amended)Other TechnologyKirklandWA$1,255,000$1,255,00015Sep 19sec.gov
ENTITLE FUND THREE, LLC (amended)Other Real EstateSumnerWA$1,200,000$1,550,0004Sep 17sec.gov
True Collective LLCManufacturingTacomaWA$1,150,000$1,650,0002Sep 20sec.gov
Onchain Technologies, Inc.Other TechnologyNew YorkNY$1,133,100$1,816,50022Sep 16sec.gov
MR3 Health, Inc. (amended)Other Health CareSan AntonioTX$1,115,000$6,000,0006Sep 19sec.gov
eVideon, Inc.Other TechnologyGrand RapidsMI$1,100,000$1,100,0151Sep 19sec.gov
Ladris Technologies, Inc.Other TechnologyNevada CityCA$1,100,000$2,500,0004Sep 18sec.gov
Clifton Forge MHP, LLCCommercialGlen AllenVA$1,047,000$1,047,0000Sep 20sec.gov
Fairway Bikes, Inc. (amended)Other TechnologyWoodinvilleWA$1,020,000$1,500,00022Sep 18sec.gov
VBASE Oil Co (amended)Oil and GasPendletonSC$1,014,997$2,000,0008Sep 20sec.gov
Mountain Crest Investment Partners SPV Harmonious, LLCOtherBountifulUT$1,000,050Indefinite12Sep 19sec.gov
White Leaf Provisions, Inc. (amended)OtherMount PleasantSC$1,000,000$2,000,0006Sep 19sec.gov
Urban SDK, Inc.Other TechnologyJacksonvilleFL$977,498$1,000,0005Sep 19sec.gov
Paulson Capital Holding Company, LLCInvestment BankingPortlandOR$900,000$10,000,0002Sep 20sec.gov
DENTITE INC. (amended)OtherBuffaloNY$900,000$1,000,00034Sep 18sec.gov
TXSE Group Inc.OtherHoustonTX$850,000$20,000,0002Sep 19sec.gov
Phoam Labs, Inc.ManufacturingEden PrairieMN$820,000$2,250,0004Sep 19sec.gov
Fraud Protection Network, Inc. (amended)Other TechnologyAventuraFL$800,000$1,000,0002Sep 20sec.gov
AW Grimes Townhomes LLCOther Real EstateLeanderTX$800,000$4,000,0001Sep 19sec.gov
TERRACYCLE INCOtherTrentonNJ$800,000$800,0002Sep 18sec.gov
SF Insuretech Inc.InsuranceLos AngelesCA$800,000$6,000,0002Sep 17sec.gov
Action-CS, Inc.Other TechnologyMarysvilleWA$800,000$1,500,0004Sep 16sec.gov
507 Capital Fund I, LLCBiotechnologyLake CrystalMN$765,000$10,000,00012Sep 17sec.gov
Juno Corp.OtherToronto$760,459$760,4592Sep 16sec.gov
Imagen Precision Dental & Dentures Support Services, LLCOther Health CareScottsdaleAZ$744,167$744,1671Sep 16sec.gov
Shehl Venture I LLCOther Real EstatePacific PalisadesCA$730,000$730,0008Sep 20sec.gov
Lakeshore 510, LLCCommercialHendersonvilleNC$700,000$700,0000Sep 20sec.gov
WoW Tallows Fund LLCCommercialLivingtonNJ$700,000$1,000,0008Sep 20sec.gov
SWC Naples LLCOther Real EstateAnn ArborMI$700,000$875,00012Sep 17sec.gov
Connective Health Strategies, LLCBusiness ServicesPortlandME$650,000$1,250,0002Sep 20sec.gov
Sequel Investment Holdings, LLCManufacturingHoustonTX$625,000$2,300,00011Sep 18sec.gov
Bradford & Main, LLCOther Real EstateAlpharettaGA$605,000$605,0004Sep 16sec.gov
Main 2650, LLCOther Real EstateAlpharettaGA$601,090$601,09021Sep 16sec.gov
Juno Corp.OtherToronto$601,040$601,0402Sep 16sec.gov
Fieldston Power LLCOther EnergyBronxNY$600,000$600,0001Sep 17sec.gov
Blended Multifamily Turbine Fund 1, LLCCommercialRenoNV$595,000$4,000,00013Sep 20sec.gov
