Data / Form D filings / Week of Jul 15
Form D filings, week of July 15, 2024: 457 companies raised $27.37 billion
457 operating companies filed a Form D in the week of July 15, 2024, reporting $27.37 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.86 billion), Nationwide BOLI Private Placement Variable Account ($5.30 billion), Nationwide PPVUL Separate Account - 4 ($3.41 billion). The median filing is $2.4 million, and 665 pooled investment funds also filed that week.
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- 457Form D filings
- $27.37 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (72)
Most filings by state: CA 72, FL 53, TX 45, NY 34, MA 22. By industry: Other Technology 84, Other 72, Commercial 50, Other Real Estate 47.
By day: Jul 15 (135), Jul 16 (97), Jul 17 (85), Jul 18 (74), Jul 19 (66).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,859,428,932 | Indefinite | 442 | Jul 19 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,303,651,220 | Indefinite | 35 | Jul 19 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,407,000,000 | Indefinite | 7 | Jul 19 | sec.gov |
| Clarion Gables Multifamily Trust, L.P. (amended) | Other Real Estate | New York | NY | $2,904,058,000 | Indefinite | 80 | Jul 19 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $796,779,937 | Indefinite | 112 | Jul 19 | sec.gov |
| Enterprise Housing Partners 44 Limited Partnership | Other Real Estate | Columbia | MD | $344,400,000 | $344,400,000 | 10 | Jul 18 | sec.gov |
| CRA Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $285,219,824 | Indefinite | 67 | Jul 15 | sec.gov |
| LIHC Employees Credit Union Inc | Other Banking and Financial Services | Peachtree Corners | GA | $214,086,900 | $214,086,900 | 1 | Jul 16 | sec.gov |
| PROVIDENT MORTGAGE TRUST INC (amended) | REITS and Finance | Santa Rosa | CA | $193,519,100 | Indefinite | 572 | Jul 19 | sec.gov |
| WaCap - O Direct Lending Fund Unlevered Feeder LLC (amended) | Investing | Seattle | WA | $192,750,000 | Indefinite | 8 | Jul 17 | sec.gov |
| BP Commercial Funding Trust, Series SPL-VII (amended) | Other Banking and Financial Services | New York | NY | $146,594,827 | Indefinite | 83 | Jul 19 | sec.gov |
| BP Commercial Funding Trust, Series SPL-V (amended) | Other Banking and Financial Services | New York | NY | $141,821,108 | Indefinite | 26 | Jul 19 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Jul 19 | sec.gov |
| Cartesian Therapeutics, Inc. | Biotechnology | Gaithersburg | MD | $130,023,000 | $130,023,000 | 22 | Jul 17 | sec.gov |
| Scorpion Therapeutics, Inc. | Biotechnology | Boston | MA | $125,694,186 | $150,000,002 | 38 | Jul 16 | sec.gov |
| BGO Prime Industrial Development Feeder LLC (amended) | Other Real Estate | New York | NY | $111,000,000 | Indefinite | 3 | Jul 15 | sec.gov |
| CGMT OP, L.P. (amended) | Other Real Estate | New York | NY | $106,143,000 | Indefinite | 23 | Jul 19 | sec.gov |
| Lakefield Acquisition Corp. | Other | Kent | WA | $105,000,000 | $105,000,000 | 4 | Jul 18 | sec.gov |
| Ascend Wealth Fund, LLC | Commercial | Fairfax | VA | $100,000,000 | $100,000,000 | 0 | Jul 16 | sec.gov |
| Hayden AI Technologies Inc. | Other Technology | San Francisco | CA | $94,999,981 | $94,999,981 | 15 | Jul 18 | sec.gov |
| 1st Funding Financial Guaranty Insurance Co | Insurance | Peachtree Corners | GA | $87,500,000 | $87,500,000 | 1 | Jul 17 | sec.gov |
| Nautilus Data Technologies, Inc. | Other Technology | San Ramon | CA | $77,879,982 | $96,890,972 | 7 | Jul 18 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $76,762,629 | $76,762,629 | 161 | Jul 17 | sec.gov |
| NGM Bio Holdings, Inc. | Biotechnology | South San Francisco | CA | $73,223,979 | $122,039,949 | 25 | Jul 17 | sec.gov |
| IPCP Florida Realty Value Fund IV, L.P. | Commercial | Boca Raton | FL | $72,420,000 | $135,000,000 | 84 | Jul 16 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $70,250,461 | Indefinite | 2 | Jul 19 | sec.gov |
| BP Commercial Funding Trust, Series SPL-IX (amended) | Other Banking and Financial Services | New York | NY | $68,580,442 | Indefinite | 18 | Jul 19 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $66,723,329 | Indefinite | 18 | Jul 19 | sec.gov |
| Marking Technology Holdings, LLC | Other | Boston | MA | $65,685,000 | $65,685,000 | 23 | Jul 15 | sec.gov |
| EdenRoc Sciences LLC (amended) | Biotechnology | Worcester | MA | $64,175,000 | $64,175,000 | 50 | Jul 16 | sec.gov |
| LevelTen Energy, Inc. | Other Technology | Seattle | WA | $61,138,804 | $65,806,750 | 12 | Jul 18 | sec.gov |
| Glendale BTR DST (amended) | Other Real Estate | Oak Brook | IL | $58,677,379 | $72,121,822 | 143 | Jul 17 | sec.gov |
| Casa Azul Spirits, LLC (amended) | Other | Manhattan Beach | CA | $58,073,605 | $62,000,000 | 246 | Jul 16 | sec.gov |
| Belenos Biosciences, Inc. | Other | New York | NY | $48,000,000 | $55,000,000 | 2 | Jul 17 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund IV, L.P. (amended) | Other Real Estate | El Segundo | CA | $43,967,990 | $500,000,000 | 61 | Jul 19 | sec.gov |
| Octave Realty Fund IX, LLC (amended) | Commercial | Alpharetta | GA | $41,139,000 | $41,139,000 | 130 | Jul 15 | sec.gov |
| Strider Technologies, Inc. | Other Technology | South Jordan | UT | $40,000,000 | $55,000,000 | 9 | Jul 18 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $39,859,467 | $51,100,000 | 246 | Jul 16 | sec.gov |
| Pathfinder Multifamily Opportunity Fund IX, L.P. | Residential | La Jolla | CA | $38,877,100 | $38,877,100 | 178 | Jul 15 | sec.gov |
| GOLD RESERVE INC | Other | Spokane | WA | $36,000,001 | $36,000,001 | 10 | Jul 17 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. (amended) | REITS and Finance | New York | NY | $33,759,000 | $200,000,000 | 81 | Jul 17 | sec.gov |
| THRIFT INVESTORS LP (amended) | Other | Boston | MA | $29,000,000 | Indefinite | 21 | Jul 18 | sec.gov |
| Octagos Health, Inc. | Other Health Care | Houston | TX | $28,812,985 | $28,812,985 | 25 | Jul 18 | sec.gov |
| Deloache Capital Fund II LP (amended) | Other Real Estate | Dallas | TX | $28,579,375 | $28,579,375 | 77 | Jul 15 | sec.gov |
| MOR INVESTMENT FUND,LLC (amended) | REITS and Finance | Long Beach | CA | $27,562,472 | Indefinite | 93 | Jul 17 | sec.gov |
