Data / Form D filings / Jul 16
Form D filings, July 16, 2024: 97 companies raised $1.02 billion
97 operating companies filed a Form D on July 16, 2024, reporting $1.02 billion sold. Largest: LIHC Employees Credit Union Inc ($214.1 million), Scorpion Therapeutics, Inc. ($125.7 million), Ascend Wealth Fund, LLC ($100 million). The median filing is $3 million, and 91 pooled investment funds also filed that day.
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- 97Form D filings
- $1.02 billionreported sold
- $3 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 11, FL 8, CT 7, NY 5. By industry: Other 17, Other Technology 16, Commercial 10, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| LIHC Employees Credit Union Inc | Other Banking and Financial Services | Peachtree Corners | GA | $214,086,900 | $214,086,900 | 1 | Jul 16 | sec.gov |
| Scorpion Therapeutics, Inc. | Biotechnology | Boston | MA | $125,694,186 | $150,000,002 | 38 | Jul 16 | sec.gov |
| Ascend Wealth Fund, LLC | Commercial | Fairfax | VA | $100,000,000 | $100,000,000 | 0 | Jul 16 | sec.gov |
| IPCP Florida Realty Value Fund IV, L.P. | Commercial | Boca Raton | FL | $72,420,000 | $135,000,000 | 84 | Jul 16 | sec.gov |
| EdenRoc Sciences LLC (amended) | Biotechnology | Worcester | MA | $64,175,000 | $64,175,000 | 50 | Jul 16 | sec.gov |
| Casa Azul Spirits, LLC (amended) | Other | Manhattan Beach | CA | $58,073,605 | $62,000,000 | 246 | Jul 16 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $39,859,467 | $51,100,000 | 246 | Jul 16 | sec.gov |
| NANO FINANCIAL HOLDINGS, INC. | Commercial Banking | Irvine | CA | $25,000,000 | $25,000,000 | 5 | Jul 16 | sec.gov |
| PeopleOne Health, Inc. | Other Health Care | Oakmont | PA | $23,650,338 | $40,950,338 | 20 | Jul 16 | sec.gov |
| Landline Co (amended) | Other | Fort Collins | CO | $21,819,093 | $21,850,000 | 29 | Jul 16 | sec.gov |
| Hawes Crossing OZ Business, LLC | Residential | Scottsdale | AZ | $19,600,000 | $20,000,000 | 3 | Jul 16 | sec.gov |
| Digestiva, Inc. | Other Health Care | Davis | CA | $18,437,667 | $19,437,668 | 5 | Jul 16 | sec.gov |
| True Star Fund IV, LP (amended) | Residential | Midland | TX | $17,778,000 | $40,000,000 | 22 | Jul 16 | sec.gov |
| Gaingels Holdings LP (amended) | Other | Dover | DE | $16,763,000 | $16,763,000 | 79 | Jul 16 | sec.gov |
| Terram Lab Corp | Other | Scottsdale | AZ | $15,140,000 | $15,140,000 | 2 | Jul 16 | sec.gov |
| PSOF LO Sunnyvale Side Car, LLC (amended) | Other Real Estate | Atlanta | GA | $14,090,000 | $23,690,550 | 40 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $12,078,125 | $20,000,000 | 17 | Jul 16 | sec.gov |
| Prevalent, Inc. (amended) | Computers | Phoenix | AZ | $10,655,315 | Indefinite | 12 | Jul 16 | sec.gov |
| Fallingwater Holdings, LLC | Residential | Daphne | AL | $9,964,000 | $15,750,000 | 40 | Jul 16 | sec.gov |
| Sphere Technology Holdings, Inc. | Other Technology | San Jose | CA | $7,995,592 | Indefinite | 8 | Jul 16 | sec.gov |
| Easton Avon, LLC | Residential | Toledo | OH | $7,650,000 | $7,650,000 | 8 | Jul 16 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $7,585,000 | $10,000,000 | 116 | Jul 16 | sec.gov |
| Hawes Crossing OZ Fund, LLC | Residential | Scottsdale | AZ | $6,600,000 | $20,000,000 | 5 | Jul 16 | sec.gov |
| AutoScheduler.AI, Inc. | Other Technology | Franklin | TN | $6,500,000 | $6,500,000 | 4 | Jul 16 | sec.gov |
| FGFCGP, LLC | Other Real Estate | Palm Beach | FL | $6,250,000 | $6,250,000 | 5 | Jul 16 | sec.gov |
| TACKLE AI, LLC (amended) | Other Technology | Schaumburg | IL | $6,095,000 | $6,500,000 | 15 | Jul 16 | sec.gov |
| Avicenna Biosciences, Inc. | Biotechnology | Durham | NC | $6,000,000 | $6,000,000 | 1 | Jul 16 | sec.gov |