GRANITE MISTER 1 LLCCommercialSt CloudMN$580,000$4,500,0005Sep 16sec.gov
AAZKC LLCCommercialOrlandoFL$549,450$549,4503Sep 16sec.gov
K-9 Power Products, Inc.OtherTampaFL$547,500$600,0009Sep 18sec.gov
Sniffer Robotics, Inc.Other TechnologyAnn ArborMI$535,389$1,250,00011Sep 16sec.gov
ADMZ LLCCommercialOrlandoFL$526,000$526,0005Sep 16sec.gov
CathAid Inc (amended)Other Health CareMartinezGA$505,000$600,00015Sep 18sec.gov
EndoTheia, Inc.BiotechnologyNashvilleTN$500,000$500,0001Sep 18sec.gov
WG Tulsa DSTOther Real EstateBloomingtonMN$471,314$2,254,3581Sep 17sec.gov
EMR2Capital Holdings LLC (amended)OtherElkmontAL$460,000$460,0001Sep 16sec.gov
EMR2Capital Holdings LLCOtherElkmontAL$460,000$460,0001Sep 16sec.gov
Bird's Eye Robotics, Inc.Other TechnologyHermanNE$447,500$1,500,0009Sep 16sec.gov
Juno Corp.OtherToronto$444,480$444,4802Sep 16sec.gov
USEDC Opportunity Zone III LP (amended)Oil and GasArlingtonTX$430,108$150,000,0000Sep 17sec.gov
Audily Inc.OtherCorpus ChristiTX$418,800$1,000,0003Sep 18sec.gov
Wallet Group, Inc.Other TechnologyPottstownPA$416,670$1,200,00012Sep 17sec.gov
STL 2 WAX LLCResidentialChesterfieldMO$400,015$5,900,01512Sep 19sec.gov
Vaulterra Storage Durango LLCCommercialRichardsonTX$400,000$400,0000Sep 20sec.gov
Links Car Wash Tampa Investors, LLCCommercialCharlotteNC$400,000$4,200,0003Sep 18sec.gov
Links Car Wash Opportunity Fund, LLCCommercialCharlotteNC$400,000$50,000,0002Sep 18sec.gov
RESTORA SERVICES, INC. (amended)OtherKirklandWA$400,000$1,000,0004Sep 18sec.gov
Tech Loop Agency LLCBusiness ServicesNewarkDE$400,000$1,200,0001Sep 17sec.gov
Leadoff.ai, Inc. (amended)OtherPalo AltoCA$390,000$390,00022Sep 20sec.gov
Juno Corp.OtherToronto$377,850$377,8501Sep 16sec.gov
Juno Corp.OtherToronto$377,250$377,2501Sep 16sec.gov
Better Earth, Inc.Other EnergyCerritosCA$363,158$363,1582Sep 19sec.gov
Eye of the Cosmos LLCOtherNew YorkNY$350,000$3,500,0002Sep 16sec.gov
GFP Secure Income Fund LLC (amended)Other Real EstateTemeculaCA$330,000Indefinite5Sep 17sec.gov
ELEVATED EQUITY INVESTMENT FUND LLC (amended)Other Real EstateAustinTX$320,000$10,000,0006Sep 20sec.gov
Rover Innovation Labs, Inc.Other TechnologyForest GroveOR$300,000$2,500,0001Sep 20sec.gov
AutomotusOther TechnologyLos AngelesCA$300,000$3,000,0002Sep 20sec.gov
PSCF01 LLCResidentialLouisvilleKY$300,000$3,050,0002Sep 19sec.gov
400 WB LLCRestaurantsStowMA$250,000$1,500,0004Sep 18sec.gov
Esmeralda Land Company, LPOther Real EstateSt PetersburgFL$250,000$1,500,0002Sep 18sec.gov
Sorellina Productions LLCOtherNew YorkNY$210,000$2,200,0004Sep 20sec.gov
Delmarva Hemp, LLCOtherSalisburyMD$200,000$700,0003Sep 20sec.gov
Intelligent Cranium Helmets, LLCOther TechnologyTysonsVA$195,000Indefinite5Sep 16sec.gov
PNC Podiatry Holdings, LLCOther Health CareSan FranciscoCA$187,500$187,5001Sep 19sec.gov
PNC Co-Investor Holding Company, LLCOther Health CareSan FranciscoCA$187,500$187,50010Sep 19sec.gov