| Calhoun Towers LLC | Other Real Estate | Minneapolis | MN | $25,966,753 | $30,000,000 | 68 | Jul 15 | sec.gov |
| JLLX Grand Prairie Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $25,297,220 | $64,629,529 | 15 | Jul 15 | sec.gov |
| NANO FINANCIAL HOLDINGS, INC. | Commercial Banking | Irvine | CA | $25,000,000 | $25,000,000 | 5 | Jul 16 | sec.gov |
| CRP Affordable Housing Fund LLC (amended) | Other Real Estate | New York | NY | $25,000,000 | Indefinite | 79 | Jul 15 | sec.gov |
| PeopleOne Health, Inc. | Other Health Care | Oakmont | PA | $23,650,338 | $40,950,338 | 20 | Jul 16 | sec.gov |
| Upstart Power Holdings, Inc. | Other Energy | Southborough | MA | $22,518,582 | $38,250,000 | 18 | Jul 15 | sec.gov |
| Landline Co (amended) | Other | Fort Collins | CO | $21,819,093 | $21,850,000 | 29 | Jul 16 | sec.gov |
| Hawes Crossing OZ Business, LLC | Residential | Scottsdale | AZ | $19,600,000 | $20,000,000 | 3 | Jul 16 | sec.gov |
| Homevest Real Estate Partners IV - Limestone, L.P. | Residential | New York | NY | $19,220,000 | $19,220,000 | 13 | Jul 18 | sec.gov |
| Digestiva, Inc. | Other Health Care | Davis | CA | $18,437,667 | $19,437,668 | 5 | Jul 16 | sec.gov |
| LifeLens Technologies, Inc. | Other Technology | Ivyland | PA | $18,373,964 | $35,000,000 | 41 | Jul 15 | sec.gov |
| True Star Fund IV, LP (amended) | Residential | Midland | TX | $17,778,000 | $40,000,000 | 22 | Jul 16 | sec.gov |
| Lirio, Inc. (amended) | Other Technology | Knoxville | TN | $17,354,694 | $33,000,000 | 71 | Jul 18 | sec.gov |
| Gaingels Holdings LP (amended) | Other | Dover | DE | $16,763,000 | $16,763,000 | 79 | Jul 16 | sec.gov |
| Sower Longview Fund II, LP | Commercial | Omaha | NE | $16,500,000 | $250,000,000 | 14 | Jul 15 | sec.gov |
| IRONHORSE EXPLORATION PARTNERS IV, LLC | Oil and Gas | Denver | CO | $16,490,000 | $16,490,000 | 41 | Jul 15 | sec.gov |
| GIGPRO Inc. (amended) | Other | North Charleston | SC | $15,613,405 | $15,750,000 | 19 | Jul 18 | sec.gov |
| Medefy Health Inc. (amended) | Other Health Care | Tulsa | OK | $15,267,236 | $15,267,236 | 9 | Jul 19 | sec.gov |
| Greer Holdco, LLC | Other | Anchorage | AK | $15,166,667 | $15,166,667 | 15 | Jul 17 | sec.gov |
| Terram Lab Corp | Other | Scottsdale | AZ | $15,140,000 | $15,140,000 | 2 | Jul 16 | sec.gov |
| Spire Thorns LLC | Investing | Costa Mesa | CA | $15,000,000 | $15,000,000 | 14 | Jul 18 | sec.gov |
| CASI Pharmaceuticals, Inc. | Pharmaceuticals | Beijing | $15,000,000 | $15,000,000 | 7 | Jul 15 | sec.gov | |
| Primrose Bio, Inc. | Biotechnology | San Diego | CA | $14,999,999 | $22,999,995 | 2 | Jul 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $14,562,000 | Indefinite | 1 | Jul 15 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $14,205,308 | Indefinite | 9 | Jul 19 | sec.gov |
| PSOF LO Sunnyvale Side Car, LLC (amended) | Other Real Estate | Atlanta | GA | $14,090,000 | $23,690,550 | 40 | Jul 16 | sec.gov |
| HSR Income & Value REIT 3, Inc. | Other Real Estate | Greenwood Village | CO | $13,820,000 | $300,000,000 | 107 | Jul 17 | sec.gov |
| Terrestrial Energy Inc. | Other Energy | Charlotte | NC | $13,334,993 | Indefinite | 52 | Jul 17 | sec.gov |
| Abstract Ice, Inc. | Other Technology | Petaluma | CA | $12,367,938 | $12,452,485 | 68 | Jul 18 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $12,078,125 | $20,000,000 | 17 | Jul 16 | sec.gov |
| Point.me Inc. | Other Technology | New York | NY | $11,479,923 | $11,479,923 | 32 | Jul 19 | sec.gov |
| SunRocket Capital, LLC (amended) | REITS and Finance | Miami | FL | $11,322,100 | $1,000,000,000 | 34 | Jul 19 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $10,939,577 | Indefinite | 1 | Jul 15 | sec.gov |
| MP KofP JV LLC | Residential | Conshohocken | PA | $10,813,399 | $10,813,399 | 16 | Jul 19 | sec.gov |
| Prevalent, Inc. (amended) | Computers | Phoenix | AZ | $10,655,315 | Indefinite | 12 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $10,427,334 | $10,427,334 | 57 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $10,400,000 | $20,000,000 | 1 | Jul 15 | sec.gov |
| Level All Inc. (amended) | Other | New York | NY | $10,356,000 | $12,500,000 | 19 | Jul 15 | sec.gov |
| VW NORTHWOODS, LLC | Investing | Tampa | FL | $10,225,000 | $10,225,000 | 52 | Jul 19 | sec.gov |
| Element3 Health, Inc. (amended) | Other | Boston | MA | $10,210,805 | $13,500,000 | 10 | Jul 15 | sec.gov |
| Fallingwater Holdings, LLC | Residential | Daphne | AL | $9,964,000 | $15,750,000 | 40 | Jul 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $9,444,167 | Indefinite | 4 | Jul 15 | sec.gov |
| FC Catawba Land JV, LLC | Commercial | Boynton Beach | FL | $9,060,000 | $9,060,000 | 0 | Jul 17 | sec.gov |
| Medicom Technologies, Inc. (amended) | Other Technology | Raleigh | NC | $8,976,975 | $8,976,975 | 11 | Jul 17 | sec.gov |
| Ex Quanta Inc. | Other | Wheat Ridge | CO | $8,800,000 | $8,800,000 | 14 | Jul 19 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $8,556,594 | $8,556,594 | 10 | Jul 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $8,545,925 | Indefinite | 5 | Jul 15 | sec.gov |
| RoverPass, Inc. | Tourism and Travel Services | Austin | TX | $8,413,606 | $8,413,606 | 16 | Jul 18 | sec.gov |
| Roers Chanhassen Harlow Fund LLC | Other Real Estate | Plymouth | MN | $8,387,403 | $16,800,000 | 60 | Jul 18 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $8,328,110 | $8,328,110 | 42 | Jul 15 | sec.gov |
| CWH GP Fund I, LLC | Other Real Estate | Irving | TX | $8,250,000 | $15,000,000 | 29 | Jul 17 | sec.gov |
| Synthpop Inc. | Other Technology | Cambridge | MA | $8,179,995 | $8,180,000 | 12 | Jul 19 | sec.gov |
| Sphere Technology Holdings, Inc. | Other Technology | San Jose | CA | $7,995,592 | Indefinite | 8 | Jul 16 | sec.gov |
| SPLIGHT INC. | Other Technology | San Mateo | CA | $7,699,879 | $10,000,003 | 10 | Jul 15 | sec.gov |
| Easton Avon, LLC | Residential | Toledo | OH | $7,650,000 | $7,650,000 | 8 | Jul 16 | sec.gov |
| OVERLAND AI INC. | Other Technology | Seattle | WA | $7,599,987 | $7,599,987 | 11 | Jul 15 | sec.gov |
| 5 STAR RANCH, LLC | Other Real Estate | King City | CA | $7,590,000 | $7,590,000 | 6 | Jul 18 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $7,585,000 | $10,000,000 | 116 | Jul 16 | sec.gov |