| Broadway Electric, Inc. | Construction | Elk Grove Village | IL | $5,250,000 | $5,250,000 | 17 | Jul 16 | sec.gov |
| Meadowhawk Biolabs, Inc. | Biotechnology | Marlborough | MA | $5,000,000 | $5,000,000 | 8 | Jul 16 | sec.gov |
| Project Orca, Inc. | Other Technology | Norwalk | CT | $4,699,984 | $4,949,887 | 4 | Jul 16 | sec.gov |
| Emissary, Inc. | Other | New York | NY | $4,526,466 | $7,176,038 | 12 | Jul 16 | sec.gov |
| Gaingels Holdings Core 2023 LLC (amended) | Other | Burlington | VT | $4,265,900 | $10,000,000 | 27 | Jul 16 | sec.gov |
| Channing Street Copper Co | Other Technology | Berkeley | CA | $4,150,000 | $4,500,000 | 7 | Jul 16 | sec.gov |
| Timber MF Development Ltd | Other Real Estate | Irving | TX | $4,000,000 | $4,800,000 | 5 | Jul 16 | sec.gov |
| CFV INNOVATIONS, INC. | Manufacturing | Vero Beach | FL | $4,000,000 | $4,000,000 | 1 | Jul 16 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $3,739,480 | $46,439,932 | 9 | Jul 16 | sec.gov |
| Gallabox Global Inc. | Other Technology | Dover | DE | $3,559,998 | $3,559,998 | 4 | Jul 16 | sec.gov |
| United Land Services Holdings LLC | Investing | Austin | TX | $3,452,500 | Indefinite | 2 | Jul 16 | sec.gov |
| Altair Engineering Inc. | Computers | Troy | MI | $3,428,913 | $5,178,427 | 9 | Jul 16 | sec.gov |
| Osiris Holdings LLC\IL | Retailing | Plainfield | IL | $3,010,000 | $3,360,000 | 11 | Jul 16 | sec.gov |
| Lou Development, LLC | Commercial | Seattle | WA | $3,000,000 | $40,000,000 | 5 | Jul 16 | sec.gov |
| ULS Investors LLC | Investing | Austin | TX | $2,952,500 | $3,500,000 | 13 | Jul 16 | sec.gov |
| UltronAI, Inc. (amended) | Other Technology | Princeton | NJ | $2,600,750 | $5,600,000 | 15 | Jul 16 | sec.gov |
| AFS Acquisition LLC | Investing | Blue Springs | MO | $2,500,000 | $2,500,000 | 12 | Jul 16 | sec.gov |
| Aware Health Labs, Inc. | Other | Lafayette | CA | $2,359,999 | $2,934,996 | 11 | Jul 16 | sec.gov |
| TELPERION INVESTORS III LLC | Investing | Bethesda | MD | $2,294,965 | $12,250,000 | 40 | Jul 16 | sec.gov |
| Intus Biosciences, LLC | Biotechnology | Farmington | CT | $2,000,000 | $2,000,000 | 25 | Jul 16 | sec.gov |
| Breakout Trading Group LLC | Other Technology | Wilmington | DE | $1,964,697 | Indefinite | 1 | Jul 16 | sec.gov |
| Hawaii Koloa Partners, LP | Residential | Jacksonville | FL | $1,800,000 | $34,400,000 | 2 | Jul 16 | sec.gov |
| Sphere Technology Holdings, Inc. | Other Technology | San Jose | CA | $1,516,207 | Indefinite | 17 | Jul 16 | sec.gov |
| Blockscout Ltd | Investing | Mahe, | $1,500,000 | $30,000,000 | 1 | Jul 16 | sec.gov | |
| C4 Imaging, LLC (amended) | Biotechnology | Bellaire | TX | $1,500,000 | $1,500,000 | 43 | Jul 16 | sec.gov |
| EM Foundations Portfolio Growth 3, LLC | REITS and Finance | New York | NY | $1,360,000 | Indefinite | 59 | Jul 16 | sec.gov |
| TPEG ALLTRADES DFW I INVESTORS LLC | Other Real Estate | Southlake | TX | $1,336,250 | $2,880,000 | 15 | Jul 16 | sec.gov |
| Welcome Technology Corp | Other Technology | New York | NY | $1,285,000 | $3,000,000 | 15 | Jul 16 | sec.gov |
| Generated Health, Inc. | Other | West Chester | PA | $1,027,748 | $2,200,000 | 7 | Jul 16 | sec.gov |
| doFlo, Inc. | Other Technology | London | $635,000 | $635,000 | 4 | Jul 16 | sec.gov | |
| Fortress Wildfire Insurance Group, LLC | Insurance | San Mateo | CA | $500,000 | $1,000,000 | 5 | Jul 16 | sec.gov |
| Zeo ScientifiX, Inc. | Biotechnology | Davie | FL | $500,000 | $500,000 | 1 | Jul 16 | sec.gov |
| Nexben Inc. | Other Technology | Minneapolis | MN | $500,000 | $2,000,000 | 2 | Jul 16 | sec.gov |
| Robinson Ridge Apartments LLC | Residential | Hickory | NC | $500,000 | $3,000,000 | 2 | Jul 16 | sec.gov |