Nexscient, Inc.Other TechnologyLos AngelesCA$180,000$500,0005Sep 17sec.gov
Ironwood 92 Partners, LLCOther Real EstateScottsdaleAZ$150,000$2,000,0002Sep 20sec.gov
SAVA Capital Inc. (amended)InvestingNaplesFL$150,000$150,0001Sep 18sec.gov
Municipal Parking Services, Inc.Other TechnologyMinnetonkaMN$150,000$10,000,0002Sep 17sec.gov
Something Better Foods Inc.RetailingHuntsvilleAL$150,000$1,500,0001Sep 16sec.gov
VIN-Holdings, LLCOtherFayettevilleAR$130,000Indefinite7Sep 17sec.gov
PHPF Sub-REIT LLC (amended)REITS and FinanceSan FranciscoCA$125,000$125,000125Sep 19sec.gov
MJAU Investors Ltd Liability CoOtherNew YorkNY$125,000$6,800,0001Sep 17sec.gov
iTrust Ventures LLCOther TechnologyAlpharettaGA$100,000$500,0001Sep 19sec.gov
TwinUp Holdings 1 IncOther TechnologyMckinneyTX$100,000$10,000,0001Sep 17sec.gov
Dot Imaging, LLCOther Health CareCottage GroveWI$100,000$100,0007Sep 16sec.gov
Debek Logistics Inc.OtherScottsdaleAZ$100,000$100,0001Sep 16sec.gov
University Collection, LLCOtherGermantownTN$90,000$600,0001Sep 20sec.gov
Grannus, LLCManufacturingTusconAZ$83,000$200,0004Sep 16sec.gov
Plus None, Inc.OtherSan FranciscoCA$75,000$1,733,6012Sep 16sec.gov
Have A Seat Movie LLCOtherSalemOR$71,500$3,200,0006Sep 18sec.gov
GR Silver Mining Ltd. (amended)OtherVancouver$65,330$3,115,9042Sep 16sec.gov
FixFlow, Inc.Other TechnologyNew YorkNY$62,525$350,0003Sep 19sec.gov
USEDC Opportunity Zone III LP (amended)Oil and GasArlingtonTX$61,323$150,000,0000Sep 17sec.gov
Holiday Beverage Inc.RetailingWinston-SalemNC$58,000$500,0008Sep 18sec.gov
HMU Consumables, LLCOther Health CareRound RockTX$57,613$57,6132Sep 16sec.gov
A-Team 416 School, LLCCommercialGreenvilleSC$50,000$50,00012Sep 19sec.gov
Sondr, Inc.Other TechnologyNew YorkNY$50,000$1,100,0001Sep 19sec.gov
USEDC 2024 Drilling Fund LP (amended)Oil and GasArlingtonTX$50,000$250,000,0000Sep 17sec.gov
HMU Laser, LLCOther Health CareRound RockTX$48,746$48,7462Sep 16sec.gov
Vesalius Cardiovascular Inc. (amended)Other TechnologyVancouver$37,821$98,8362Sep 17sec.gov
AUTOSCOPE TECHNOLOGIES CORPOtherMinneapolisMN$37,468$37,4685Sep 18sec.gov
WILD AI 2 BY PLAY MONEY A SERIES OF CLUTCH CAPITAL LLCInvestingNiwotCO$35,350Indefinite16Sep 20sec.gov
T4F 2 by Play Money a series of Clutch Capital LLCInvestingNiwotCO$31,500Indefinite9Sep 20sec.gov
Classmate Playdate, Inc.Other TechnologyLake Worth BeachFL$30,000Indefinite1Sep 17sec.gov
ScriptHop LLCOther TechnologyPortlandOR$27,662$200,0003Sep 16sec.gov
Starfighters Space, Inc.OtherCape CanaveralFL$27,500$935,0004Sep 20sec.gov
Uvionix Innovations IncOther TechnologyRancho CordovaCA$25,000Indefinite1Sep 19sec.gov
Townbridge Capital LLCCommercialAustinTX$25,000$3,000,0001Sep 19sec.gov
Longbow Land Partners, LLCResidentialJacksonWY$25,000$3,500,0001Sep 16sec.gov
AKTIV INSIGHTS, INC.OtherPortlandOR$20,000$20,0001Sep 17sec.gov
Pipeline2Space, Inc.Other TechnologySpokaneWA$16,582$39,5401Sep 16sec.gov