| Praesidia Biotherapeutics, Inc. (amended) | Biotechnology | Arlington | MA | $7,420,000 | $15,000,000 | 52 | Jul 17 | sec.gov |
| Mountainview Road Apartments, LLC | Commercial | Johnson City | TN | $7,383,487 | $7,383,487 | 22 | Jul 15 | sec.gov |
| MACP Parma Member, LLC | Residential | Safety Harbor | FL | $6,935,000 | $7,350,000 | 42 | Jul 18 | sec.gov |
| GalenusRx, Inc. | Other Health Care | Fernandina Beach | FL | $6,875,647 | $8,030,647 | 100 | Jul 17 | sec.gov |
| WF Tyson, LLC (amended) | Commercial | Raleigh | NC | $6,801,201 | $6,801,201 | 15 | Jul 17 | sec.gov |
| Novocuff, Inc. | Other Health Care | Mountain View | CA | $6,764,988 | $28,004,953 | 31 | Jul 17 | sec.gov |
| Hawes Crossing OZ Fund, LLC | Residential | Scottsdale | AZ | $6,600,000 | $20,000,000 | 5 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $6,581,758 | $10,000,000 | 2 | Jul 15 | sec.gov |
| MIMG CCXXXV Sun Valley, LLC | Commercial | Franktown | CO | $6,508,000 | $8,500,001 | 115 | Jul 18 | sec.gov |
| AutoScheduler.AI, Inc. | Other Technology | Franklin | TN | $6,500,000 | $6,500,000 | 4 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $6,258,300 | $6,258,300 | 15 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $6,250,984 | $10,000,000 | 20 | Jul 15 | sec.gov |
| Prometheus Materials, Inc. | Other Technology | Longmont | CO | $6,250,000 | $7,000,000 | 6 | Jul 19 | sec.gov |
| FGFCGP, LLC | Other Real Estate | Palm Beach | FL | $6,250,000 | $6,250,000 | 5 | Jul 16 | sec.gov |
| TACKLE AI, LLC (amended) | Other Technology | Schaumburg | IL | $6,095,000 | $6,500,000 | 15 | Jul 16 | sec.gov |
| DeGirum Corp. | Other | Santa Clara | CA | $6,000,000 | $6,000,000 | 1 | Jul 18 | sec.gov |
| Avicenna Biosciences, Inc. | Biotechnology | Durham | NC | $6,000,000 | $6,000,000 | 1 | Jul 16 | sec.gov |
| COMPOSABL, INC. | Other Technology | Walnut Creek | CA | $5,697,963 | $5,697,963 | 14 | Jul 17 | sec.gov |
| Zartico, Inc. | Other Technology | Salt Lake City | UT | $5,590,815 | $5,750,000 | 3 | Jul 17 | sec.gov |
| Liitto Technology, Inc. | Other Technology | Palo Alto | CA | $5,567,500 | $9,067,500 | 10 | Jul 15 | sec.gov |
| FM972 Sai Investments LLC | Residential | Round Rock | TX | $5,490,000 | $5,490,000 | 126 | Jul 19 | sec.gov |
| LeaseUp Inc. | Other Technology | Boston | MA | $5,457,021 | $6,032,021 | 55 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $5,420,126 | $10,000,000 | 2 | Jul 15 | sec.gov |
| Atlis Real Estate Fund II, LLC (amended) | Residential | Philadelphia | PA | $5,352,500 | $15,000,000 | 37 | Jul 15 | sec.gov |
| Broadway Electric, Inc. | Construction | Elk Grove Village | IL | $5,250,000 | $5,250,000 | 17 | Jul 16 | sec.gov |
| Metabase Q, Inc. | Other Technology | San Francisco | CA | $5,099,986 | $8,000,000 | 2 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $5,003,000 | $5,003,000 | 19 | Jul 15 | sec.gov |
| Prana Therapies, Inc. | Biotechnology | Encinitas | CA | $5,000,000 | $9,000,000 | 2 | Jul 19 | sec.gov |
| Meadowhawk Biolabs, Inc. | Biotechnology | Marlborough | MA | $5,000,000 | $5,000,000 | 8 | Jul 16 | sec.gov |
| Konvu Inc | Other Technology | Newark | DE | $4,999,995 | $4,999,995 | 29 | Jul 17 | sec.gov |
| Laoban Foods Inc. | Other | Washington | DC | $4,883,236 | $4,883,236 | 14 | Jul 15 | sec.gov |
| WF 4600 Dixie Hwy, LLC | Commercial | Raleigh | NC | $4,867,130 | $4,867,130 | 6 | Jul 17 | sec.gov |
| Recast Holdings, Inc. | Other | London | $4,817,827 | $5,699,996 | 11 | Jul 19 | sec.gov | |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $4,727,000 | $4,727,000 | 37 | Jul 15 | sec.gov |
| Barnhill Lenders, LLC | REITS and Finance | Issaquah | WA | $4,700,000 | $4,700,000 | 16 | Jul 18 | sec.gov |
| Project Orca, Inc. | Other Technology | Norwalk | CT | $4,699,984 | $4,949,887 | 4 | Jul 16 | sec.gov |
| Transposon Therapeutics, Inc. | Pharmaceuticals | San Diego | CA | $4,679,395 | $20,000,000 | 8 | Jul 15 | sec.gov |
| Emissary, Inc. | Other | New York | NY | $4,526,466 | $7,176,038 | 12 | Jul 16 | sec.gov |
| PURPLE BIOTECH LTD. | Biotechnology | Rehovot | $4,506,807 | $4,506,807 | 2 | Jul 15 | sec.gov | |
| Gaingels Holdings Core 2023 LLC (amended) | Other | Burlington | VT | $4,265,900 | $10,000,000 | 27 | Jul 16 | sec.gov |
| ASURE SOFTWARE INC | Business Services | Austin | TX | $4,250,000 | $4,250,000 | 4 | Jul 15 | sec.gov |
| Burnsville Partners LLC (amended) | Other Real Estate | Eden Prairie | MN | $4,225,000 | $4,400,000 | 15 | Jul 19 | sec.gov |
| Channing Street Copper Co | Other Technology | Berkeley | CA | $4,150,000 | $4,500,000 | 7 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $4,073,192 | $10,000,000 | 28 | Jul 15 | sec.gov |
| NYIF Jersey City Towers, LLC | Other Real Estate | New York | NY | $4,000,000 | $100,000,000 | 125 | Jul 18 | sec.gov |
| Timber MF Development Ltd | Other Real Estate | Irving | TX | $4,000,000 | $4,800,000 | 5 | Jul 16 | sec.gov |
| CFV INNOVATIONS, INC. | Manufacturing | Vero Beach | FL | $4,000,000 | $4,000,000 | 1 | Jul 16 | sec.gov |
| MelioLabs, Inc. | Other Health Care | Santa Clara | CA | $4,000,000 | $5,000,000 | 52 | Jul 15 | sec.gov |
| Revology Cars LLC | Manufacturing | Orlando | FL | $4,000,000 | $4,000,000 | 2 | Jul 15 | sec.gov |
| Scholarly Software Inc. | Other Technology | Arvada | CO | $3,999,996 | $3,999,996 | 8 | Jul 17 | sec.gov |
| AWM Ventures Real Estate Fund I LP | Investing | Phoenix | AZ | $3,970,000 | Indefinite | 3 | Jul 18 | sec.gov |
| Luminate Health Inc. | Other Health Care | San Mateo | CA | $3,949,998 | $9,209,287 | 30 | Jul 18 | sec.gov |
| WF Northwest Village Vertical, LLC | Commercial | Raleigh | NC | $3,904,334 | $3,904,334 | 28 | Jul 17 | sec.gov |
| FCA RR Investors Pref, LLC | Commercial | Solana Beach | CA | $3,886,760 | $3,886,760 | 27 | Jul 18 | sec.gov |
| Octogen Systems Inc. | Other | New York | NY | $3,850,000 | $3,850,000 | 3 | Jul 17 | sec.gov |
| TEI QUARTERLY DEBT FUND LLC | Commercial | New York | NY | $3,826,820 | $100,000,000 | 1 | Jul 19 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $3,739,480 | $46,439,932 | 9 | Jul 16 | sec.gov |
| Bridge Net Lease Industrial Income Fund LP (amended) | Other Banking and Financial Services | Sandy | UT | $3,702,075 | Indefinite | 9 | Jul 15 | sec.gov |