| WWC LXIII US Investor2, LP | Residential | Phoenix | AZ | $356,639 | $2,095,000 | 15 | Jul 16 | sec.gov |
| PCNC I, LLC | Other Real Estate | Westtown | PA | $350,000 | $8,000,000 | 4 | Jul 16 | sec.gov |
| Twelve Second Developmental LLC | Other | New York | NY | $250,000 | $1,000,000 | 3 | Jul 16 | sec.gov |
| CNG 2024 STATIONS II, LLC | Energy Conservation | Oklahoma City | OK | $200,000 | $1,650,000 | 1 | Jul 16 | sec.gov |
| Copper Creek Holdings I, LLC | Commercial | Kansas City | MO | $200,000 | $35,000,000 | 2 | Jul 16 | sec.gov |
| Deeli AI, Inc. | Other Technology | New Taipei City | $200,000 | Indefinite | 0 | Jul 16 | sec.gov | |
| STRONG ECOSYSTEM LLC | Other | Mckinney | TX | $165,000 | $600,000 | 1 | Jul 16 | sec.gov |
| HEALX II A SERIES OF VUVP FUND LLC | Other | Austin | TX | $135,150 | $135,150 | 12 | Jul 16 | sec.gov |
| Coworks, Inc. | Other | Raleigh | NC | $100,000 | $500,000 | 2 | Jul 16 | sec.gov |
| TPI REIT LLC | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| TPIF TRUST | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| TPF EQUITY REIT LLC | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| TPF EQUITY TRUST | REITS and Finance | Hartford | CT | $62,500 | $62,500 | 125 | Jul 16 | sec.gov |
| UBS REIT No. 260 LLC | REITS and Finance | Hartford | CT | $55,000 | $55,000 | 110 | Jul 16 | sec.gov |
| GOSTOPS - A SERIES OF VUVP FUND LLC | Other | San Francisco | CA | $52,800 | $52,800 | 9 | Jul 16 | sec.gov |
| Global Immersive Entertainment Holding Ltd. | Other | East York | $42,667 | $42,667 | 31 | Jul 16 | sec.gov | |
| IC FLIP FUND LLC | Residential | Sedalia | MO | $35,000 | $25,000,000 | 1 | Jul 16 | sec.gov |
| Alaska Energy Metals Corp | Other | Vancouver | $29,700 | $69,390 | 2 | Jul 16 | sec.gov | |
| Intellectual Property Electronic Intuition Inc. | Other Technology | Keller | TX | $20,000 | $550,000 | 1 | Jul 16 | sec.gov |
| Lomiko Metals Inc. | Other | Surrey | $7,674 | $7,674 | 1 | Jul 16 | sec.gov | |
| FANOSX-1, LLC | Other Technology | Casper | WY | $0 | $7,000,000 | 0 | Jul 16 | sec.gov |
| InTrust Multifamily Opportunity Fund LLC | Commercial | Newport Beach | CA | $0 | $50,000,000 | 0 | Jul 16 | sec.gov |
| Monticello Hospitality Group, LLC | Commercial | Alexandria | MN | $0 | Indefinite | 4 | Jul 16 | sec.gov |
| PIM Litigation Portfolio LLC | Other | Portland | OR | $0 | Indefinite | 0 | Jul 16 | sec.gov |
| Matlock Senior Development Ltd (amended) | Other Real Estate | Irving | TX | $0 | $7,200,000 | 0 | Jul 16 | sec.gov |
| Northpark Shopping Center Opportunity 78 DST | Commercial | Torrance | CA | $0 | $9,141,727 | 0 | Jul 16 | sec.gov |
| 4448 CALIFORNIA AVENUE SW, LLC | Other Real Estate | Seattle | WA | $0 | $10,000,000 | 0 | Jul 16 | sec.gov |
| Cedarwood Apartments, LLC | Commercial | Chicago | IL | $0 | $1,100,000 | 0 | Jul 16 | sec.gov |
| Essential Net Lease 81 DST | Commercial | Torrance | CA | $0 | $19,023,010 | 0 | Jul 16 | sec.gov |
| Three Birds Brasseries, LLC | Restaurants | Dayton | OH | $0 | $1,850,000 | 0 | Jul 16 | sec.gov |
| T3 Tech, Inc. | Business Services | Melbourne | FL | $0 | Indefinite | 0 | Jul 16 | sec.gov |
| RICORE Techwoods 4, LLC | Commercial | Cincinnati | OH | $0 | $2,650,000 | 0 | Jul 16 | sec.gov |
| Securetech Innovations, Inc. | Other Technology | Roseville | MN | $0 | $525,000 | 0 | Jul 16 | sec.gov |
| APG Fund I, LLC (amended) | REITS and Finance | Johns Creek | GA | $0 | $72,000,000 | 22 | Jul 16 | sec.gov |
| HealthEast Surgery Center-Maplewood, LLC | Other Health Care | Maplewood | MN | $0 | $35,313 | 0 | Jul 16 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Telecommunications | New York | NY | $0 | Indefinite | 0 | Jul 16 | sec.gov |
July 17, 2024 · July 15, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.