TeraSpatial, Inc.Other TechnologyPalo AltoCA$12,250Indefinite1Sep 20sec.gov
American Stories Entertainment Inc.OtherDunedinFL$8,000$1,000,0001Sep 17sec.gov
11331 Dillon LLCCommercialBoulderCO$0$2,100,0000Sep 20sec.gov
Rirui Technology Group Corp.Other TechnologyLas VegasNV$0$1,000,0000Sep 20sec.gov
WLI Fund One LLC (amended)OtherColorado SpringsCO$0$20,000,0000Sep 20sec.gov
SLP Valor Holdings DC REIT 3, LLCREITS and FinanceMenlo ParkCA$0Indefinite0Sep 20sec.gov
SLP Valor Holdings DC REIT 2, LLCREITS and FinanceMenlo ParkCA$0Indefinite0Sep 20sec.gov
SLP Valor Holdings DC REIT 1, LLCREITS and FinanceMenlo ParkCA$0Indefinite0Sep 20sec.gov
Westwin Elements IncOther EnergyOklahoma CityOK$0$12,000,0000Sep 20sec.gov
Post Pro Capital Fund, LLC (amended)CommercialDunwoodyGA$0$10,000,0000Sep 20sec.gov
Nova Investments Fund LLCOtherSheridanWY$0Indefinite0Sep 20sec.gov
Wybridge Technologies, Inc.Other TechnologyTucsonAZ$0$8,000,0000Sep 20sec.gov
Ingordo Bloodstock, LLC (amended)OtherLexingtonKY$0$10,000,0000Sep 20sec.gov
WLI Fund One LLCOtherColorado SpringsCO$0$20,000,0000Sep 19sec.gov
Vacation On Broadway Ltd Liability CoOtherNew YorkNY$0$25,000,0000Sep 19sec.gov
Founders Fund, A series of Digital Irish Ventures LLCOtherMiddlesexMA$0Indefinite7Sep 19sec.gov
Florence MHP LLCResidentialOviedoFL$0$858,5000Sep 19sec.gov
OK Stone JL Macro, LLCOtherDoverDE$0$1,000,0000Sep 19sec.gov
AlphaX SFR II LLCCommercialSan JoseCA$0$12,000,0000Sep 19sec.gov
Waymark Capital Flex Fund I, LLCOtherSpringfieldVA$0$1,850,0000Sep 19sec.gov
Pacific Capital Holdings LLCCommercialBacliffTX$0$5,000,0000Sep 19sec.gov
Legacy Funds - Bent Tree Investor LLC (amended)CommercialSheridanWY$0$1,000,0000Sep 19sec.gov
Legacy Funds - Bent Tree Investor LLCCommercialSheridanWY$0$1,000,00025Sep 19sec.gov
OSP Lakeside Management Aggregator, LLCOtherNew YorkNY$0Indefinite0Sep 19sec.gov
OSP Lakeside Holdings, LLCOtherNew YorkNY$0Indefinite0Sep 19sec.gov
Blue Mountain Estates Series 1 LLCInvestingSan RafaelCA$0Indefinite0Sep 18sec.gov
MAPLETON HIGHLANDS, LLCOther Real EstateSioux FallsSD$0$7,000,0000Sep 18sec.gov
Charger Management Aggregator, LLCOtherFort WorthTX$0Indefinite26Sep 18sec.gov
PR Musical LLCOtherNew YorkNY$0$29,500,0000Sep 18sec.gov
Park Crescent Investor Two LLCOther Real EstateBaltimoreMD$0Indefinite0Sep 18sec.gov
Landings Sama Investor LLCOther Real EstateBaltimoreMD$0Indefinite0Sep 18sec.gov
Landings Preferred LLCOther Real EstateBaltimoreMD$0Indefinite0Sep 18sec.gov
GMF Avenues Roll Two LLCOther Real EstateBaltimoreMD$0Indefinite0Sep 18sec.gov
Landings Investor LLCOther Real EstateBaltimoreMD$0Indefinite0Sep 18sec.gov
Kula Makai Development LLC (amended)ResidentialWahiawaHI$0$4,000,0000Sep 18sec.gov
PACX DIVERSIFIED OPPORTUNITIES FUND LLCCommercialSacramentoCA$0$5,000,0000Sep 18sec.gov
Chevron Topco, L.P.OtherNew YorkNY$0Indefinite0Sep 18sec.gov
CCG GORGONA, LLCOther Real EstateSkokieIL$0$15,000,0000Sep 18sec.gov