| Precision Medical Ventures Inc. | Other Technology | Seattle | WA | $3,632,729 | $3,632,729 | 60 | Jul 17 | sec.gov |
| Ceragen Inc. | Other Technology | Kitchener | $3,587,544 | $3,587,544 | 11 | Jul 15 | sec.gov | |
| Gallabox Global Inc. | Other Technology | Dover | DE | $3,559,998 | $3,559,998 | 4 | Jul 16 | sec.gov |
| SilkTears, Inc. (amended) | Other Health Care | Minneapolis | MN | $3,555,951 | $5,000,000 | 10 | Jul 18 | sec.gov |
| POST ROAD APTS, LLC | Residential | Chicago | IL | $3,517,500 | $3,642,500 | 73 | Jul 19 | sec.gov |
| POST ROAD APTS QP, LLC | Residential | Chicago | IL | $3,500,000 | $3,700,000 | 45 | Jul 19 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,474,640 | $10,000,000 | 20 | Jul 15 | sec.gov |
| United Land Services Holdings LLC | Investing | Austin | TX | $3,452,500 | Indefinite | 2 | Jul 16 | sec.gov |
| Altair Engineering Inc. | Computers | Troy | MI | $3,428,913 | $5,178,427 | 9 | Jul 16 | sec.gov |
| Synaptic Advisory Partners Inc. | Other Technology | Baltimore | MD | $3,249,999 | $4,500,000 | 3 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,232,000 | $3,232,000 | 30 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,156,550 | $3,156,550 | 11 | Jul 15 | sec.gov |
| Cambridge Indy III LLC | Other Real Estate | New Haven | CT | $3,150,000 | $4,900,000 | 7 | Jul 18 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,147,190 | $3,147,190 | 19 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,125,000 | $10,000,000 | 24 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,057,600 | $3,057,600 | 15 | Jul 15 | sec.gov |
| ExchangeRight Income Fund (amended) | REITS and Finance | Pasadena | CA | $3,045,000 | $500,000,000 | 464 | Jul 17 | sec.gov |
| Osiris Holdings LLC\IL | Retailing | Plainfield | IL | $3,010,000 | $3,360,000 | 11 | Jul 16 | sec.gov |
| 98188 Apartment, LLLP | Commercial | Seattle | WA | $3,000,000 | $40,000,000 | 5 | Jul 19 | sec.gov |
| NeuroLambda Therapeutics, Inc. | Other Technology | Cambridge | MA | $3,000,000 | $5,000,000 | 1 | Jul 17 | sec.gov |
| Lou Development, LLC | Commercial | Seattle | WA | $3,000,000 | $40,000,000 | 5 | Jul 16 | sec.gov |
| Big Bold Health Holdings, PBC | Other Health Care | Bainbridge Island | WA | $2,999,983 | $4,999,995 | 5 | Jul 18 | sec.gov |
| ULS Investors LLC | Investing | Austin | TX | $2,952,500 | $3,500,000 | 13 | Jul 16 | sec.gov |
| Lateral Care Inc. | Other Technology | Southlake | TX | $2,879,586 | $2,879,586 | 23 | Jul 18 | sec.gov |
| Helios ZincFive Partners V, LLC | Investing | Denver | CO | $2,825,000 | $2,825,000 | 7 | Jul 15 | sec.gov |
| Themis AI Inc (amended) | Other Technology | Cambridge | MA | $2,824,998 | $2,824,998 | 6 | Jul 17 | sec.gov |
| JB Fund LLC (amended) | Other | Columbus | OH | $2,735,575 | $3,000,000 | 52 | Jul 18 | sec.gov |
| GlassPoint, Inc. | Other Technology | New York | NY | $2,729,453 | $3,729,453 | 3 | Jul 19 | sec.gov |
| Conanicut Capstone Equity Holdings LLC | Other | Needham | MA | $2,725,000 | $2,725,000 | 4 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $2,644,936 | $10,000,000 | 41 | Jul 15 | sec.gov |
| UltronAI, Inc. (amended) | Other Technology | Princeton | NJ | $2,600,750 | $5,600,000 | 15 | Jul 16 | sec.gov |
| AFS Acquisition LLC | Investing | Blue Springs | MO | $2,500,000 | $2,500,000 | 12 | Jul 16 | sec.gov |
| Agilix, Inc. | Other Health Care | Bedford | MA | $2,460,000 | $2,460,000 | 25 | Jul 15 | sec.gov |
| Ashford Place Investors, LLC/CA | Commercial | Beverly Hills | CA | $2,410,000 | $2,410,000 | 27 | Jul 19 | sec.gov |
| Griffin Capital (Windsor Hill - North Charleston, SC) DST | Other Real Estate | El Segundo | CA | $2,360,734 | $45,074,236 | 3 | Jul 19 | sec.gov |
| Aware Health Labs, Inc. | Other | Lafayette | CA | $2,359,999 | $2,934,996 | 11 | Jul 16 | sec.gov |
| U.S. NeuroSurgical Holdings, Inc. (amended) | Other Health Care | Ontario | CA | $2,300,000 | $5,000,000 | 0 | Jul 18 | sec.gov |
| TECHPRECISION CORP | Manufacturing | Westminster | MA | $2,298,045 | $2,298,045 | 10 | Jul 18 | sec.gov |
| TELPERION INVESTORS III LLC | Investing | Bethesda | MD | $2,294,965 | $12,250,000 | 40 | Jul 16 | sec.gov |
| LAURELIN INVESTORS LLC | Investing | Bethesda | MD | $2,275,000 | $2,275,000 | 41 | Jul 19 | sec.gov |
| Cardiff Debt Magna LLC | Commercial | Midvale | UT | $2,150,000 | $2,150,000 | 9 | Jul 17 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $2,063,331 | $2,063,331 | 3 | Jul 15 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $2,061,560 | $2,061,560 | 52 | Jul 17 | sec.gov |
| Roger H.A. LLC (amended) | Other Real Estate | Eden Prairie | MN | $2,056,661 | $2,500,000 | 23 | Jul 19 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $2,026,000 | $2,026,000 | 22 | Jul 15 | sec.gov |
| T Stamp Inc | Other | Atlanta | GA | $2,000,000 | $2,000,000 | 1 | Jul 18 | sec.gov |
| Sanctuary Cognitive Systems Corp | Other Technology | Vancouver | $2,000,000 | $14,785,343 | 1 | Jul 18 | sec.gov | |
| Pioneer Development, LLC | Other Real Estate | Sheridan | WY | $2,000,000 | $2,000,000 | 7 | Jul 17 | sec.gov |
| BLUESKYE SPV FUND I LLC | Business Services | Dover | DE | $2,000,000 | $2,000,000 | 17 | Jul 17 | sec.gov |
| Intus Biosciences, LLC | Biotechnology | Farmington | CT | $2,000,000 | $2,000,000 | 25 | Jul 16 | sec.gov |
| CLP Investments, LLC | Investing | Ooltewah | TN | $2,000,000 | $2,000,000 | 7 | Jul 15 | sec.gov |
| Lumos Technologies, Inc. | Other Technology | Wrightsville | NC | $1,999,998 | $2,000,000 | 4 | Jul 19 | sec.gov |
| Breakout Trading Group LLC | Other Technology | Wilmington | DE | $1,964,697 | Indefinite | 1 | Jul 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $1,917,700 | Indefinite | 1 | Jul 15 | sec.gov |
| CDM Field Services LLC | Business Services | Chicago | IL | $1,900,000 | $3,900,000 | 8 | Jul 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $1,900,000 | Indefinite | 2 | Jul 15 | sec.gov |
| Mara Poling Total Return Fund II, LLC (amended) | Commercial | Austin | TX | $1,875,000 | $20,000,000 | 6 | Jul 18 | sec.gov |
| MyBouncer USA, Inc. | Other Technology | Givaat Chaim Meuchad | $1,857,678 | $2,802,678 | 20 | Jul 17 | sec.gov | |
| Pursuit Investors, LP (amended) | Insurance | Dallas | TX | $1,837,500 | $2,515,000 | 43 | Jul 17 | sec.gov |
| Gulf Coast Industrial Center Holdings, LP | Commercial | Dallas | TX | $1,800,000 | $9,000,000 | 4 | Jul 18 | sec.gov |
| Hawaii Koloa Partners, LP | Residential | Jacksonville | FL | $1,800,000 | $34,400,000 | 2 | Jul 16 | sec.gov |
| Goodegg Wealth Fund II, LLC (amended) | Commercial | San Francisco | CA | $1,780,000 | $50,000,000 | 15 | Jul 15 | sec.gov |
| Super League Enterprise, Inc. | Other Technology | Santa Monica | CA | $1,761,000 | $5,000,000 | 28 | Jul 19 | sec.gov |
| Gather 336, LLC | Other | Chandler | AZ | $1,750,000 | $2,500,000 | 7 | Jul 19 | sec.gov |
| AEON GLOBAL HOLDINGS, LLC | Other | Boerne | TX | $1,750,000 | $6,000,000 | 2 | Jul 17 | sec.gov |
| Spice World Ventures, Inc. | Other | Los Angeles | CA | $1,745,000 | $1,745,000 | 4 | Jul 18 | sec.gov |
| Carbon Reform Inc. (amended) | Other | Philadelphia | PA | $1,700,000 | $1,700,000 | 6 | Jul 15 | sec.gov |
| TCA LA FUND IV A SERIES OF TCA LA LLC (amended) | Other | Austin | TX | $1,550,025 | $1,550,025 | 75 | Jul 18 | sec.gov |
| Exum Instruments, Inc. | Other Technology | Lakewood | CO | $1,549,988 | $1,999,969 | 6 | Jul 19 | sec.gov |
| Sphere Technology Holdings, Inc. | Other Technology | San Jose | CA | $1,516,207 | Indefinite | 17 | Jul 16 | sec.gov |
| BlueVerse Inc. | Other Technology | Lubbock | TX | $1,509,745 | $3,004,745 | 24 | Jul 18 | sec.gov |
| SUNSET HOSPITALITY COLLECTION LLC | Commercial | Colorado Springs | CO | $1,500,000 | $11,250,000 | 10 | Jul 17 | sec.gov |
| Blockscout Ltd | Investing | Mahe, | $1,500,000 | $30,000,000 | 1 | Jul 16 | sec.gov | |
| C4 Imaging, LLC (amended) | Biotechnology | Bellaire | TX | $1,500,000 | $1,500,000 | 43 | Jul 16 | sec.gov |
| OVERLAND AI INC. | Other Technology | Seattle | WA | $1,500,000 | $1,500,000 | 6 | Jul 15 | sec.gov |
| TCA LA FUND IV A SERIES OF TCA LA LLC | Other | Austin | TX | $1,470,025 | $1,470,025 | 75 | Jul 18 | sec.gov |
| Lucid Green, Inc. (amended) | Other | Brooklyn | NY | $1,399,998 | $1,400,000 | 13 | Jul 18 | sec.gov |
| ElectroWire Corp (amended) | Manufacturing | Lexington | SC | $1,375,000 | Indefinite | 22 | Jul 17 | sec.gov |
| Alkemi Inc. | Other Technology | Snohomish | WA | $1,373,000 | $2,500,000 | 5 | Jul 18 | sec.gov |
| EM Foundations Portfolio Growth 3, LLC | REITS and Finance | New York | NY | $1,360,000 | Indefinite | 59 | Jul 16 | sec.gov |
| TPEG ALLTRADES DFW I INVESTORS LLC | Other Real Estate | Southlake | TX | $1,336,250 | $2,880,000 | 15 | Jul 16 | sec.gov |
| ANAFLASH Inc. | Other Technology | Sunnyvale | CA | $1,296,016 | $5,150,000 | 3 | Jul 19 | sec.gov |
| Welcome Technology Corp | Other Technology | New York | NY | $1,285,000 | $3,000,000 | 15 | Jul 16 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $1,215,000 | $1,215,000 | 11 | Jul 17 | sec.gov |
| Nona Technologies, Inc. | Other | Somerville | MA | $1,200,000 | $3,500,000 | 2 | Jul 17 | sec.gov |
| LandTrust, Inc. | Other Technology | Bozeman | MT | $1,165,000 | $3,135,000 | 6 | Jul 15 | sec.gov |
| TPEG HH Behavioral Health Investors LLC | Other Real Estate | Southlake | TX | $1,105,000 | $3,000,000 | 13 | Jul 18 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $1,089,000 | $10,000,000 | 20 | Jul 15 | sec.gov |
| 3PO Networks, LLC | Other | Roseburg | OR | $1,075,000 | $1,100,000 | 17 | Jul 19 | sec.gov |
| Asymmetria Investors III, LLC - TLU (PS) | Investing | West Des Moines | IA | $1,030,000 | $2,000,000 | 14 | Jul 17 | sec.gov |
| Generated Health, Inc. | Other | West Chester | PA | $1,027,748 | $2,200,000 | 7 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $1,000,208 | $10,000,000 | 2 | Jul 15 | sec.gov |
| Jennifer McKay Design Inc. (amended) | Other | Los Angeles | CA | $1,000,000 | $1,000,000 | 6 | Jul 19 | sec.gov |
| DesiCorp, Inc. | Biotechnology | La Grange | KY | $1,000,000 | $3,000,000 | 5 | Jul 18 | sec.gov |
| 7 Hills Pharma Inc. | Pharmaceuticals | Houston | TX | $1,000,000 | $5,000,000 | 1 | Jul 17 | sec.gov |
| SONARMD, INC. | Other Health Care | Chicago | IL | $1,000,000 | $2,000,000 | 1 | Jul 17 | sec.gov |
| Analytica Legalis, Inc. | Other Technology | Scott Depot | WV | $1,000,000 | $1,000,000 | 1 | Jul 15 | sec.gov |
| CLP Investments, LLC | Investing | Ooltewah | TN | $1,000,000 | $1,000,000 | 8 | Jul 15 | sec.gov |
| OVERLAND AI INC. | Other Technology | Seattle | WA | $1,000,000 | $1,000,000 | 6 | Jul 15 | sec.gov |
| CloudBees, Inc. | Other Technology | San Jose | CA | $966,000 | $966,000 | 21 | Jul 18 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $875,000 | Indefinite | 1 | Jul 15 | sec.gov |
| 920 Partners LLC | Residential | Boulder | CO | $855,000 | $900,000 | 1 | Jul 18 | sec.gov |
| TGC Bentonville, LLC | Other Real Estate | Wichita | KS | $820,588 | $4,850,000 | 13 | Jul 17 | sec.gov |
| Agilix, Inc. | Other Health Care | Bedford | MA | $805,000 | $3,000,000 | 11 | Jul 15 | sec.gov |
| HPDS HOLDINGS LLC (amended) | Other Technology | Scottsdale | AZ | $800,000 | $1,800,000 | 12 | Jul 18 | sec.gov |
| NLS Pharmaceutics Ltd. | Pharmaceuticals | Zurich | $786,660 | $786,660 | 2 | Jul 15 | sec.gov | |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $779,622 | $1,250,000 | 6 | Jul 18 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $767,000 | Indefinite | 1 | Jul 15 | sec.gov |
| PAM Strategic Partners LP (amended) | Other | New York | NY | $765,000 | Indefinite | 4 | Jul 15 | sec.gov |
| PAM Strategic Partners LP (amended) | Other | New York | NY | $765,000 | Indefinite | 4 | Jul 15 | sec.gov |
| UPSIDER Holdings Inc. | Other Banking and Financial Services | Minato-Ku, Tokyo | $759,007 | $759,007 | 1 | Jul 15 | sec.gov | |
| TurboLearn, Inc. | Other | Frisco | TX | $750,000 | $750,000 | 1 | Jul 19 | sec.gov |
| Aakha Biologics, Inc. | Biotechnology | Frisco | TX | $750,000 | $5,000,000 | 1 | Jul 17 | sec.gov |
| TGC Rogers, LLC | Other Real Estate | Wichita | KS | $729,412 | $4,250,000 | 13 | Jul 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $725,000 | Indefinite | 1 | Jul 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $715,000 | Indefinite | 1 | Jul 15 | sec.gov |
| Mara Poling Growth Fund II, LLC (amended) | Commercial | Austin | TX | $700,000 | $10,000,000 | 5 | Jul 19 | sec.gov |