Asset Victory Capital Bent Tree Investor LLC (amended)CommercialSheridanWY$0$1,500,0000Sep 18sec.gov
Ascenta Properties, LLCInvestingOklahoma CityOK$0$10,000,0000Sep 18sec.gov
Quantum Qool, Inc.Other TechnologyOmahaNE$0$1,400,0000Sep 18sec.gov
Endeavor Resources,LLCOil and GasBremenKY$0$400,0000Sep 18sec.gov
Hoschton IL Buligo LPCommercialWilmingtonDE$0$23,200,0000Sep 18sec.gov
Not With A Fox Filly LLCBusiness ServicesWoodland HillsCA$0$335,00020Sep 17sec.gov
South Bay Filly LLCBusiness ServicesWoodland HillsCA$0$209,00020Sep 17sec.gov
Sacred Light LRF LLCBusiness ServicesWoodland HillsCA$0$199,00020Sep 17sec.gov
DEP GL 42CH LLCCommercialMoultrieGA$0$2,000,0000Sep 17sec.gov
PCP Secure Opportunities Fund LLCOther Real EstateLargoFL$0$50,000,0000Sep 17sec.gov
Company3 LLCComputersHendersonNV$0$2,000,0000Sep 17sec.gov
CFA DEL SOL REDUX LLCCommercialKellerTX$0$16,000,0000Sep 17sec.gov
Kula Makai Development LLCCommercialWahiawaHI$0$4,000,0000Sep 17sec.gov
No Safe Til Brooklyn Ltd Liability CoOtherNew YorkNY$0$1,500,0000Sep 17sec.gov
Studios at Channelview LLCCommercialChannelviewTX$0$3,500,0000Sep 17sec.gov
Jointco CT, LLCRetailingNew HavenCT$0$1,600,0000Sep 17sec.gov
144 E Imperial Highway LLC (amended)CommercialPasadenaCA$0$550,0000Sep 17sec.gov
ALC 100 L.P.OtherIrvineCA$0$20,000,0000Sep 17sec.gov
Purposive Growth Secured Income Fund, LLC (amended)Other Real EstateGlen AllenVA$0Indefinite0Sep 17sec.gov
Purposive Growth Secured Income Fund, LLC (amended)Other Real EstateGlen AllenVA$0Indefinite0Sep 17sec.gov
Boost Topco Holdings, L.P.OtherJacksonvilleFL$0Indefinite0Sep 17sec.gov
Ellwand Development Co LLCOtherCranberry TownshipPA$0$11,000,0000Sep 17sec.gov
WitFoo, Inc.ComputersDunwoodyGA$0Indefinite0Sep 17sec.gov
BEO BANCORPCommercial BankingHeppnerOR$0$5,000,0000Sep 17sec.gov
BSB COMMUNITY BANCORPATION INCCommercial BankingBentonWI$0$8,000,0000Sep 17sec.gov
AG Artemis Holdings, L.P.Other Banking and Financial ServicesNew YorkNY$0Indefinite0Sep 17sec.gov
Kuykendahl Texas Storage, LLCOtherAmerican ForkUT$0$5,000,0000Sep 16sec.gov
Trebuchet Capital Group LPOtherLewesDE$0$10,000,0000Sep 16sec.gov
Grace Shooting Services & Club Inc.ManufacturingOsteenFL$0$100,000,0000Sep 16sec.gov
ALC 112 L.P.OtherIrvineCA$0$30,400,0000Sep 16sec.gov
ALC 091 L.P.OtherIrvineCA$0$36,000,0000Sep 16sec.gov
LCH 3 LLCCommercialCanyon LakeTX$0$10,000,0000Sep 16sec.gov
Magenta Holdco LPOther Banking and Financial ServicesAtlantaGA$0Indefinite41Sep 16sec.gov
Biolimitless Centers of Excellence, Inc.Other Health CareDoverDE$0$20,000,0000Sep 16sec.gov
Boog Productions Ltd Liability CoOtherNew YorkNY$0$4,800,0000Sep 16sec.gov
Clover FranklinOtherStaten IslandNY$0$4,320,0000Sep 16sec.gov
OneAscent Holdings LLC (amended)Other Banking and Financial ServicesBirminghamAL$0Indefinite0Sep 16sec.gov

Week of Sep 23 · Week of Sep 9 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.