| Change Co CDFI LLC | Other Banking and Financial Services | Anaheim | CA | $694,960 | Indefinite | 6 | Jul 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $685,000 | Indefinite | 1 | Jul 15 | sec.gov |
| 1245 Partners LLC | Residential | Boulder | CO | $684,000 | $684,000 | 3 | Jul 18 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $664,000 | Indefinite | 1 | Jul 15 | sec.gov |
| Mara Poling Growth Fund I, LLC (amended) | Commercial | Austin | TX | $652,000 | $10,000,000 | 4 | Jul 18 | sec.gov |
| Reserve Estate SPV II, LLC | Residential | Layton | UT | $650,000 | $650,000 | 6 | Jul 15 | sec.gov |
| doFlo, Inc. | Other Technology | London | $635,000 | $635,000 | 4 | Jul 16 | sec.gov | |
| 330 Mahn Ct LLC | Commercial | Hartland | WI | $625,000 | $625,000 | 6 | Jul 17 | sec.gov |
| Tap Systems Inc. (amended) | Other Technology | Pasadena | CA | $600,000 | $2,000,000 | 10 | Jul 19 | sec.gov |
| ItsTheZone, Inc. (amended) | Other Health Care | Bronx | NY | $600,000 | Indefinite | 19 | Jul 18 | sec.gov |
| Three Oaks Fund, LLC (amended) | Residential | Austin | TX | $556,000 | $5,000,000 | 9 | Jul 19 | sec.gov |
| Phyto Teq, Inc. | Other | Long Beach | CA | $550,000 | $1,000,000 | 4 | Jul 15 | sec.gov |
| Killing Faith Movies LLC | Other | Oak Park | IL | $502,000 | $990,000 | 4 | Jul 15 | sec.gov |
| Geofy, Inc. | Energy Conservation | San Francisco | CA | $501,656 | $700,000 | 10 | Jul 19 | sec.gov |
| Fortress Wildfire Insurance Group, LLC | Insurance | San Mateo | CA | $500,000 | $1,000,000 | 5 | Jul 16 | sec.gov |
| Zeo ScientifiX, Inc. | Biotechnology | Davie | FL | $500,000 | $500,000 | 1 | Jul 16 | sec.gov |
| Nexben Inc. | Other Technology | Minneapolis | MN | $500,000 | $2,000,000 | 2 | Jul 16 | sec.gov |
| Robinson Ridge Apartments LLC | Residential | Hickory | NC | $500,000 | $3,000,000 | 2 | Jul 16 | sec.gov |
| DDP Mission Valley Holdings, LP | Other Real Estate | Coral Gables | FL | $500,000 | $38,502,593 | 6 | Jul 15 | sec.gov |
| CLP Investments, LLC | Investing | Ooltewah | TN | $500,000 | $500,000 | 5 | Jul 15 | sec.gov |
| PAM Employee Feeder LP (amended) | Other | New York | NY | $500,000 | Indefinite | 6 | Jul 15 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $488,943 | $488,943 | 14 | Jul 15 | sec.gov |
| Prospera Africa LLC | Other | Roatan | $450,000 | Indefinite | 5 | Jul 15 | sec.gov | |
| Agilix, Inc. | Other Health Care | Bedford | MA | $435,000 | $435,000 | 8 | Jul 15 | sec.gov |
| Convex North America Insurance Services LLC | Insurance | Princeton | NJ | $405,000 | Indefinite | 12 | Jul 15 | sec.gov |
| Furry Friends & Family Ventures, LLC | Investing | Cary | NC | $375,357 | $375,357 | 10 | Jul 17 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $361,604 | $361,604 | 22 | Jul 17 | sec.gov |
| WWC LXIII US Investor2, LP | Residential | Phoenix | AZ | $356,639 | $2,095,000 | 15 | Jul 16 | sec.gov |
| PCNC I, LLC | Other Real Estate | Westtown | PA | $350,000 | $8,000,000 | 4 | Jul 16 | sec.gov |
| Sanctuary Cognitive Systems Corp | Other Technology | Vancouver | $328,296 | $328,296 | 1 | Jul 18 | sec.gov | |
| IC-SB Prosper Legacy Creeks LP | Residential | Dallas | TX | $327,500 | $19,360,000 | 1 | Jul 17 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $325,000 | $325,000 | 13 | Jul 17 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $317,500 | $317,500 | 16 | Jul 17 | sec.gov |
| Intangible Technology Inc. (amended) | Other Technology | San Francisco | CA | $300,000 | $3,000,000 | 1 | Jul 15 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $282,500 | $282,500 | 7 | Jul 17 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $280,000 | $280,000 | 16 | Jul 17 | sec.gov |
| Spokane Workers Cooperative, LCA (amended) | Business Services | Spokane | WA | $251,000 | Indefinite | 7 | Jul 19 | sec.gov |
| Twelve Second Developmental LLC | Other | New York | NY | $250,000 | $1,000,000 | 3 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $250,000 | $250,000 | 1 | Jul 15 | sec.gov |
| HYBRID ROBOTICS, INC. | Other Technology | Traverse City | MI | $221,676 | Indefinite | 7 | Jul 18 | sec.gov |
| 26NORTH DIRECT LENDING MANAGEMENT LP (amended) | Investing | New York | NY | $220,399 | Indefinite | 194 | Jul 19 | sec.gov |
| TARANIS RESOURCES INC | Other | Estes Park | CO | $212,962 | $488,984 | 4 | Jul 15 | sec.gov |
| CNG 2024 STATIONS II, LLC | Energy Conservation | Oklahoma City | OK | $200,000 | $1,650,000 | 1 | Jul 16 | sec.gov |
| Copper Creek Holdings I, LLC | Commercial | Kansas City | MO | $200,000 | $35,000,000 | 2 | Jul 16 | sec.gov |
| Deeli AI, Inc. | Other Technology | New Taipei City | $200,000 | Indefinite | 0 | Jul 16 | sec.gov | |
| Jules Pizza LLC | Restaurants | San Francisco | CA | $192,000 | $540,000 | 2 | Jul 15 | sec.gov |
| FourbyTwo, LLC | Other Technology | Portland | ME | $187,200 | $187,200 | 1 | Jul 19 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $174,000 | $174,000 | 5 | Jul 15 | sec.gov |
| VSBLTY GROUPE TECHNOLOGIES CORP. | Other Technology | Vancouver | $170,343 | $170,343 | 3 | Jul 19 | sec.gov | |
| STRONG ECOSYSTEM LLC | Other | Mckinney | TX | $165,000 | $600,000 | 1 | Jul 16 | sec.gov |
| HEALX II A SERIES OF VUVP FUND LLC (amended) | Other | Austin | TX | $135,150 | $135,150 | 12 | Jul 17 | sec.gov |
| HEALX II A SERIES OF VUVP FUND LLC | Other | Austin | TX | $135,150 | $135,150 | 12 | Jul 16 | sec.gov |
| Startup Foundations Inc. | Other | Kirkland | WA | $130,000 | $750,000 | 12 | Jul 17 | sec.gov |
| XTech Buzz Inc. | Other Technology | Delaware | $129,494 | $400,000 | 22 | Jul 15 | sec.gov | |
| Gi Property 81 LLC | Other Real Estate | Beverly Hills | CA | $126,910 | $126,910 | 28 | Jul 15 | sec.gov |
| Artemis Debt Fund DC Holdings REIT, LLC | REITS and Finance | Chevy Chase | MD | $125,000 | $125,000 | 125 | Jul 15 | sec.gov |
| Riverbend Savannah REIT, LLC | REITS and Finance | Bloomfield | CT | $125,000 | $125,000 | 125 | Jul 15 | sec.gov |
| Riverbend Kennesaw REIT, LLC | REITS and Finance | Bloomfield | CT | $125,000 | $125,000 | 125 | Jul 15 | sec.gov |
| CRM REIT 1, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jul 15 | sec.gov |
| GDS Realty Trust, LLC | REITS and Finance | Miamisburg | OH | $125,000 | $125,000 | 125 | Jul 15 | sec.gov |
| Passive Progress Fund LLC (amended) | Residential | Hickory Creek | TX | $110,000 | $25,000,000 | 0 | Jul 19 | sec.gov |
| VISIONARY METALS CORP. | Other Energy | Vancouver | $110,000 | $2,173,913 | 2 | Jul 17 | sec.gov | |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $105,820 | $50,000,000 | 0 | Jul 15 | sec.gov |
| VALT Investor Group Inc. | Commercial Banking | San Diego | CA | $100,002 | $3,500,003 | 1 | Jul 19 | sec.gov |
| Emergencetek Group, Inc | Computers | Buffalo | NY | $100,000 | $100,000 | 1 | Jul 19 | sec.gov |
| Lupos Multifamily Real Estate Fund I, LLC (amended) | Commercial | Austin | TX | $100,000 | $20,000,000 | 1 | Jul 18 | sec.gov |
| GroceryList Inc. | Other Technology | Lauderhill | FL | $100,000 | $100,000 | 1 | Jul 17 | sec.gov |
| SIGILINK, INC. | Other Technology | Dover | DE | $100,000 | $1,000,000 | 1 | Jul 17 | sec.gov |
| Legacy Asset Debt Fund, LLC | Other Real Estate | Lexington | SC | $100,000 | Indefinite | 2 | Jul 17 | sec.gov |
| Coworks, Inc. | Other | Raleigh | NC | $100,000 | $500,000 | 2 | Jul 16 | sec.gov |
| PRACTICE IN A BOX, INC. | Other Health Care | Washington | DC | $100,000 | $400,000 | 1 | Jul 15 | sec.gov |
| Samson Motors Inc. | Other Technology | Prineville | OR | $100,000 | $18,000,000 | 1 | Jul 15 | sec.gov |
| CPR Therapeutics Inc. | Other Health Care | Putney | VT | $100,000 | $1,500,000 | 1 | Jul 15 | sec.gov |
| Victrix-Gordon Carew Tower QOF LLC | Commercial | New York | NY | $100,000 | $50,000,000 | 1 | Jul 15 | sec.gov |
| Phare Labs Inc. | Other Technology | Dallas | TX | $90,000 | $250,000 | 1 | Jul 15 | sec.gov |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $80,000 | $250,000,000 | 0 | Jul 15 | sec.gov |
| Vanilla 301 LLC | Other Real Estate | Madison | WI | $75,000 | $5,000,000 | 3 | Jul 17 | sec.gov |
| Gray Lily Rose LLC | Restaurants | Winchester | MA | $73,272 | $700,000 | 4 | Jul 18 | sec.gov |
| Cantex Mine Development Corp. | Other | Kelowna | $72,998 | $72,998 | 5 | Jul 19 | sec.gov | |
| USEDC 2024 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $65,000 | $250,000,000 | 0 | Jul 15 | sec.gov |
| TPG EQUITY REIT LLC | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 17 | sec.gov |
| AgriVest Farmland Fund, Inc. | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 17 | sec.gov |
| TPI REIT LLC | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| TPIF TRUST | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| TPF EQUITY REIT LLC | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| TPF EQUITY TRUST | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| IngateyGen LLC | Other | Research Triangle Park | NC | $55,000 | $1,000,000 | 2 | Jul 18 | sec.gov |
| UBS REIT No. 260 LLC | REITS and Finance | Hartford | CT | $55,000 | $55,000 | 110 | Jul 16 | sec.gov |
| Comstock Inc. | Other Energy | Virginia City | NV | $54,350 | $54,350 | 0 | Jul 19 | sec.gov |
| GOSTOPS - A SERIES OF VUVP FUND LLC | Other | San Francisco | CA | $52,800 | $52,800 | 9 | Jul 16 | sec.gov |
| Pontem Solutions, LLC | Other Technology | Sheridan | WY | $52,000 | $100,000 | 7 | Jul 15 | sec.gov |
| Peek Healthcare Technologies, Inc. | Other Health Care | Palm Beach Gardens | FL | $50,000 | $5,000,000 | 1 | Jul 18 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $50,000 | $10,000,000 | 27 | Jul 15 | sec.gov |
| Rowe Research, LLC | Other | Coral Springs | FL | $49,997 | $2,999,993 | 1 | Jul 18 | sec.gov |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $46,500 | $250,000,000 | 0 | Jul 17 | sec.gov |
| Mixtape Kitchens LLC | Manufacturing | Brooklyn | NY | $46,400 | $250,000 | 5 | Jul 18 | sec.gov |
| Global Immersive Entertainment Holding Ltd. | Other | East York | $42,667 | $42,667 | 31 | Jul 16 | sec.gov | |
| Epoch Biotech, LLC | Other Technology | Dover | MA | $40,000 | $620,000 | 2 | Jul 18 | sec.gov |
| IC FLIP FUND LLC | Residential | Sedalia | MO | $35,000 | $25,000,000 | 1 | Jul 16 | sec.gov |
| Towns Of, Inc. | Business Services | Newark | NJ | $30,000 | Indefinite | 3 | Jul 15 | sec.gov |
| Alaska Energy Metals Corp | Other | Vancouver | $29,700 | $69,390 | 2 | Jul 16 | sec.gov | |
| KRAKEN ENERGY CORP. | Other | Vancouver | $26,302 | $55,526 | 2 | Jul 18 | sec.gov | |
| Breakout Global Technologies Inc. | Other Technology | Tampa | FL | $25,000 | $200,000 | 1 | Jul 17 | sec.gov |
| Veterans Villa Operating LLC (amended) | Other Real Estate | Norwalk | CT | $20,879 | Indefinite | 12 | Jul 15 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $20,240 | Indefinite | 4 | Jul 15 | sec.gov |
| GroceryList Inc. | Other Technology | Lauderhill | FL | $20,000 | $20,000 | 1 | Jul 17 | sec.gov |
| Lexi Devices, Inc. | Other Technology | Lebanon | OH | $20,000 | $20,000 | 1 | Jul 17 | sec.gov |
| Intellectual Property Electronic Intuition Inc. | Other Technology | Keller | TX | $20,000 | $550,000 | 1 | Jul 16 | sec.gov |
| AMAI INC. | Other | Vista | CA | $15,000 | $75,000 | 1 | Jul 19 | sec.gov |
| Silver Bay Seafoods - Naknek, LLC | Other | Sitka | AK | $8,000 | $112,000 | 1 | Jul 18 | sec.gov |
| Lomiko Metals Inc. | Other | Surrey | $7,674 | $7,674 | 1 | Jul 16 | sec.gov | |
| Modern Mining Technology Corp. | Other | Vancouver | $5,000 | $5,000 | 1 | Jul 15 | sec.gov | |
| Higher Power Capital Partners, LLC | Other Real Estate | Indian Rocks Beach | FL | $0 | $2,000,000 | 0 | Jul 19 | sec.gov |
| Iron Oak Investments L.P. | Other Real Estate | Pleasanton | CA | $0 | Indefinite | 0 | Jul 19 | sec.gov |
| TRACTOR NET LEASE 79 DST | Commercial | Torrance | CA | $0 | $6,420,509 | 0 | Jul 19 | sec.gov |
| Bannock Partners LLC | Commercial | Boise | ID | $0 | $2,150,000 | 0 | Jul 19 | sec.gov |
| Demeter Investment Holding | Investing | Grand Cayman | $0 | $200,000,000 | 0 | Jul 19 | sec.gov | |
| ECF Mortgage Fund I LLC (amended) | Other Real Estate | Brooklyn | NY | $0 | $100,000,000 | 0 | Jul 19 | sec.gov |
| CoreTrust Management Aggregator LLC | Other | Nashville | TN | $0 | Indefinite | 0 | Jul 19 | sec.gov |
| Arrow Holding Corp. | Other | Univeristy Park | IL | $0 | Indefinite | 0 | Jul 19 | sec.gov |
| Sanborn Analytics Inc | Other Technology | Malden | MA | $0 | $500,000,000 | 0 | Jul 18 | sec.gov |
| Eliot Flats Apartments LLC | Other | Denver | CO | $0 | $4,300,000 | 0 | Jul 18 | sec.gov |
| 1101 Keswick Place LLC | Other | Concord | NC | $0 | $1,500,000 | 0 | Jul 18 | sec.gov |
| TRAILS - OMAHA LLC | Other Real Estate | Bellevue | WA | $0 | $11,300,000 | 0 | Jul 18 | sec.gov |
| Base Electric & Water Corp. | Electric Utilities | Honolulu | HI | $0 | $70,000,000 | 1 | Jul 18 | sec.gov |
| Where There's A Will Development Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Jul 18 | sec.gov |
| ENCORE BEREA OIL 2025 | Oil and Gas | Bowling Green | KY | $0 | $2,500,000 | 1 | Jul 18 | sec.gov |
| Intellistem, Inc. | Biotechnology | San Francisco | CA | $0 | $5,000,000 | 0 | Jul 18 | sec.gov |
| SEG Cielo Vista LLC | Commercial | Wesley Chapel | FL | $0 | $750,000 | 0 | Jul 18 | sec.gov |
| LGP Associates IX-B1 LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Jul 18 | sec.gov |
| Youtopia Marketplace, LLC | Other | Lakewood | CO | $0 | $8,000,000 | 0 | Jul 18 | sec.gov |
| Lantah Co (amended) | Other Technology | Oldsmar | FL | $0 | Indefinite | 0 | Jul 18 | sec.gov |
| MDWerks, Inc. | Other | Green Cove Springs | FL | $0 | $7,000,000 | 0 | Jul 18 | sec.gov |
| Bamboo Heights Investments Fund 1 LLC | Other | Round Lake Beach | IL | $0 | $2,500,000 | 0 | Jul 17 | sec.gov |
| 4390 Serengeti LLC | Other | Salem | OR | $0 | $2,500,000 | 0 | Jul 17 | sec.gov |
| CHARING CROSS COMMUNITIES, LLC | Commercial | Bowling Green | OH | $0 | $1,600,000 | 0 | Jul 17 | sec.gov |
| MCGA DC Core Fund I, LLC | Commercial | Silver Spring | MD | $0 | $5,000,000 | 0 | Jul 17 | sec.gov |
| HH DC Core Access Fund I, LLC | Commercial | Silver Spring | MD | $0 | $20,000,000 | 0 | Jul 17 | sec.gov |
| HH DC Core Fund I, LLC | Commercial | Silver Spring | MD | $0 | $42,000,000 | 0 | Jul 17 | sec.gov |
| Fulshear EB5 LLC | Other Real Estate | Katy | TX | $0 | $13,600,000 | 0 | Jul 17 | sec.gov |
| Recessionary Multifamily Fund I LLC | Commercial | Dover | DE | $0 | $15,000,000 | 0 | Jul 17 | sec.gov |
| Valencia Plaza Ruby Apartments, LLC | Commercial | Plano | TX | $0 | $3,400,000 | 0 | Jul 17 | sec.gov |
| Sympal, Inc. | Other Technology | Bedford | MA | $0 | $800,000 | 0 | Jul 17 | sec.gov |
| GREENWOOD STAR INCOME & GROWTH TRUST INC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jul 17 | sec.gov |
| Diversified Passive Income Fund LLC (amended) | REITS and Finance | Fort Lauderdale | FL | $0 | $10,000,000 | 0 | Jul 17 | sec.gov |
| Diversified Passive Income Fund LLC (amended) | REITS and Finance | Fort Lauderdale | FL | $0 | $10,000,000 | 0 | Jul 17 | sec.gov |
| Diversified Passive Income Fund LLC | REITS and Finance | Fort Lauderdale | FL | $0 | $10,000,000 | 0 | Jul 17 | sec.gov |
| PROVECTUS BIOPHARMACEUTICALS, INC. | Pharmaceuticals | Knoxville | TN | $0 | $10,000,000 | 0 | Jul 17 | sec.gov |
| FANOSX-1, LLC | Other Technology | Casper | WY | $0 | $7,000,000 | 0 | Jul 16 | sec.gov |
| InTrust Multifamily Opportunity Fund LLC | Commercial | Newport Beach | CA | $0 | $50,000,000 | 0 | Jul 16 | sec.gov |
| Monticello Hospitality Group, LLC | Commercial | Alexandria | MN | $0 | Indefinite | 4 | Jul 16 | sec.gov |
| PIM Litigation Portfolio LLC | Other | Portland | OR | $0 | Indefinite | 0 | Jul 16 | sec.gov |
| Matlock Senior Development Ltd (amended) | Other Real Estate | Irving | TX | $0 | $7,200,000 | 0 | Jul 16 | sec.gov |
| Northpark Shopping Center Opportunity 78 DST | Commercial | Torrance | CA | $0 | $9,141,727 | 0 | Jul 16 | sec.gov |
| 4448 CALIFORNIA AVENUE SW, LLC | Other Real Estate | Seattle | WA | $0 | $10,000,000 | 0 | Jul 16 | sec.gov |
| Cedarwood Apartments, LLC | Commercial | Chicago | IL | $0 | $1,100,000 | 0 | Jul 16 | sec.gov |
| Essential Net Lease 81 DST | Commercial | Torrance | CA | $0 | $19,023,010 | 0 | Jul 16 | sec.gov |
| Three Birds Brasseries, LLC | Restaurants | Dayton | OH | $0 | $1,850,000 | 0 | Jul 16 | sec.gov |
| T3 Tech, Inc. | Business Services | Melbourne | FL | $0 | Indefinite | 0 | Jul 16 | sec.gov |
| RICORE Techwoods 4, LLC | Commercial | Cincinnati | OH | $0 | $2,650,000 | 0 | Jul 16 | sec.gov |
| Securetech Innovations, Inc. | Other Technology | Roseville | MN | $0 | $525,000 | 0 | Jul 16 | sec.gov |
| APG Fund I, LLC (amended) | REITS and Finance | Johns Creek | GA | $0 | $72,000,000 | 22 | Jul 16 | sec.gov |
| HealthEast Surgery Center-Maplewood, LLC | Other Health Care | Maplewood | MN | $0 | $35,313 | 0 | Jul 16 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Telecommunications | New York | NY | $0 | Indefinite | 0 | Jul 16 | sec.gov |
| MPC CA LIHTC ICF 1, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| Waretown SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $0 | $11,035,618 | 0 | Jul 15 | sec.gov |
| Matlock Senior Development Ltd | Other Real Estate | Irving | TX | $0 | $7,200,000 | 0 | Jul 15 | sec.gov |
| Socotra Opportunity Fund II LLC | REITS and Finance | Sacramento | CA | $0 | $100,000,000 | 0 | Jul 15 | sec.gov |
| WorkAnywhere Fund, LLC | Commercial | Rancho Santa Fe | CA | $0 | $10,000,000 | 0 | Jul 15 | sec.gov |
| HPI Real Estate Fund XIV LLC | Commercial | Old Lyme | CT | $0 | $150,000,000 | 0 | Jul 15 | sec.gov |
| M6 Capital - Aspen Private Credit Fund - LLC (amended) | Commercial | Boulder | CO | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| Boulder Capital Aspen Private Credit Fund LLC (amended) | Commercial | Golden | CO | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| Clarum Aspen Private Credit Fund LLC (amended) | Commercial | Dallas | TX | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| Oak & Vine Capital Private Credit Fund LLC (amended) | Commercial | White Bear Lake | MN | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| LBE International Aspen PCF LLC (amended) | Commercial | Plantation | FL | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| Madison Investing Private Credit Fund LLC (amended) | Commercial | Dover | DE | $0 | Indefinite | 0 | Jul 15 | sec.gov |
| 1351 Fawcett LLC | Commercial | Portland | OR | $0 | $6,000,000 | 0 | Jul 15 | sec.gov |
| AlphaOne Operations, LLC | Other Technology | Montgomery | AL | $0 | $1,500,000 | 0 | Jul 15 | sec.gov |
| Midwest Pickleball Club, LLC | Other | Elkhorn | NE | $0 | $375,000 | 0 | Jul 15 | sec.gov |
Week of Jul 22 · Week of Jul 8 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.